Compliance Manager (Banking) jobs in Omaha, NE
Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)
Recently Added Compliance Manager (Banking) jobs
Investment Banking Managing Director
- Bridgepoint Investment Banking
-
Omaha, NE
FULL_TIME
-
Opportunistic nationally, but preferred locations include Chicago, Omaha and Denver.
WHO WE ARE
Bridgepoint Investment Banking is not an old school, antiquated investment bank. We’re next gen – impact-focused, growing and entrepreneurial. We provide a better and more fun environment for Wall Street rockstars to utilize their skills and expertise to provide uncompromised and impact advice and solutions to our clients. We are hyper-focused on our core values and integrity, and providing senior investment bankers a better platform to utilize their skills and relationship networks. We aren’t just another sell-side mill, but provide true full-service investment banking solutions for our clients spanning corporate finance and M&A. For more information please visit: .
WHAT WE’RE LOOKING FOR
Bridgepoint is seeking Managing Director candidates to augment our growing and differentiated middle market investment banking firm. Bridgepoint provides a unique opportunity for compensation, firm input, entrepreneurial spirit and impact relative to traditional investment banks. Bridgepoint is the first impact investment bank – focused on prosperity for our people, our clients and our communities. Every team member has input in our fast-paced, entrepreneurial environment focused on culture and innovation. Managing Directors will also participate in the overall firm strategy and new business initiatives.
Bridgepoint Managing Directors provide key leadership role within our investment banking group. Primary responsibilities include generating new business for the firm, managing existing client engagements, closing deals, and overseeing junior Banking staff. We cover multiple industries, but have interest on those specializing in Industrials, Healthcare, Business Services, Consumer and Technology. This is an opportunity for growth, responsibility and building wealth for the ideal candidate. The Bridgepoint platform provides ample white space for a successful, high energy MD to build out a highly successful group/practice.
QUALIFICATIONS
An experienced MD with a proven track record of middle market M&A and/or leveraged finance deal origination;
Significant client interaction and experience, particularly showing the ability to develop strong and influential client relationships;
Rock-solid personal reputation, exceptional work ethic and professional integrity;
Conduct themselves with a high level of professionalism with uncompromising integrity and confidentiality;
Established network/personal brand credibility to enable expected business development;
Minimum 10 years of relevant investment banking experience;
Proven management skills, from leadership to delegation, to mentoring, etc.;
Interest in a fast-paced, entrepreneurial culture that promotes diversity and growth;
Hungry for a long-term career opportunity to be an impact-player within our leadership team;
Culture-focused, values-based decision maker;
Bachelor’s Degree required; advanced degree preferred.
OVERVIEW OF DUTIES
Actively pursue business development opportunities and market a full range of investment banking services and solutions to prospective clients;
Create and manage new deal flow and originate new client engagements that fit the strategy of the firm;
Use relationships with established rolodex to generate new opportunities;
Develop client networks, establish and maintain pipeline and support efforts in developing and executing sales and marketing strategies;
Lead on a variety of transactions in all industries and stages, from initial client pitch to transaction closing;
Extraordinary day-to-day deal execution, negotiation and closing skills;
Communicate financial information and strategic issues in a clear, concise and relevant manner to assist and guide executives in corporate finance transactions;
Demonstrate extraordinary attention to detail on client deliverables;
Maintain and manage client relationships and be actively involved at the key strategic points of each transaction;
Provide leadership, professional development and mentoring for junior staff;
Participate in key industry conferences, speaking opportunities, media interviews, and marketing efforts to generate exposure and promote the firm;
Act as strategic advisor to clients enabling them to achieve their long-term goals;
Be a team player and culture carrier;
Involvement in both corporate finance and M&A transactions.
LOCATION
Opportunistic nationally, but preferred locations include Chicago, Omaha, Denver and Dallas/Austin.
OTHER
At Bridgepoint you will be challenged and rewarded for leadership, technical excellence and inspired perspectives.
*Please provide your resume, a list of relevant completed M&A & Capital Raising transactions and your active FINRA licenses.
- 22 Days Ago
Business Banking Relationship Manager
- U.S. Bank National Association
-
Council, IA
FULL_TIME
- At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succee...
