Compliance Manager (Banking) jobs in Orange, CA

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Business Banking Relationship Manager
  • U.S. Bank National Association
  • Irvine, CA FULL_TIME
  • At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed.  We believe it takes all of us to bring our shared ambition to life, and each person is unique in their potential. A career with U.S. Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive at every stage of your career. Try new things, learn new skills and discover what you excel at—all from Day One.

    Job Description

    Business Banking Relationship Managers play a pivotal role in helping our business clients achieve their financial goals.

    They do this by approaching each and every day with a single purpose – to do the right thing by our business clients to help them achieve their vision for success and the lives they want to lead.

    They also have access to an expansive set of products and solutions to better serve our business clients today and into the future.

    Strong client relationships are based on trust, assessing and attending to clients’ banking needs, obtaining and processing client and account information, educating clients on available deposit and loan products and services, and recommending financial solutions based on each client’s unique goals and needs.

    U.S. Bank Business Banking Relationship Managers are the primary advisor for our business clients and are responsible for building, developing, and managing new and existing relationships with business clients and delivering financial expertise and client-centric solutions that build strong, long-term relationships.

    Basic Qualifications
    - Bachelor's degree, or equivalent work experience
    - Seven or more years of relevant experience

    Preferred Skills/Experience
    - Strong relationship management and business development abilities
    - Well-developed analytical and problem-solving skills
    - Basic knowledge of credit administration, analysis, and credit policy/procedure
    - Knowledge of cash flow management and business credit underwriting with commercial credit training preferred
    - Demonstrated understanding of basic financial accounting and analysis
    - Broad knowledge of bank products and services that results in successfully identifying appropriate opportunities to sell the bank’s products
    - Ability to work effectively with individuals and groups across the company to manage customer relationships
    - Excellent presentation, verbal and written communication skills
    - Demonstrated business acumen with knowledge of diverse types of businesses, industries, markets, financial and economic concepts

    Location:
    This role offers a hybrid/flexible schedule, which means there's an in-office expectation of 3 or more days per week and the flexibility to work outside the office location for the other days.

    If there’s anything we can do to accommodate a disability during any portion of the application or hiring process, please refer to our disability accommodations for applicants.

    Benefits: 

    Our approach to benefits and total rewards considers our team members’ whole selves and what may be needed to thrive in and outside work. That's why our benefits are designed to help you and your family boost your health, protect your financial security and give you peace of mind. Our benefits include the following (some may vary based on role, location or hours):

    • Healthcare (medical, dental, vision)

    • Basic term and optional term life insurance

    • Short-term and long-term disability

    • Pregnancy disability and parental leave

    • 401(k) and employer-funded retirement plan

    • Paid vacation (from two to five weeks depending on salary grade and tenure)

    • Up to 11 paid holiday opportunities

    • Adoption assistance

    • Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law

    EEO is the Law

    U.S. Bank is an equal opportunity employer committed to creating a diverse workforce. We consider all qualified applicants without regard to race, religion, color, sex, national origin, age, sexual orientation, gender identity, disability or veteran status, among other factors. Applicants can learn more about the company’s status as an equal opportunity employer by viewing the federal KNOW YOUR RIGHTS EEO poster.  

    E-Verify

    U.S. Bank participates in the U.S. Department of Homeland Security E-Verify program in all facilities located in the United States and certain U.S. territories. The E-Verify program is an Internet-based employment eligibility verification system operated by the U.S. Citizenship and Immigration Services. Learn more about the E-Verify program.

    The salary range reflects figures based on the primary location, which is listed first. The actual range for the role may differ based on the location of the role. In addition to salary, U.S. Bank offers a comprehensive benefits package, including incentive and recognition programs, equity stock purchase 401(k) contribution and pension (all benefits are subject to eligibility requirements). Pay Range: $120,700.00 - $142,000.00 - $156,200.00

    Job postings typically remain open for approximately 20 days of the posting date listed above, however the job posting may be closed earlier should it be determined the position is no longer required due to business need. Job postings in areas with a high volume of applicants, such as customer service, contact center, and Financial Crimes investigations, remain open for approximately 5 days of the posting listed date.
  • 2 Days Ago

