Compliance Manager (Banking) jobs in New Haven, CT

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Safety and Compliance Manager
  • SC Ballard, LLC
  • North Branford, CT FULL_TIME
  • Safety & Compliance Manager

    SC Ballard has been in business for over 30 years. We provide trucking services locally, regionally and over-the road. We are dedicated to being a leader in our industry and we are proud of our operations. Our business is built upon the contributions of our employees.

    SC Ballard’s Safety & Compliance representative establishes procedures and develops organizational strategies to ensure that the company complies with all federal, state, and local regulations. The Compliance representative will identify and mitigate negative trends that increase risk and exposes the company’s brand. In addition, enforcing current policy and establishing new policy that is aligned with the company’s goals.

    Our Compliance representative is responsible for ensuring that company operations comply with internal standards and expectations. The Compliance representative will write new policy, advise and lead colleagues on matters of internal control, monitoring, best practices of strategic importance and ensures improvement plans are followed.

    SC Ballard’s Safety & Compliance representative will need to be able to navigate through the company’s ELD platform (GoMotive, formerly KeepTruckin) that identifies negative driver behaviors and will work closely with supervisors to administer coaching. Additionally, this position works closely with key employees to advance the mission of all safety standards within the organization including understanding the company’s captive insurance program and Charing the safety committee.

    This role typically reports to the business owner and works closely with all management. Duties include, but are not limited to, the following:

    • Ensure company is complying with all federal, state and local laws
    • Communicating with Drivers regarding DOT compliance, benefits, pay information, on-the-road issues, and job performance via in-person, phone and email
    • Communicating with Drivers related to necessary details of deliveries, including attention to details of paperwork and specific customer requirements
    • Assist with employee issues
    • Maintaining records of dispatched calls, driver routes, route changes and delivery times
    • Monitoring and scheduling maintenance
    • Working with billing and dispatch teams
    • Leadership input
    • Requires some travel

    Qualifications:

    • Strong computer skills including Microsoft Excel, Outlook and Word
    • Knowledge of FMCSA/DOT transportation regulations and laws preferred
    • Knowledge of fleet maintenance, and a CDL are preferred.
    • Trucking industry experience a big plus
    • Must be respectful, energetic and able to wear multiple hats while remaining calm and organized
    • Regular, predictable attendance is essential in this position

    Please submit resume with salary requirements; Salary depends on experience.

    Job Type: Full-time

    Benefits:

    • Health insurance
    • Health savings account
    • Paid time off
    • Retirement plan

    Schedule:

    • 8 hour shift

    Supplemental pay types:

    • Bonus opportunities

    Education:

    • High school or equivalent (Preferred)

    Experience:

    • Management: 1 year (Preferred)
    • Office: 1 year (Preferred)

    Ability to Relocate:

    • North Branford, CT 06471: Relocate before starting work (Required)

    Work Location: In person

  • 6 Days Ago

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SIU Investigator
  • Allied Universal® Compliance and Investigations
  • New Haven, CT FULL_TIME
  • SIU Investigator Overview Allied Universal® Compliance and Investigations, North America's leading expert insurance claim investigations, compliance and corporate governance company, provides rewardin...
  • 19 Days Ago

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VP, Banking Operations
  • ORS Partners
  • New Haven, CT FULL_TIME
  • Overview Reporting to the SVP of Operations, the VP of Banking Operations will be responsible for managing the ongoing effort of planning and operations management. The primary focus is on leveraging ...
  • 10 Days Ago

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VP, Banking Operations
  • BankMobile
  • New Haven, CT OTHER
  • Overview Reporting to the SVP of Operations, the VP of Banking Operations will be responsible for managing the ongoing effort of planning and operations management. The primary focus is on leveraging ...
  • 14 Days Ago

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Lead Teachers, Assistant Teachers, and Substitute Teachers
  • North Guilford Nursery School: The Athena Group, Hiring Manager
  • Guilford, CT PART_TIME
  • Summary The North Guilford Nursery School seeks applicants for lead teachers, assistant teachers, and substitute teacher positions. NGNS is a half-day, private preschool that has a 75 year history of ...
  • 5 Days Ago

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Preschool Director
  • North Guilford Nursery School: The Athena Group, Hiring Manager
  • Guilford, CT FULL_TIME
  • Summary General Position Description North Guilford Nursery School seeks an experienced early childhood professional, skilled people manager, and visionary entrepreneur to spearhead the revitalization...
  • 5 Days Ago

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0 Compliance Manager (Banking) jobs found in New Haven, CT area

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Regulatory Compliance Manager
  • The Judge Group
  • New Haven, CT
  • Our client is currently seeking a Regulatory Compliance Manager for their operations in the Philadelphia, PA metro area....
  • 3/18/2024 12:00:00 AM

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Regulatory Compliance Manager
  • The Judge Group
  • Hartford, CT
  • Our client is currently seeking a Regulatory Compliance Manager for their operations in the Philadelphia, PA metro area....
  • 3/18/2024 12:00:00 AM

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Internal Revenue Agent - 12 Month Roster
  • Department Of The Treasury
  • New Haven, CT
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL(LB&I)DIVISION? A description of the business units can be found at: ...
  • 3/18/2024 12:00:00 AM

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AVP, Deposits Risk
  • Synchrony Financial
  • Stamford, CT
  • Job Description: Role Summary/Purpose: This role will contribute to consumer compliance and operational risk oversight o...
  • 3/17/2024 12:00:00 AM

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AVP, Deposits Risk
  • Synchrony Financial
  • Stamford, CT
  • Job Description: Role Summary/Purpose: This role will contribute to consumer compliance and operational risk oversight o...
  • 3/17/2024 12:00:00 AM

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Compliance Manager
  • Suffolk Credit Union
  • Medford, NY
  • Join our Risk Management team as the Compliance Manager and start empowering your possible! As a leader in the industry,...
  • 3/16/2024 12:00:00 AM

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AVP, Deposits Risk
  • Synchrony Financial
  • Stamford, CT
  • Job Description: Role Summary/Purpose: This role will contribute to consumer compliance and operational risk oversight o...
  • 3/15/2024 12:00:00 AM

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Quality Engineer
  • Building One Facility Services
  • Durham, CT
  • Supervise, assign, instruct, support and coordinate various quality activities of the Quality Department. Support develo...
  • 3/14/2024 12:00:00 AM

New Haven is a coastal city in the U.S. state of Connecticut. It is located on New Haven Harbor on the northern shore of Long Island Sound in New Haven County, Connecticut, and is part of the New York metropolitan area. With a population of 129,779 as determined by the 2010 United States Census, it is the second-largest city in Connecticut after Bridgeport. New Haven is the principal municipality of Greater New Haven, which had a total population of 862,477 in 2010. New Haven was the first planned city in America. A year after its founding by English Puritans in 1638, eight streets were laid o...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$83,164 to $127,795
New Haven, Connecticut area prices
were up 1.7% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020