Compliance Manager (Banking) jobs in Middlesex, NJ

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Banking Center Manager
  • The Provident Bank of New Jersey
  • Ocean Grove, NJ FULL_TIME
  • How would you like to join a successful and growing multi-billion dollar bank with branches in New Jersey and Eastern Pennsylvania? Provident Bank is looking for a talented Banking Center Manager to work in our Ocean Grove, NJ branch to promote our commitment to providing exceptional customer service.


    Qualified candidate must possess excellent sales, customer service and people skills. Prior retail experience preferred.


    With your commitment in the Banking Center Manager role, Provident Bank can help you advance in your career and climb the ladder of success!


    POSITION SUMMARY


    This position is assigned to branches managed by an Area Manager. The Banking Center Manager is responsible for leading a team of sales & service professionals to meet and exceed sales goals and service targets. The incumbent duties will include (but not limited to) directly working with customers to build relationships, identify and satisfy their needs through the sale of financial products & services, while running all aspects of an efficient and productive branch.


    This position will provide required reporting related to operations and control. Responsibilities also include: Security of equipment and inspections, financial controls, collections and loss handling, as well as daily opening and closing procedures. In addition, the incumbent supplements platform sales and service responsibilities as required.


    MAJOR JOB RESPONSIBILITIES

    • Achievement of branch goals including Deposits and Loans for both consumer and business.
    • Effectively grow and retain the wallet share of existing customer and business customers through their staff and themselves individually.
    • New business development as directed by the Cluster Manager.
    • Translate branch sales goals into sales plan and oversee execution.
    • Communicate, motivate, monitor and formally coach direct reports on a monthly basis as well as monitor indirect reports to attain sales, service and operational targets.


    Additional responsibilities relating to customer needs

    • Monitor and control revenue and expense targets.
    • Manage successful achievement of minimum standards for all branch staff.
    • Participate in daily sales, service and operational activities of branch including qualitative tele-consulting activity and tracking/managing of results.
    • Promote the professional growth of employees through planned development activities and experiences for succession advancement.
    • Join and actively participate in external bank, community and civic events to extend name recognition and reputation of Bank.
    • Hold daily huddles and a monthly staff meeting with line of business partners to promote open and clear communication of branch business plan.
    • Manage Focus on Compliance expectations.


    SUPERVISORY RESPONSIBILITIES


    Directly supervises the Customer Service Supervisor, Teller Supervisor and all other platform staff. Indirectly supervises branch personnel through subordinate supervisors. The BCM also carries out supervisory responsibilities in accordance with the organization's policies and procedures. This includes interviewing, hiring, training and managing employees; planning, assigning and directing work; appraising performance; rewarding and disciplining employees; and addressing and resolving employee complaints and conflicts.


    SKILLS AND TRAINING


    • Knowledge of sales and coaching practices.
    • Knowledge of retail banking procedures, policies and basic operations.
    • Plan and effectively allocate resources.
    • Excellent interpersonal verbal communication skills.
    • Ability to effectively coach and manage staff performance.
    • Analytical skills.
    • Basic PC skills and the ability to quickly learn other computer programs.
    • Orientation towards planning and organization.
    • Strong relationship building and interpersonal abilities.
    • Confidence and initiative.
    • Goal orientation and strong work ethic.
    • Results oriented and decisiveness.
    • Courage and resiliency.


    EDUCATION

    High school diploma or GED


    WORK EXPERIENCE

    3 to 7 years in a retail banking management capacity.


    WORKING CONDITIONS

    Work is performed under general office conditions in a retail-banking establishment, with possible travel between offices. Must be flexible and demonstrate the ability to adapt to new job locations and reassignments as directed.


    HAZARDS

    Those present in a retail-banking establishment. In the course of working with customers, the employee may encounter abusive, aggressive or unpredicted threatening behavior. Must observe safety and security practices at all times. Also, those found associated with driving a motor vehicle.


    This job description may not be all inclusive. Employees are expected to perform other duties as assigned and directed by management. Job descriptions and duties may be modified when deemed appropriate by management.


    Provident Bank recognizes and supports the importance of creating a socially and culturally diverse employee base. We understand, value, and appreciate the unique perspectives that a diverse workforce can contribute to our organization. We put the employee and the customer at the center of strategy because culture is a critical differentiator for why people choose to work here.