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Regional Banking Manager
  • Wells Fargo
  • HUNTINGTON BEACH, CA FULL_TIME
  • Why Wells Fargo:Are you ready for the next step in your career? This is where it begins – at a company known for our “Well Life” approach to supporting employees’ career aspirations, work-life balance...
  • 3 Days Ago

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Senior Product Manager, Core Banking
  • Finfare Inc.
  • Irvine, CA FULL_TIME
  • About Finfare: Finfare is dedicated to empowering SMBs, by providing the ultimate expense management solution for growing businesses seeking to streamline their financial operations and maximize cash ...
  • 14 Days Ago

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Litigation and IP Compliance Manager
  • Inari Medical
  • Irvine, CA FULL_TIME
  • Description The Litigation and IP Compliance Manager works under general supervision of the General Counsel playing a central role in carrying out the corporation’s legal mandates. This role oversees ...
  • 16 Days Ago

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Litigation and IP Compliance Manager
  • Inari Medical
  • Irvine, CA FULL_TIME
  • Description The Litigation and IP Compliance Manager works under general supervision of the General Counsel playing a central role in carrying out the corporation’s legal mandates. This role oversees ...
  • 16 Days Ago

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Mortgage Loan Compliance Manager
  • SummitHR
  • Orange, CA FULL_TIME
  • Job Description: The Disclosure/Compliance Specialist will follow written procedures to identify and accurately disclose/re-disclose any and all required disclosures within a compliant time frame for ...
  • 1 Month Ago

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0 Compliance Manager (Banking) jobs found in Orange, CA area

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Payroll Compliance Manager
  • Calibre CPA
  • Los Angeles, CA
  • Job Description Job Description Calibre CPA Group is seeking a Payroll Compliance Manager to join our Compliance departm...
  • 4/26/2024 12:00:00 AM

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Environmental Compliance Manager
  • Amvac: An American Vanguard Company
  • Los Angeles, CA
  • Environmental Compliance Manager for a busy specialty Chemical Manufacturing plant located in Los Angeles. AMVAC is a di...
  • 4/26/2024 12:00:00 AM

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Director of Risk Management and Compliance
  • The Whole Child - Mental Health & Housing
  • Whittier, CA
  • JOB OVERVIEW The Director of Risk Management & Compliance will be responsible for ensuring The Whole Child (TWC) adheres...
  • 4/26/2024 12:00:00 AM

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Environmental Compliance Manager
  • AMVAC: An American Vanguard Company
  • Los Angeles, CA
  • Environmental Compliance Manager for a busy specialty Chemical Manufacturing plant located in Los Angeles. AMVAC is a di...
  • 4/25/2024 12:00:00 AM

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Compliance Manager
  • Unio Health Partners
  • Torrance, CA
  • COMPANY DESCRIPTION Unio Health Partners (UHP) is a highly differentiated physician practice management platform with th...
  • 4/24/2024 12:00:00 AM

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Contract Compliance Manager
  • Athens Services
  • La Puente, CA
  • Job Description Summary The Contract Compliance Manager will work as a business partner with the Sr. Contract Compliance...
  • 4/24/2024 12:00:00 AM

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Manager, Product Compliance - REMOTE
  • Net Health
  • Irvine, CA
  • About Net Health Belong. Thrive. Make a Difference. Are you looking for a meaningful and satisfying career where you hav...
  • 4/23/2024 12:00:00 AM

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Policy Compliance Manager
  • Health Plan Of San Joaquin/mountain Valley Health Plan
  • Los Angeles, CA
  • Health Plan of San Joaquin - now hiring a Policy Compliance Manager!Remote position - must reside in California.Contact ...
  • 4/22/2024 12:00:00 AM

Orange is a city located in Orange County, California. It is approximately 3 miles (4.8 kilometers) north of the county seat, Santa Ana. Orange is unusual in this region because many of the homes in its Old Town District were built before 1920. While many other cities in the region demolished such houses in the 1960s, Orange decided to preserve them. The small city of Villa Park is surrounded by the city of Orange. The population was 139,812 as of 2014. The city has a total area of 25.2 square miles (65 km2), 24.8 square miles (64 km2) of which is land and 0.4 square miles (1.0 km2) of which i...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$84,967 to $130,546
Orange, California area prices
were up 3.0% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020