Compliance Manager (Banking) jobs in Prescott, AZ

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Banking Teller
  • Wells Fargo
  • Kayenta, AZ PART_TIME

  • Why Wells Fargo:

    This is where it begins - at a company known for our "Well Life" approach to supporting employees' career aspirations, work-life balance, and mental and physical health.

    We ranked #2 on the 2023 LinkedIn Top Companies list - and #1 among financial services companies - as the best workplace "to grow your career" in the U.We're especially proud of our tangible, meaningful commitment to diversity, equity, and inclusion in the workplace.

    When it comes to employees' financial health, we offer competitive salaries and generous benefits package.

    Wells Fargo is seeking a Teller in our Consumer, Small & Business Banking division, as a part of our National Branch Network.

    You are part of the fabric of the local community, helping provide the financial service backbone for its residents, employees and local businesses.

    If you enjoy working with people, then this is a great role for you with tremendous opportunity to establish your career here at Wells Fargo for years to come.

    Find out why we're the #1 financial services company to grow YOUR career. Support customer engagement by processing teller transactions, sharing digital solutions, and making appropriate introductions to bankers
    Complete operational activities while minimizing risks under established policies
    Perform routine transactional, operational, and customer support tasks efficiently through knowledge of bank procedures and products, as well as partners across the organization
    Receive direction from managers and exercises judgment within defined policies and procedures
    Identify information and services to meet customers financial needs
    1 year of experience interacting with customers, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

    Ability to educate and connect customers to technology and share the value of mobile banking options
    ~ Cash handling experience
    ~ Ability to follow policies, procedures, and regulations
    ~ Ability to identify potential fraud/risky accounts and take appropriate action to prevent loss
    ~ Ability to exercise judgment, raise questions to management, and adhere to policy guidelines
    ~ Relevant military experience including working in personnel benefits management, processing military personnel orders or transitions, wartime readiness operations, human resources or military recruiting
    ~ Proficient with proactively sourcing, acquiring, building, and maintaining relationships with customers and colleagues

    Ability to work weekends and holidays as needed or scheduled
    Highway 160 PO Box 587 Kayenta, AZ 86033

    @We Value Diversity

    At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

    Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company.

    They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.

    There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

    Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

    Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities.

    Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.
    Applicants with Disabilities
    To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .
    Drug and Alcohol Policy
    Please see our Drug and Alcohol Policy to learn more.
  • 26 Days Ago

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Assistant branch banking
  • New York Community Bank
  • Sedona, AZ FULL_TIME
  • Job Summary The Branch Banking Assistant Leader drives branch revenue growth, operational integrity, and client experience excellence, with a focus on reputational success in the community. Job Respon...
  • 18 Days Ago

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Manager
  • Burger King
  • Page, AZ FULL_TIME
  • Day to Day Tasks:- Oversee and manage all aspects of the restaurant- Develop and implement strategies to achieve business goals and targets- Ensure high-quality customer service and guest satisfaction...
  • 16 Days Ago

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Manager
  • Dunkin' - Franchisee Of Dunkin Donuts
  • Cottonwood, AZ FULL_TIME
  • In 1950, Bill Rosenberg opened the first Dunkin' shop in Quincy, Massachusetts. Dunkin' licensed the first of many franchises in 1955. It is now the world's leading baked goods and coffee chain, servi...
  • 1 Day Ago

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Manager
  • Dunkin' - Franchisee Of Dunkin Donuts
  • Prescott, AZ FULL_TIME
  • As a Dunkin' franchisee, we are committed to our employees as much as we are committed to our customers. We value hardworking and enthusiastic employees and we make it a priority to ensure their succe...
  • 2 Days Ago

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Manager
  • Ute Mountain Casino Hotel
  • Blanding, UT FULL_TIME
  • Manager - White Mesa Travel CenterThe Travel Center Manager position entails comprehensive leadership and operational oversight of a travel center, with a focus on ensuring efficient and profitable op...
  • 7 Days Ago

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0 Compliance Manager (Banking) jobs found in Prescott, AZ area

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Maintenance Mechanic
  • Waste Management
  • Prescott, AZ
  • As an EEO/Affirmative Action Employer, all qualified applicants will receive consideration for employment without regard...
  • 4/26/2024 12:00:00 AM

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Heavy equipment Technician
  • Waste Management
  • Prescott, AZ
  • As an EEO/Affirmative Action Employer, all qualified applicants will receive consideration for employment without regard...
  • 4/26/2024 12:00:00 AM

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Diesel Mechanic
  • Hiring Now!
  • Prescott, AZ
  • As an EEO/Affirmative Action Employer, all qualified applicants will receive consideration for employment without regard...
  • 4/26/2024 12:00:00 AM

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Heavy Equipment Mechanic
  • Hiring Now!
  • Prescott, AZ
  • As an EEO/Affirmative Action Employer, all qualified applicants will receive consideration for employment without regard...
  • 4/26/2024 12:00:00 AM

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Stocker
  • Walmart
  • Prescott, AZ
  • A Walmart stocker, also known as a backroom associate or overnight stocker, plays a crucial role in ensuring that mercha...
  • 4/24/2024 12:00:00 AM

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Assistant Store Manager
  • Willow Lake Store (Prescott, AZ)
  • Prescott, AZ
  • Starting pay: $45k/ Year Position Description: Leads the daily operations of the sales floor at a Retail Store location ...
  • 4/23/2024 12:00:00 AM

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commercial transport vehicle mechanic
  • Hiring Now!
  • Prescott, AZ
  • As an EEO/Affirmative Action Employer, all qualified applicants will receive consideration for employment without regard...
  • 4/22/2024 12:00:00 AM

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Landfill Mechanic
  • Waste Management
  • Prescott, AZ
  • As an EEO/Affirmative Action Employer, all qualified applicants will receive consideration for employment without regard...
  • 4/22/2024 12:00:00 AM

Prescott is 55 mi (89 km) west-northwest of the State of Arizona's geographic center. According to the United States Census Bureau, the city has a total area of 41.5 sq mi (107.5 km2), of which 40.7 sq mi (105.4 km2) is land and 0.81 sq mi (2.1 km2) is water. Prescott is considered part of North Central Arizona. It is just south of the Granite Dells. The Granite Dells area, or often called ‘The Dells’, is known for its large boulder outcroppings of granite that have eroded into a spectacular appearance of bumpy rock features. Within 'The Dells' are Watson and Willow Lakes, which are two small,...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$72,599 to $111,543
Prescott, Arizona area prices
were up 2.5% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020