    We are an equal opportunity employer, and all qualified applicants will receive consideration for employment without regard to age 40 and over, color, disability, gender identity, genetic information, military or veteran status, national origin, race, religion, sex, sexual orientation or any other applicable status protected by state or local law.

  • 12 Days Ago

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Manager of Tax Compliance
  • Seasoned Recruitment
  • New Providence, NJ FULL_TIME
  • Join a dynamic team as a Tax Compliance Manager and unleash your expertise in navigating the intricate world of taxation! Our client is seeking a passionate individual who thrives on challenges and is...
  • 28 Days Ago

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Private Investigator
  • Allied Universal® Compliance and Investigations
  • Perth Amboy, NJ FULL_TIME
  • Private Investigator Overview Allied Universal® Compliance and Investigations, North America's leading expert insurance claim investigations, compliance and corporate governance company, provides rewa...
  • 5 Days Ago

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Banking Center Supervisor
  • The Provident Bank of New Jersey
  • Perth Amboy, NJ FULL_TIME
  • How would you like to join one of the most highly regarded community-focused financial institutions in the Tri-State area? Provident Bank is a high-performing, $14 billion company that continues to ex...
  • 12 Days Ago

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Implementation Analyst (Banking)
  • Orion Innovation
  • Berkeley Heights, NJ FULL_TIME
  • Orion Innovation is a premier, award-winning, global business and technology services firm. Orion delivers game-changing business transformation and product development rooted in digital strategy, exp...
  • Just Posted

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Compliance Specialist
  • First Children Services
  • Plainfield, NJ FULL_TIME
  • Job Title: Compliance Specialist Reports To: Director of Administration Status: Full-time, Exempt, Location: Remote position considered, candidate should be willing to travel to sites within First Chi...
  • 2 Days Ago

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0 Compliance Manager (Banking) jobs found in Middlesex, NJ area

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Regulatory Compliance Manager
  • The Judge Group
  • Burlington, NJ
  • Our client is currently seeking a Regulatory Compliance Manager for their operations in the Philadelphia, PA metro area....
  • 3/18/2024 12:00:00 AM

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Regulatory Compliance Manager
  • The Judge Group
  • New York, NY
  • Our client is currently seeking a Regulatory Compliance Manager for their operations in the Philadelphia, PA metro area....
  • 3/18/2024 12:00:00 AM

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Compliance Manager
  • KVK Tech
  • Newtown, PA
  • Job Description Job Description Department Quality Operations Job Title Compliance Manager FLSA Status Exempt Reports To...
  • 3/17/2024 12:00:00 AM

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Associate Compliance Manager
  • Rockwood Search Associates
  • New York, NY
  • Job Description Job Description Large Investment Firm seeks an Associate Compliance Manager to advise on a broad spectru...
  • 3/17/2024 12:00:00 AM

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Compliance Manager
  • Campus
  • New York, NY
  • Campus is on a mission to maximize access to a world-class education. At Campus, students come first, and we mean it. Ou...
  • 3/16/2024 12:00:00 AM

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Compliance Manager
  • Campus
  • New York, NY
  • Campus is on a mission to maximize access to a world-class education. At Campus, students come first, and we mean it. Ou...
  • 3/14/2024 12:00:00 AM

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Compliance Manager/Associate
  • Green Trading Capital
  • New York, NY
  • Job Description Job Description Green Trading Capital is looking to add an individual to join our team to head up compli...
  • 3/14/2024 12:00:00 AM

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CDPAP Compliance Manager
  • P4P
  • Brooklyn, NY
  • P4P - Duties and Responsibilities Include: Responsible for maintaining compliance with state and local regulations as we...
  • 3/14/2024 12:00:00 AM

Middlesex is a borough in Middlesex County, New Jersey, United States. As of the 2010 United States Census, the borough's population was 13,635 reflecting a decline of 82 (-0.6%) from the 13,717 counted in the 2000 Census, which had in turn increased by 662 (+5.1%) from the 13,055 counted in the 1990 Census. Middlesex was incorporated as a borough by an act of the New Jersey Legislature on April 9, 1913, from portions of Piscataway Township, based on the results of a referendum held on May 6, 1913.[21] The borough's name derives from Middlesex, England.[22][23] According to the United States C...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$86,103 to $132,312
Middlesex, New Jersey area prices
were up 1.5% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020