- 22 Days Ago
Banking Center Manager
- CORE BANK
-
Omaha, NE
OTHER
- Job Details Job Location: Maple - Omaha, NE Position Type: Full Time Education Level: High School Salary Range: Undisclosed Travel Percentage: None Job Category: Banking DescriptionCompany Overview Co...
- 15 Days Ago
Business Banking Relationship Manager
- U.S. Bank National Association
-
Omaha, NE
FULL_TIME
- At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succee...
- 1 Month Ago
Business Service Associate
- TS Banking Group
-
Treynor, IA
FULL_TIME
- Job Description: Collins Consulting is seeking to hire a Business Service Assoicate. This role assists in the preparation of payroll reconciliations and ensures that payroll is accurately updated. Be ...
- 21 Days Ago
Seasonal Administrative Assistant
- TS Banking Group
-
Treynor, IA
FULL_TIME
- Job Description: Shift: Second Shift,Third Shift,Sat,Sun Collins Consulting, located within TS Bank in Treynor, Iowa, is seeking to hire a Seasonal Administrative Assistant for the upcoming tax season...
- 1 Day Ago
Filters
- Filter Jobs By posted time
- Within 1 Day
- Within 2-7
- Within 1 Month
- Within 3 Months
0 Compliance Manager (Banking) jobs found in Omaha, NE area
Compliance Auditor
- North End Teleservices, LLC
-
Omaha, NE
- Want to work for a fun and family-oriented company? Come join our organization for an exciting new role as our Complianc...
- 4/26/2024 12:00:00 AM
Internal Revenue Agent (Tax Exempt Bonds Agent - Examiner) 12 MONTH ROSTER AMENDED
- Department Of The Treasury
-
Omaha, NE
- Duties WHAT IS THE TAX EXEMPT AND GOVERNMENT ENTITIES (TE/GE) DIVISION? A description of the business units can be found...
- 4/25/2024 12:00:00 AM
Internal Revenue Agent - 12 Month Roster
- Department Of The Treasury
-
Omaha, NE
- Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL(LB&I)DIVISION? A description of the business units can be found at: ...
- 4/24/2024 12:00:00 AM
Human Resources Representative | Bilingual: ENG-SPAN | Omaha, NE
- Mission Foods
-
Omaha, NE
- Mission Foods is looking for a talented Human Resources Representative (Bilingual: English-Spanish) to proudly work in o...
- 4/22/2024 12:00:00 AM
Internal Revenue Agent (Special Enforcement Program - Examiner) 12 MONTH ROSTER (Amended)
- Department Of The Treasury
-
Omaha, NE
- Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: ht...
- 4/22/2024 12:00:00 AM
Internal Revenue Agent (Examiner) - Direct Hire - Incentive eligible-AMENDED
- Department Of The Treasury
-
Omaha, NE
- Duties WHAT ARE THE APPEALS (AP), LARGE BUSINESS AND INTERNATIONAL (LB&I), SMALL BUSINESS SELF-EMPLOYED (SB/SE) AND TAX ...
- 4/22/2024 12:00:00 AM
Internal Revenue Agent (Examiner) - (Temp NTE 1 Year, MBE, MBMP) 12 MONTH ROSTER (AMENDED)
- Department Of The Treasury
-
Omaha, NE
- Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SB/SE)DIVISION? A description of the business units can be found at: ht...
- 4/22/2024 12:00:00 AM
Senior Internal Revenue Agent-Senior Program Analyst (12 month roster) AMENDED
- Department Of The Treasury
-
Omaha, NE
- Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONALDIVISION? A description of the business units can be found at: https:...
- 4/22/2024 12:00:00 AM
About Omaha, Nebraska
Omaha (/ˈoʊməhɑː/ OH-mə-hah) is the largest city in the state of Nebraska and the county seat of Douglas County. Omaha is located in the Midwestern United States on the Missouri River, about 10 miles (15 km) north of the mouth of the Platte River. The nation's 40th-largest city, Omaha's 2018 estimated population was 466,061.
Omaha is the anchor of the eight-county, bi-state Omaha-Council Bluffs metropolitan area. The Omaha Metropolitan Area is the 59th largest in the United States, with an estimated population of 944,316 (2018). The Omaha-Council Bluffs-Fremont, NE-IA Combined Statistical Are...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$73,060 to $112,251
Omaha, Nebraska area prices
were up 0.8% from a year ago
were up 0.8% from a year ago
What does a Compliance Manager (Banking) do?
Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020