Compliance Manager (Banking) jobs in New Haven, CT

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Banking Center Manager
  • Webster Bank
  • New Haven, CT FULL_TIME
  • If you’re looking for a meaningful career, you’ll find it here at Webster. Founded in 1935, our focus has always been to put people first--doing whatever we can to help individuals, families, businesses and our colleagues achieve their financial goals. As a leading commercial bank, we remain passionate about serving our clients and supporting our communities. Integrity, Collaboration, Accountability, Agility, Respect, Excellence are Webster’s values, these set us apart as a bank and as an employer.  

    Come join our team where you can expand your career potential, benefit from our robust development opportunities, and enjoy meaningful work!

    This role is responsible for all functions, staff, and daily operations within a banking center.  They are responsible for implementing the Webster banking center network strategy, which includes achievement of sales, customer service, P&L management, operations, and colleague development goals while also contributing to the achievement of District goals. This role is tasked with acquisition, integration, and optimization of new and existing client relationships. The colleague must develop and maintain a strong level of partnership with segment and line of business partners through collaboration and communication. 

    Duties & Responsibilities

    *     Consistently meet/exceed all sales goals, retention goals, and Superior Service Quality (SSQ) standards.
    *     Develop, implement, and manage a detailed business plan and participate in establishing team sales and service goals.
    *     Expand and retain client relationships, actively cross-sell and resolve client issues.  Support segmentation strategy with existing clients by implementing sales, retention and other bank initiatives to support Banking Center’s growth and profitability objectives 
    *     Identify, cultivate, and support key customer segment relationships through focused sales and referral activity
    *     Maintain a working knowledge of all Webster asset, liability, and partner products and services as well as alternative delivery channels.
    *     Coach, develop and hold team accountable by demonstrating leadership skills and modeling the way
    *     Utilize and model usage of all available sales tools and resources.
    *     Ensure timely completion of audits with an expectation to meet/ exceed branch operations review requirements
    *     Ensure compliance with Federal and State laws as well as bank policies and procedures.  
    *     Schedule all branch employee shifts to meet customer service needs; provides flexibility of coverage for the banking center.
    *     Drive high performance by holding team accountable for superior results. Enhance employee engagement by providing team with coaching, support, timely and constructive performance feedback. Provide opportunity in career growth and recognize and reward employees for accomplishments.
    *     Execute on effective colleague onboarding, training new colleagues on policies, procedures and all banking center operational duties/responsibilities

    REQUIREMENTS:
    *     High school diploma/GED required; Bachelor’s degree preferred.
    *     5-7 years of banking experience, with a proven track record in leadership, customer service, managerial, communication and organization skills.
    *     Intricate knowledge of retail banking products and services.
    *     Strong customer service skills, relationship building, organizational, computer skills, comfortable with current technology, and communication skills.

    The estimated salary range for this position is $70,000.00 to $115,000.00 USD annually. Actual salary may vary up or down depending on job-related factors which may include knowledge, skills, experience, and location. In addition, this position is eligible for incentive compensation.
     

    #LI-MM1

    All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or protected veteran status.

  • 11 Days Ago

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Cleaner
  • Aware Manager
  • New Haven, CT FULL_TIME,PART_TIME
  • Cleaner We are looking for a Cleaner to take care of our facilities and carry out cleaning and maintenance duties. The goal is to keep our building in a clean and orderly condition. Responsibilities C...
  • 26 Days Ago

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Regulatory Compliance - Project Manager
  • Triton Environmental, Inc.
  • Guilford, CT FULL_TIME
  • Triton Environmental, Inc. (Triton) is seeking candidates to fill a Project Manager position within its environmental Regulatory Compliance group. Triton works with a diverse client base on a wide ran...
  • 18 Days Ago

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Business Banking Relationship Officer
  • Guilford Savings Bank
  • Guilford, CT FULL_TIME
  • POSITION DESCRIPTION:This role is responsible for the expansion and retention of new and existing business banking relationships to include loans, deposits and cash management services within the Bank...
  • 25 Days Ago

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Preschool Director
  • North Guilford Nursery School: The Athena Group, Hiring Manager
  • Guilford, CT FULL_TIME
  • Summary General Position Description North Guilford Nursery School seeks an experienced early childhood professional, skilled people manager, and visionary entrepreneur to spearhead the revitalization...
  • 17 Days Ago

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Lead Teachers, Assistant Teachers, and Substitute Teachers
  • North Guilford Nursery School: The Athena Group, Hiring Manager
  • Guilford, CT PART_TIME
  • Summary The North Guilford Nursery School seeks applicants for lead teachers, assistant teachers, and substitute teacher positions. NGNS is a half-day, private preschool that has a 75 year history of ...
  • 17 Days Ago

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0 Compliance Manager (Banking) jobs found in New Haven, CT area

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Senior Manager of Compliance (ECC/360 Management)
  • Nonprofit HR
  • New Haven, CT
  • Senior Manager of Compliance (ECC/360 Management Group) On-site About 360 Management Group: 360 Management Group, Co. (3...
  • 4/24/2024 12:00:00 AM

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AVP, Deposits Risk
  • Synchrony Financial
  • Stamford, CT
  • Job Description: Reporting to the VP, Deposits Risk Leader, this role will contribute to consumer compliance and operati...
  • 4/24/2024 12:00:00 AM

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Personal Banker
  • Key Bank
  • Hamden, CT
  • Occupation: Banking, Mortgage, InvestmentSpecialty: Personal BankerLocation:2856 Whitney Avenue - Hamden, Connecticut 06...
  • 4/24/2024 12:00:00 AM

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Fuel Compliance Officer - 12 Month Register
  • Department Of The Treasury
  • Waterbury, CT
  • Duties WHAT IS THE SMALL BUSINESS SELF EMPLOYEDDIVISION? A description of the business units can be found at: https://ww...
  • 4/24/2024 12:00:00 AM

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VP of Compliance (Public Funds)
  • Atlantic Group
  • Hartford, CT
  • Location: Onsite - Fairfield County, CTCompensation: $200k-$250k base + bonus ($100k-$150k)Responsibilities:The Complian...
  • 4/23/2024 12:00:00 AM

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Internal Revenue Agent / Senior Revenue Agent (Examiner)-12 Month Roster AMENDED
  • Department Of The Treasury
  • New Haven, CT
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at: https...
  • 4/23/2024 12:00:00 AM

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Internal Revenue Agent (Reviewer - Examiner) 12 MONTH ROSTER AMENDED
  • Department Of The Treasury
  • New Haven, CT
  • Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: ht...
  • 4/22/2024 12:00:00 AM

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Internal Revenue Agent (Examiner-Joint Committee Specialist) 12 MONTH ROSTER 'AMENDED'
  • Department Of The Treasury
  • New Haven, CT
  • Duties WHAT IS THE LARGE BUSINESS & INTERNATIONAL (LB&I)DIVISION? A description of the business units can be found at: h...
  • 4/22/2024 12:00:00 AM

New Haven is a coastal city in the U.S. state of Connecticut. It is located on New Haven Harbor on the northern shore of Long Island Sound in New Haven County, Connecticut, and is part of the New York metropolitan area. With a population of 129,779 as determined by the 2010 United States Census, it is the second-largest city in Connecticut after Bridgeport. New Haven is the principal municipality of Greater New Haven, which had a total population of 862,477 in 2010. New Haven was the first planned city in America. A year after its founding by English Puritans in 1638, eight streets were laid o...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$82,893 to $127,359
New Haven, Connecticut area prices
were up 1.7% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020