Compliance Manager (Banking) jobs in Minneapolis, MN

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Compliance Services Associate (Entry-Level)
  • Sovos Compliance Career Center
  • Hopkins, MN FULL_TIME
  • Build your future with Sovos.

    If you are looking for an opportunity where career-minded professionals can achieve success while bringing their best and whole selves to work each day, Sovos may be the company you have been looking for. Employees at Sovos operate on the leading edge of digital technology while working to improve lives and the communities in which we live and work. When we say Solve Tax for Good, we mean For Good in every sense of the word. Our organizational commitment is to provide a place where employees can thrive and progress in their careers while having the support behind them that only a global company can offer.

    Sound like this might be the opportunity you have been looking for?

    Take a look at our career posting below.  Don’t check all the boxes? Apply anyway!  We are focused on hiring the right people, not the “right” resume.

    It’s not about what you have done somewhere else, it’s all about what you are capable of doing here.

     

    The Work You'll Do:

    The Compliance Services Associate will serve as the go-to client resource for our Compliance Services clients. This includes identifying, prioritizing, and resolving client issues as well as coordinating the appropriate internal departments to provide timely responses and solutions to clients. The successful candidate will be self-motivated with strong client service and organization skills as well as a high level of accuracy. This candidate will also possess strong communication skills (written, oral, and presentation) due to the level of contact with various internal and external resources.

     

    What are my responsibilities going to be, more specifically?

    • Perform all tasks within our application on behalf of clients; this includes mapping and importing data, creating print files, and creating transmittal files 
    • Adhere to all client deadlines in order to meet all regulatory deadlines and needs
    • Import and reconcile data based on client needs
    • Ensure all client-specific needs are well documented 
    • Provide training to our clients as needed to navigate our software solution
    • Perform timely and accurate submission of remittances to federal and state agencies
    • Identify process improvements and offer suggestions to build internal efficiencies and reduce risk

     

    What We Need From You:

    • Basic computer software knowledge; strong Microsoft Excel skills
    • Strong customer service skills with an emphasis on listening and documenting client needs
    • Effective communication skills (verbal and written) to both technical and non-technical audiences
    • Detail oriented and ability to work independently in a fast-paced environment
    • Due to federal contracts - successful candidates must successfully pass a background check and drug test before hire

     

    What Does Sovos Offer You?

    The tools to enhance your life - because we want you to enjoy your life outside of work

    • Flexible Time Off
    • Progressive Wellness Program
    • Tuition Reimbursement
    • Generous 401k Match
    • Paid Family Leave
    • Company-seeded and matched HSA (Health Savings Account)

     

    Sovos is an equal opportunity employer committed to providing an environment that celebrates diversity and where equal employment opportunities are available to all applicants and employees.  We do not discriminate against race, color, religions, national origin, age, sex, marital status, physical or mental disability, veteran status, gender identity, sexual orientation, or any other characteristic provided by law.  At Sovos, all employees are encouraged to bring their whole selves to work.

     

    Company Background

    Sovos was built to solve the complexities of the digital transformation of tax, with complete, connected offerings for tax determination, continuous transaction controls, tax reporting and more. Sovos customers include half the Fortune 500, as well as businesses of every size operating in more than 70 countries. The company’s SaaS products and proprietary Sovos S1 Platform integrate with a wide variety of business applications and government compliance processes. Sovos has employees throughout the Americas and Europe, and is owned by Hg and TA Associates. For more information visit www.sovos.com and follow us on LinkedIn and Twitter.

