Compliance Manager (Banking) jobs in Lake Havasu City, AZ

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Preferred Banking Assistant Manager
  • Western Alliance Bancorporation
  • Las Vegas, NV FULL_TIME
  • Job Title:

    Preferred Banking Assistant Manager

    Location:

    Grand Central

    What you'll do:

    As a Preferred Banker leader, you will partner with leadership to coach and execute the full client life cycle for clients. You will promote and exemplify the department's "sales, service, operations" philosophy through client interactions. You will respond to and resolve client requests and provide expert advice and guidance for these clients utilizing products and services such as treasury management, loans, and commercial, and personal accounts. You will work with internal departments and resources such as the Preferred Banker support system to drive client satisfaction. You will support the team through a career experience journey to augment banking knowledge for more effective work solutions and career growth opportunities by achieving and exceeding department metrics, conducting training sessions, and demonstrating knowledge through customer and team interactions.

    What we are looking for:

    • Lead and be a subject matter expert for the Preferred Banker team by responding to complex client requests to execute the complete client life cycle and achieve client satisfaction. Assist the preferred banking team in identifying and capitalizing on opportunities to promote Bank products through analysis of client patterns and needs.
    • Oversee and manage the distribution of work for their designated team, facilitate cross-training opportunities, and provide reporting to management on production, turnaround times, and other key data points.
    • Ensure the team meets service level standards including sales, customer service, turn-around time, risk management and regulatory compliance, audit soundness, and productivity and efficiency. May also monitor individual team members progress on their career experience journey to support their career progression and ensure optimal client support for all client inquiries or requests.
    • Assist leadership by creating and executing strategic business initiatives driven by data analytics. This may require change management techniques with other internal departments, proactively keeping up-to-date with Bank products, and completing other duties as assigned.
    • Lead and develop a team; responsible for hiring, coaching, performance management, training, and development.

    What you need to have:

    • High school diploma required, bachelor's degree in related field preferred.
    • 5 years of direct, related experience: Treasury Management Sales, Treasury Management Service, and Branch Banking Operations.
    • Advanced to expert knowledge of general banking operations, including deposit operations, loan administration, treasury management, and/or other commercial banking products and services.
    • Advanced to expert knowledge of applicable regulatory and legal compliance obligations, rules and regulations, industry standards, and practices.
    • Advanced to expert sales and service experience in business deposits or treasury management products.
    • Strong speaking and writing skills for internal and external audiences (ex: sales or leadership)
    • Previous leadership experience preferred.

    Compensation: Salary range for new hires is generally $69,600.00 - $85,977.00 for Las Vegas, NV. Salary amount is determined by specific job location. In addition, the role may be eligible for annual bonus/incentives earned and restricted stock.

    Benefits you'll love:
    We offer all the important things you'd want - like competitive salaries, an ownership stake in the company, medical and dental insurance, time off, a great 401k matching program, tuition assistance program, an employee volunteer program, and a wellness program. In addition, you'll have the opportunity to bolster your business knowledge, learning the ins and outs of how successful companies operate and manage their finances, giving you invaluable hands-on experience to help grow your career!

    About the company:

    Western Alliance Bank is a wholly owned subsidiary of Western Alliance Bancorporation. Alliance Bank of Arizona, Alliance Association Bank, Bank of Nevada, Bridge Bank, First Independent Bank, and Torrey Pines Bank are divisions of Western Alliance Bank; Member FDIC. AmeriHome Mortgage is a Western Alliance Bank company.

    Western Alliance Bancorporation is committed to equal employment and will consider all qualified applicants without regard to race, sex, color, religion, age, nation origin, marital status, disability, protected veteran status, sexual orientation, gender identity or genetic information. Western Alliance Bancorporation is committed to working with and providing reasonable accommodations for individuals with disabilities. If you are an individual with a disability and require a reasonable accommodation to complete any part of the application process and/or need an alternative method of applying, please email or call 602-386-2488. When contacting us, please provide your contact information and state the nature of your accessibility issue. We will only respond to inquiries concerning requests that involve a reasonable accommodation in the application process.

    Western Alliance Bancorporation


    Western Alliance Bancorporation is committed to equal employment and will consider all qualified applicants without regard to race, sex, color, religion, age, nation origin, marital status, disability, protected veteran status, sexual orientation, gender identity or genetic information. Western Alliance Bancorporation is committed to working with and providing reasonable accommodations for individuals with disabilities. If you are an individual with a disability and require a reasonable accommodation to complete any part of the application process and/or need an alternative method of applying, please email recruiter@westernalliancebank.com or call (602) 797-3662.

