Compliance Manager (Banking) jobs in Mcallen, TX

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

Recently Added Compliance Manager (Banking) jobs

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Banking Center Operations Manager
  • Texas Regional Bank
  • Mission, TX FULL_TIME
  • Position Summary
    The Banking Center Operations Manager is responsible for the administration, management and efficient daily operation of a full-service banking center. This includes operations, product sales, customer service, facility maintenance, security, and safety in accordance with the Bank’s objectives. The Manager will develop new deposit business, provide a superior level of customer service, and promote the sales and service culture through coaching, guidance, and staff motivation. The Manager will also be responsible for achieving individual and banking center sales goals through new business, sales, referrals, and retention of account relationships. This role requires the Manager to provide leadership, training, and supervision, actively participate in sales management, be well versed in the Bank’s products, services, processes, procedures and systems, and delegate day-to-day operations to the appropriate Operations personnel.
    Principal Duties and Responsibilities
    • Manage the day-to-day banking center operations to ensure operational excellence.
    • Directly supervise all banking center operations and lobby personnel.
    • Order supplies for the banking center.
    • Monitor and oversee all banking center procedures and transactions, which include overrides, audits, balancing, bait money, approve checks, review large items, and ensure individual teller and vault limits are within policy.
    • Monitor and oversee all Teller Capture procedures.
    • Resolve escalated customer complaints/issues promptly and effectively.
    • Act as the Banking Center Security Coordinator, responsible for overall banking center security and adherence to policy and procedures.
    • Responsible for quarterly security device inspections, as well as conducting monthly security training.
    • Be well versed in Business Online Services and Retail Online Services, ensure proper completion of necessary documentation, and provide documentation to the Electronic Banking Department.
    • Create and maintain a fair weekly schedule for lobby personnel, including the opening and closing officer schedule.
    • Ensure timekeeping system is current with updated schedules as well as communicating schedules to lobby personnel and officers in a timely manner.
    • Provide ongoing guidance and support to lobby personnel for the development of the Bank’s overall mission of recruiting customers, building relationships, and retaining customers.
    • Promote an effective sales and service environment.
    • Responsible for quality control verification of all new account maintenance and lobby services performed at the banking center. This is including but not limited to opening & closing accounts, online banking, business online banking, IRAs, Card Valet, debit cards, wires, and Client Central.
    • Maintain working knowledge of all the Bank’s products, services and service charges.
    • Conduct regular staff meetings to communicate compliance with all Bank policy and procedures and communicate any updates to lobby personnel, as necessary.
    • Conduct 90-day evaluations for new lobby personnel as well as annual performance evaluations for existing lobby personnel within an appropriate timeframe.
    • Monitor lobby personnel performance. When appropriate, conduct coaching for improved performance and engage in disciplinary action steps with Human Resources, when necessary.
    Other Responsibilities
    • Support and promote the Bank’s Vision, Mission, Core Values, organizational structure, policies, and procedures.
    • Provide strong, compassionate, and visible leadership, which fosters positive attitudes and trust among employees, customers, and prospects.
    • Carry out management responsibilities in accordance with the Bank’s policies and applicable laws and regulations. Responsibilities may include:
    • Interviewing, hiring, and training employees.
    • Planning, goal setting, assigning and directing work toward individual accountability based on the bank’s strategic objectives.
    • Appraising, rewarding and disciplining individual employees in a performance-driven environment.
    • Addressing complaints and resolving problems of customers and employees.
    • Comply with federal and state regulations as well as all established Bank policies and procedures.
    • Other duties as assigned.
    Qualifications, Education and Experience Requirements
    A self-starting individual who possesses the following skills:
    • High School Diploma or GED required; Bachelor’s Degree in business (preferred) or equivalent work experience.
    • At least six (6) months of cash handling experience.
    • Ability to type, use a computer efficiently, and use a 10-key calculator.
    • Proficiency with Microsoft Office Suite.
    • Demonstrate the ability to lead, motivate, and influence others.
    • Good problem solving skills, solid decision-making, effective communication, prioritization, and organization of work activities.
    • Previous supervisory experience, preferred.
    • Strong acumen to sales development and coaching.
    • One year or more of cash handling and/or customer service experience, required.
    • Sales experience preferred.
    • Sound knowledge of general bank operations.
    • Strong customer relations and interpersonal skills.
    • Must have excellent communication, analysis, observation and decision-making skills.
    • Highly focused and able to rapidly determine key priorities, clearly communicate priorities, and ensure resources are properly aligned.
    • Ability to work in high-pressure situations and a stressful atmosphere while remaining composed.
    • Excellent interpersonal and communication skills, which are necessary for maintaining effective relationships with Board members, officers, employees, and members of the business and civic community.
    • Bilingual in English and Spanish, preferred.
    • Must be able to be physically present in the Bank to perform job duties.
    • Texas Regional Bank is an Equal Opportunity Employer.
  • 1 Month Ago
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PSA Compliance Manager
  • Southwest Key Programs
  • Weslaco, TX PART_TIME
  • Job Summary: The Prevention of Sexual Abuse (PSA) Compliance Manager is responsible for the preventative education, detection, management, reporting, implementation, and compliance with the HHS Interi...
  • 17 Days Ago
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Desktop Support Engineer
  • Excis Compliance ltd
  • roma, TX FULL_TIME
  • Provide onsite and desk side support services to end users.Complete incidents and requests within SLA in a pressurized environment.Build configure and troubleshoot Install Gold image on Customer PC an...
  • 18 Days Ago
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Business Electronic Banking Specialist
  • Texas Regional Bank
  • Allen, TX FULL_TIME
  • Position Summary The Business Electronic Banking Specialist provides exceptional customer service and support of our Business Electronic Banking products and services, including ACH Origination, Wire ...
  • 16 Days Ago
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Compliance Auditor
  • International Bank of Commerce
  • Laredo, TX FULL_TIME
  • Job Summary: Responsible for different elements of the Compliance Program, including training, policies and procedures, complaint management and monitoring and audits. ESSENTIAL JOB FUNCTIONS The stat...
  • 1 Month Ago
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Banking Customer Service Representative - Onsite
  • Teleperformance
  • Allen, TX FULL_TIME
  • Overview This position will be based on-site at our McAllen, Texas location. About TP Teleperformance is a global, digital business services company. We deliver the most advanced, digitally powered bu...
  • 17 Days Ago
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0 Compliance Manager (Banking) jobs found in Mcallen, TX area