  • 3 Days Ago

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Environmental Specialist
  • U.S. Compliance
  • Excelsior, MN FULL_TIME
  • U.S. Compliance: Searching for high-performing environmental professionals who want to make a difference. Join our fast-growing EHS compliance firm to help us CARE for people, PROTECT the environment ...
  • 2 Days Ago

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Operations Associate (Entry-Level)
  • Sovos Compliance
  • Hopkins, MN FULL_TIME
  • Build your future with Sovos. If you are looking for an opportunity where career-minded professionals can achieve success while bringing their best and whole selves to work each day, Sovos may be the ...
  • 1 Month Ago

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Compliance Manager, RCM Compliance Reg. Inventory Oversight
  • Wells Fargo
  • Minneapolis, MN FULL_TIME
  • About this role: Wells Fargo is seeking a Compliance Manager to join the Regulatory Change & Inventory Management (RCIM) team within Wells Fargo Compliance. As part of the RCIM team, this role will ma...
  • 22 Days Ago

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Project Manager (Security Compliance)
  • Ledelsea
  • Minneapolis, MN FULL_TIME
  • Job DetailsRole: Project Manager (Security Compliance) Start date: ASAP Work Arrangement: Local (Mpls) candidates only : Hybrid, onsite 3 days/weekEngagement Length: through December 31, 2024 Overview...
  • Just Posted

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Privacy Compliance Manager
  • Anaplan
  • Minneapolis, MN FULL_TIME
  • Join Anaplan's growing Privacy Team as our new Privacy Compliance Manager. We seek a candidate who can come into an Anaplan office on a hybrid schedule 2 days/week. Your Impact Assist with DPA reviews...
  • 14 Days Ago

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0 Compliance Manager (Banking) jobs found in Minneapolis, MN area

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EHS & DOT COMPLIANCE MANAGER
  • Wells
  • Rosemount, MN
  • WELLS: A CAREER WORTH BUILDING Wells is one of the largest prefabricated building solution providers with locations acro...
  • 4/26/2024 12:00:00 AM

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Director of Finance And Accounting
  • Optp
  • Minneapolis, MN
  • Director of Finance For over 40 years OPTP has been a leading catalog and ecommerce company of fitness and therapy produ...
  • 4/25/2024 12:00:00 AM

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Project Manager (Security Compliance)
  • ITR Group
  • Minneapolis, MN
  • Opportunity available for a Security Compliance Project Manager In this role you will work security, compliance, and dev...
  • 4/24/2024 12:00:00 AM

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Director of Finance And Accounting
  • OPTP
  • Minneapolis, MN
  • Director of Finance For over 40 years OPTP has been a leading catalog and ecommerce company of fitness and therapy produ...
  • 4/24/2024 12:00:00 AM

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Manager, Product Compliance - REMOTE
  • Net Health
  • Minneapolis, MN
  • About Net Health Belong. Thrive. Make a Difference. Are you looking for a meaningful and satisfying career where you hav...
  • 4/23/2024 12:00:00 AM

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Compliance Manager
  • Eteam
  • Minneapolis, MN
  • Quality Assurance control testing Pay: $50.00/hr on W2 Job responsibilities: ' Conduct BLQA testing of WCIB controls wit...
  • 4/22/2024 12:00:00 AM

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Permitting Compliance Manager- Remote- Full Time (100% FTE)
  • Adv-soc Inc
  • Minneapolis, MN
  • Company Description ADV-SOC, Inc is a full-service, employee-owned, science, operations, and consulting partnership serv...
  • 4/22/2024 12:00:00 AM

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Quality System Manager
  • BioPhase
  • Roseville, MN
  • BioPhase specializes in recruiting top talented professionals for Scientific communities. We are currently looking for a...
  • 4/22/2024 12:00:00 AM

Minneapolis (/ˌmɪniˈæpəlɪs/ (listen)) is the county seat of Hennepin County and the larger of the Twin Cities, the 16th-largest metropolitan area in the United States. As of 2017, Minneapolis is the largest city in the state of Minnesota and 45th-largest in the United States, with an estimated population of 422,331. The Twin Cities metropolitan area consists of Minneapolis, its neighbor Saint Paul, and suburbs which altogether contain about 3.6 million people, and is the third-largest economic center in the Midwest. Minneapolis lies on both banks of the Mississippi River, just north of the riv...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$81,510 to $125,235
Minneapolis, Minnesota area prices
were up 1.4% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020