     

  • 10 Days Ago

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Preferred Banking Manager
  • Western Alliance Bank
  • Las Vegas, NV FULL_TIME
  • Job Title: Preferred Banking Manager Location: NV - Las Vegas, Lake Mead What you'll do: As a leader in the Preferred and Small Business Banking team, the Preferred Banking Manager will lead an in-per...
  • 20 Days Ago

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Compliance Manager
  • Launch Potato
  • Las Vegas, NV FULL_TIME
  • YOUR ROLE You will have the opportunity to make an immediate and significant impact on Launch Potato's FinanceBuzz business by managing compliance for some of our biggest partnerships and verticals. T...
  • 23 Days Ago

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Sr. Compliance Manager
  • Affinity Gaming
  • Las Vegas, NV FULL_TIME
  • SUMMARY The Senior Manager of Compliance plays an integral role within the Company and will lead a small team of Compliance Specialists in multiple jurisdictions. The Senior Manager of Compliance will...
  • 24 Days Ago

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Regulatory Compliance Manager
  • KONAMI GAMING INC
  • LAS VEGAS, NV OTHER
  • Job Details Job Location: Las Vegas - LAS VEGAS, NV Position Type: Full Time Salary Range: Undisclosed DescriptionKonami Gaming is looking for a Regulatory Compliance Manager to join our team! Do you ...
  • 25 Days Ago

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Manager of Regulatory Compliance
  • Thrive Aviation
  • Henderson, NV FULL_TIME
  • DescriptionPosition SummaryThe Regulatory Compliance Manager will oversee active and onboarding pilots with scheduling new and recurrent type rating courses with FSI. This role will process PRIA reque...
  • 1 Month Ago

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0 Compliance Manager (Banking) jobs found in Lake Havasu City, AZ area

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116 - Bashas' Customer Service Team Lead - Lake Havasu City
  • Bashas'
  • Lake Havasu City, AZ
  • Job Description Position Purpose: An entry level manager, the Customer Service Team Lead, will effectively assist the St...
  • 4/18/2024 12:00:00 AM

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F & B Cashier
  • BLUEWATER CASINO & RESORT
  • Parker, AZ
  • Job Details Level Entry Job Location BlueWater Resort and Casino - Parker, AZ Remote Type N/A Position Type Full Time Ed...
  • 4/18/2024 12:00:00 AM

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Revenue Audit Clerk
  • BLUEWATER CASINO & RESORT
  • Parker, AZ
  • Job Details Level Experienced Job Location BlueWater Resort and Casino - Parker, AZ Remote Type N/A Position Type Full T...
  • 4/17/2024 12:00:00 AM

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Door to Door Sales Representative
  • Optimum
  • Lake Havasu City, AZ
  • Are you looking to Optimize your life? Start your exciting path to a rewarding career today! We are Optimum, a leader in...
  • 4/16/2024 12:00:00 AM

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Clinical Support Supervisor (RN/LPN)
  • North Country HealthCare AZ
  • Lake Havasu City, AZ
  • North Country HealthCare is transforming healthcare for rural Arizona as a Primary Care, Federally Qualified Teaching He...
  • 4/14/2024 12:00:00 AM

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Martini Bay Server
  • London Bridge Resort
  • Lake Havasu City, AZ
  • Martini Bay is looking for high powered, customer service centric, knowledgeable, and caring servers. All shifts are eve...
  • 4/14/2024 12:00:00 AM

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Warehouse Associate
  • Walmart
  • Lake Havasu City, AZ
  • **Job Summary:** As a Warehouse Associate at Walmart, you will play a crucial role in the efficient operation of the dis...
  • 4/14/2024 12:00:00 AM

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Order Picker
  • Walmart
  • Lake Havasu City, AZ
  • **Job Summary:** As an Order Picker at Walmart, you will be responsible for accurately and efficiently selecting merchan...
  • 4/14/2024 12:00:00 AM

Lake Havasu City is a city in Mohave County, Arizona, United States. According to 2010 census, the population of the city was 52,527 people. It is served by Lake Havasu City Airport. Lake Havasu City is geographically isolated from the other cities in Mohave County and is the southernmost community of the Las Vegas–Henderson, NV–AZ combined statistical area. Lake Havasu City is located at 34°29′24″N 114°18′32″W / 34.49000°N 114.30889°W / 34.49000; -114.30889. According to the United States Census Bureau, the city has a total area of 43.1 square miles (112 km2), of which, 43.0 square miles...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$76,363 to $117,327
Lake Havasu City, Arizona area prices
were up 2.5% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020