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Senior Medical Science Liaison-Women's Healthcare Nevada Utah
  • Bayer
  • At Bayer we’re visionaries, driven to solve the world’s toughest challenges and striving for a world where 'Health for a...
  • 4/24/2024 12:00:00 AM
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Senior Medical Science Liaison-Women's Healthcare Nevada Utah
  • Bayer
  • At Bayer we’re visionaries, driven to solve the world’s toughest challenges and striving for a world where 'Health for a...
  • 4/24/2024 12:00:00 AM
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Senior Medical Science Liaison-Women's Healthcare Northern California
  • Bayer
  • At Bayer we’re visionaries, driven to solve the world’s toughest challenges and striving for a world where 'Health for a...
  • 4/24/2024 12:00:00 AM
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Cardiorenal Sales Consultant (Monroe, LA)
  • Bayer
  • Cardiorenal Sales Consultant (Monroe, LA) YOUR TASKS AND RESPONSIBILITIES The primary responsibilities of this role are ...
  • 4/23/2024 12:00:00 AM
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Procurement buyer
  • Johnson Controls International
  • Apodaca, Nuevo León
  • What you will do? You will lead the process for the procurement of 3rd party direct materials for JCI’s Chillers busines...
  • 4/23/2024 12:00:00 AM
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Senior Network Administrator
  • General Dynamics Information Technology
  • GDIT has an exciting opportunity for a Sr. Network Administrator to support U.S. Army Europe as part of our EMITS progra...
  • 4/22/2024 12:00:00 AM
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About Mcallen, Texas

McAllen is the largest city in Hidalgo County, Texas, United States, and the 22nd-most populous city in Texas. It is located at the southern tip of the state in the Rio Grande Valley. The city limits extend south to the Rio Grande, across from the Mexican city of Reynosa, and McAllen is about 70 mi (110 km) west of the Gulf of Mexico. As of 2017, McAllen’s population was estimated to be 142,696. It is the fifth-most populous metropolitan area in the state of Texas, and the binational Reynosa–McAllen metropolitan area counts a population of nearly 1.52 million. From its settlement in 1904, the ...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$66,069 to $101,510
Mcallen, Texas area prices
were up 1.2% from a year ago
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What does a Compliance Manager (Banking) do?

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020