Compliance Manager (Banking) jobs in Philadelphia, PA

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Compliance Manager
  • Spruce Street Compliance
  • Philadelphia, PA FULL_TIME
  • Spruce Street Compliance is political and nonprofit compliance consulting firm based out of Philadelphia, PA and Washington, DC. Our firm is committed to supporting progressive causes and candidates nation-wide.

     

    Salary range: $70,000-$90,000/annually generous benefits package and professional development opportunities. DOE

     

    Responsibilities

    ·       Manage the day-to-day operations and financial activity for clients

    ·       Oversee income record-keeping into compliance database and accounting file

    ·       Process disbursements and track outstanding invoices

    ·       Process client payroll

    ·       Assist Compliance Director in managing client’s budget and track cash flow

    ·       On-boarding and off-boarding client staff

    ·       Track and process 1099s

    ·       Maintain compliance with GAAP

    ·       Perform bank and compliance software reconciliations

    ·       Oversee compliance correspondence

    ·       Assist Compliance Director with client procurement and maintaining vendor relationships

    ·       Assist providing financial reports to clients

    ·       Prepare and file federal and non-federal campaign finance reports

     

    Experience and Skills

    ·       3-5 years of experience work with political or non-profit organizations

    ·       At least one year of experience with non-profit and/or campaign finance compliance

    ·       Strong attention to detail and organized

    ·       Moderate to advance experience with Excel, Google Business Suite, and Dropbox

    ·       Ability to manage multiple projects at once and meet strict deadlines

    ·       Ability to work evenings and weekends to meet deadlines

    ·       Willingness to take initiative

    ·       Bookkeeping experience

    ·       Previous experience with Quickbooks Online (preferred)

    ·       Bachelor’s degree

    ·       Commitment to supporting progressive causes

    ·       Commitment to working within a diverse and inclusive work space

    ·       A background check will be conducted after a conditional offer of employment has been made to a candidate

     

    Spruce Street Consulting LLC is an equal opportunity employer and committed to diversity, equity, and inclusion among its staff. The firm strongly encourages candidates from diverse backgrounds to apply and will hire based on qualifications of the candidate without regard to race, religion, color, national origin, ancestry, physical disability, mental disability, medical condition, genetic information, marital status, sex, gender, gender identity, gender expression, age, sexual orientation, and military or veteran status.  

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  • 1 Month Ago

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Health and Safety Manager
  • Compliance Management International
  • Lansdale, PA FULL_TIME
  • CMI has a Health and Safety Manager opportunity available in Lansdale, PA. Do you want to join a team of experts who is at the forefront of innovation and regulatory development? Are you looking to jo...
  • 1 Month Ago

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Compliance Inspector
  • 7G Environmental Compliance Management
  • Philadelphia, PA FULL_TIME
  • Our CompanyAt 7G, we're the go-to partner for petroleum tank owners across the country. We tackle environmental challenges while consistently keeping things compliant. Our values are simple: excellenc...
  • 17 Days Ago

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Compliance Assistant
  • Spruce Street Compliance
  • Philadelphia, PA FULL_TIME
  • Spruce Street Compliance is political and nonprofit compliance consulting firm based out of Philadelphia, PA and Washington, DC. Our firm is committed to supporting progressive causes and candidates n...
  • 1 Month Ago

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Business Banking Relationship Manager
  • KeyBank
  • Plymouth Meeting, PA FULL_TIME
  • Location:401 Plymouth Road - Plymouth Meeting, Pennsylvania 19462Job SummaryServes as the Relationship Manager and Financial Advisor to clients, introducing a full range of core banking products, diff...
  • 28 Days Ago

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Compliance Manager
  • TIFF Advisory Services
  • Radnor, PA OTHER
  • Job Details Level: Experienced Job Location: Radnor PA Office - Radnor Twp, PA Position Type: Full Time Education Level: 4 Year Degree Salary Range: Undisclosed Travel Percentage: Negligible Job Categ...
  • 22 Days Ago

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0 Compliance Manager (Banking) jobs found in Philadelphia, PA area

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Customs and Trade Compliance Manager
  • IKEA
  • King of Prussia, PA
  • Our vision is to create a better everyday life for the many people. We do this by offering a wide range of well-designed...
  • 4/26/2024 12:00:00 AM

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Compliance Manager
  • Stream Financial Llc
  • Conshohocken, PA
  • Job Title: Compliance Manager Company Name:Stream Financial Location:West Conshohocken, PA About Us: We co-develop innov...
  • 4/26/2024 12:00:00 AM

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Compliance Manager
  • KVK Tech
  • Newtown, PA
  • Job Description Job Description Department Quality Operations Job Title Compliance Manager FLSA Status Exempt Reports To...
  • 4/25/2024 12:00:00 AM

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Senior Compliance Manager - Governance & Monitoring
  • Macquarie
  • Philadelphia, PA
  • We have an exciting career opportunity at the center of a rapidly growing global asset management firm. The Senior Compl...
  • 4/25/2024 12:00:00 AM

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Compliance Manager
  • Language Services Associates, Inc.
  • Horsham, PA
  • The Compliance, Contracting and Credentialing Manager is responsible for independently managing internal and external cl...
  • 4/24/2024 12:00:00 AM

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Senior Compliance Manager - Client Solutions
  • Macquarie Group Limited
  • Philadelphia, PA
  • Senior Compliance Manager - Client Solutions Philadelphia We have an exciting career opportunity at the center of a rapi...
  • 4/23/2024 12:00:00 AM

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Senior Compliance Manager - Client Solutions
  • Macquarie
  • Philadelphia, PA
  • We have an exciting career opportunity at the center of a rapidly growing global asset management firm. The Senior Compl...
  • 4/23/2024 12:00:00 AM

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Compliance Manager
  • Stream Financial LLC
  • Conshohocken, PA
  • Job Title: Compliance Manager Company Name: Stream Financial Location: West Conshohocken, PA About Us: We co-develop inn...
  • 4/22/2024 12:00:00 AM

Philadelphia, sometimes known colloquially as Philly, is the largest city in the U.S. state and Commonwealth of Pennsylvania, and the sixth-most populous U.S. city, with a 2017 census-estimated population of 1,580,863. Since 1854, the city has been coterminous with Philadelphia County, the most populous county in Pennsylvania and the urban core of the eighth-largest U.S. metropolitan statistical area, with over 6 million residents as of 2017[update]. Philadelphia is also the economic and cultural anchor of the greater Delaware Valley, located along the lower Delaware and Schuylkill Rivers, wit...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$81,126 to $124,645
Philadelphia, Pennsylvania area prices
were up 1.0% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020