Compliance Manager (Banking) jobs in Miami, FL

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Corporate Banking Relationship Manager
  • City National Bank
  • Miami, FL FULL_TIME
  • Corporate Banking Relationship Manager
    Job ID 2024-4830 Category Orlando/Tampa Type Full-Time Workplace policy On-Site
    Overview

    Acts as the primary advisor for a portfolio of Corporate Banking clients. Develops new business relationships and maintains important revenue-generating client relationships through new business development, relationship and portfolio management activities. Assesses the risks and impact from both the client's and bank's perspective, identifies opportunities to cross-sell related banking products and services and leads the development of an overall client relationship strategy.

    Principal Duties & Responsibilities:

      Achieves and exceeds set production goals and qualitative performance benchmarks.

    • Directs and manages the sales and service of financial services to Corporate Banking target market clients and prospects in accordance with loan quality guidelines, approval standards and production goals.

    • Requires significant marketing presentation, sales and relationship building skills. Expands existing client relationships and actively seeks new clients via targeted prospecting.

    • Responsible for meeting the broad needs of assigned clients by coordinating with assigned Risk Officers, Treasury Management Officers, Client Service Officers, and other Product Specialists. Partners with these specialists to meet the full range of client needs and ensures optimal response and service levels between departments.

    • Under the parameters of procedures and individual authority, recommends and/or makes significant decisions regarding overdrafts, wires, pricing, structuring etc., for Loans, Treasury products, client servicing and other.

    • If loan is an acceptable risk for the bank, negotiates the terms of the loan with the client based on the risk of the loan, current conditions in the financial markets, overall profitability of the loan and overall client relationship, and the current internal goals of the bank.

    • Makes decisions of significant importance related to risk associated with the loan, documentation needed from client, negotiation of terms, etc.

    • Independently reviews all new and renewal loan requests, coordinates and actively participates in the underwriting process together with appropriate Risk Officer, ensuring adherence to the Bank's credit policies and criteria in loan decisions.

    • With independent analysis, maintains portfolio quality, monitors past due loans, minimizes the risk of loan losses and keeps exceptions to a minimum. Ensures full compliance with loan terms. Promptly identifies potential issues and alerts management of any problems in the portfolio. Submits timely and accurate reports as required.

    Qualifications
    • 5-7 years of Commercial Lending experience.
    • Has formal credit training by national or large regional bank.
    • Positive, goal oriented, poised, tactful, independent, self-starter and detail oriented.
    • Ability to work in a fast-paced environment with aggressive goals and objectives.
    • Strong understanding of the principles of accounting and finance.
    • Strong marketing and analytical skills.
    • Must be able to analyze financial conditions and industry trends.
    Education
    • Bachelor's degree in Business or related field
    Special Instructions to Candidates
    • Equal Opportunity Employer/Protected Veterans/Individuals with Disabilities.
    • Please view Equal Employment Opportunity Posters provided by OFCCP here.
    • The contractor will not discharge or in any other manner discriminate against employees or applicants because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant. However, employees who have access to the compensation information of other employees or applicants as a part of their essential job functions cannot disclose the pay of other employees or applicants to individuals who do not otherwise have access to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the contractor's legal duty to furnish information. 41 CFR 60-1.35(c)
    • Reasonable accommodation may be made to assist individuals with disabilities to complete the online application process. Please contact our Human Resources Department at 305-577-7680 or by e-mail at employment@citynational.com.
    • #LI-GP1

     

  • 1 Month Ago

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Compliance Manager
  • J&C Tropicals
  • Miami, FL FULL_TIME
  • J&C Tropicals, a well-established and growing national tropical produce distributor is looking for a Compliance Manager who is responsible for managing the Company Compliance Initiatives including but...
  • 3 Days Ago

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Compliance Manager
  • Instasks App platform
  • Miami, FL TEMPORARY
  • Instasks App is a Professional Concierge Service. The app provides top-tiered professionals and clients with an online platform. Our unique approach to building an App is to give the client and the pr...
  • 11 Days Ago

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Compliance Manager
  • Sanitas
  • Doral, FL OTHER
  • Job Details Job Location: South Florida Region - Doral, FL Position Type: Full Time Education Level: 4 Year Degree Salary Range: Undisclosed Travel Percentage: Up to 5% Job Shift: Day Job Category: Le...
  • 1 Month Ago

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Corporate Banking Relationship Manager II
  • Amerantbank
  • Coral, FL FULL_TIME
  • The Corporate Banking Relationship Manager II maximizes share of wallet and products penetration. Promotes and Cross-sells products and services with the objective of servicing, maintaining, developin...
  • 1 Day Ago

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Lead Commercial Banking Relationship Manager
  • Wells Fargo
  • MIAMI, FL FULL_TIME
  • At Wells Fargo, we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity, and inclusion in a workplace w...
  • 5 Days Ago

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0 Compliance Manager (Banking) jobs found in Miami, FL area

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ATF Compliance Manager
  • New Age Software Services
  • Fort Lauderdale, FL
  • ATF Compliance Manager Location Fort Lauderdale, Florida (hybrid) Direct Hire Role We are unable to sponsor or transfer ...
  • 4/26/2024 12:00:00 AM

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Senior Trade Compliance Manager
  • Ga Telesis
  • Fort Lauderdale, FL
  • GA Telesis is a global leader providing integrated solutions to the aviation and aerospace industries. We serve over 3,0...
  • 4/26/2024 12:00:00 AM

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Compliance Manager
  • Sanitas
  • Miami, FL
  • Job Details Job Location South Florida Region - Doral, FL Position Type Full Time Education Level 4 Year Degree Travel P...
  • 4/24/2024 12:00:00 AM

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Environmental Compliance Manager
  • Carnival Corporation
  • Miami, FL
  • Job Description Is responsible for implementing strategies to ensure that assigned Ships are supported with the goal to ...
  • 4/23/2024 12:00:00 AM

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Senior Trade Compliance Manager
  • GA Telesis
  • Fort Lauderdale, FL
  • GA Telesis is a global leader providing integrated solutions to the aviation and aerospace industries. We serve over 3,0...
  • 4/23/2024 12:00:00 AM

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Manager, Product Compliance - REMOTE
  • Net Health
  • Miami, FL
  • About Net Health Belong. Thrive. Make a Difference. Are you looking for a meaningful and satisfying career where you hav...
  • 4/23/2024 12:00:00 AM

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Privacy Compliance Manager
  • Anaplan
  • Miami, FL
  • Anaplan. As the engine behind back-office system connectivity, you might not recognize our name, but our customers rank ...
  • 4/22/2024 12:00:00 AM

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Senior Trade Compliance Manager
  • GA Telesis, LLC
  • Fort Lauderdale, FL
  • GA Telesis is a global leader providing integrated solutions to the aviation and aerospace industries. We serve over 3,0...
  • 4/22/2024 12:00:00 AM

Miami, officially the City of Miami, is the cultural, economic and financial center of South Florida. Miami is the seat of Miami-Dade County, the most populous county in Florida. The city covers an area of about 56.6 square miles (147 km2), between the Everglades to the west and Biscayne Bay on the east; with a 2017 estimated population of 463,347, Miami is the sixth most densely populated major city in the United States. The Miami metropolitan area is home to 6.1 million people and the seventh-largest metropolitan area in the nation. Miami's metro area is the second-most populous metropolis i...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$74,135 to $113,904
Miami, Florida area prices
were up 2.9% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020