Compliance Manager (Banking) jobs in Racine, WI

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Senior Relationship Manager, Business Banking
  • Wintrust Financial
  • Mundelein, IL FULL_TIME
  • Wintrust is a financial holding company with approximately $50 billion assets under management and traded on the NASDAQ:WTFC. Built on the "HAVE IT ALL" model, Wintrust offers sophisticated technology and resources of a large bank while focusing on providing service-based community banking to each and every customer. Wintrust operates fifteen community bank subsidiaries with over 170 banking locations in the greater Chicago and southern Wisconsin market areas. Additionally, Wintrust operates various non-bank business units including commercial and life insurance premium financing, short-term accounts receivable financing, out-sourced administrative services, mortgage origination and purchase, wealth management services and qualified intermediary services for tax-deferred exchanges.

     

    Why join us?

    • An award-winning culture!  We are rated a Top Workplace by the Chicago Tribune (past 10 years) and Employee Recommended award by the Globe & Mail (past 6 years)

    • Competitive pay and annual discretionary bonus eligible

    • Comprehensive benefit package including medical, dental, vision, life, a 401k plan with a generous company match and tuition reimbursement to name a few

    • Family-friendly work hours

    • With 175 community bank locations, we offer opportunities to grow and develop in your career

    • Promote from within culture

    The Sr. Relationship Manager, Business Banking is responsible for self-sourcing new business, growing a portfolio of commercial banking customers, and expanding customer relationships by promoting products and services, as appropriate, to identify and fulfill customer needs. This position provides exceptional service to build and strengthen customer relationships while working with clients that are $500K – $30M in revenue including C&I, CRE, and SBA. Responsible for new business development through referral sources and cold calling efforts.

    What You’ll Do

    • Develop and maintain a portfolio by assessing and meeting client’s business and personal needs.

    • Increase the Bank’s profitability by cultivating new commercial business relationships.

    • Negotiate proper loan structure and effectively cross sell products.

    • Maintain properly documented files and manage renewals and collection efforts on past dues and defaulted loans.

    • Sustain comprehensive understanding of current commercial products offered in the market and keeps informed of all relevant industry trends and practices.

    • Build and maintain a professional network of COI’s and referral sources.

    • Maintain a stable network of prospective customers with a consistent approach to calling.

    Qualifications

    • Bachelor's degree in business, finance, economics, or accounting (preferred)

    • Solid understanding of general credit and risk principles, mitigates, and banking policies/procedures; formal bank credit training is preferred

    • 5 - 7 years’ commercial lending experience

    • Exceptional oral and written communications skills

    • Strong interpersonal skills with a proven ability establishing client relationships and working within a team environment

    • Excellent organizational skills with the ability to proactively manage and prioritize workflow

    Benefits

    Medical Insurance • Dental • Vision • Life insurance • Accidental death and dismemberment • Short-term and long-term Disability Insurance • Parental Leave • Employee Assistance Program (EAP) • Traditional and Roth 401(k) with company match • Flexible Spending Account (FSA) • Employee Stock Purchase Plan at 5% discount • Critical Illness Insurance • Accident Insurance • Transportation and Commuting Benefits • Banking Benefits • Pet Insurance

    #LI-Onsite

    #LI-AC1

    From our first day in business, Wintrust has been proud to serve a variety of unique communities and people from all walks of life. To be Chicago’s Bank® and Wisconsin's Bank®, we need to reflect that diversity both in all the communities we serve, the people we employ, the organizations we work with, and our banking and lending practices. Wintrust Financial Corporation, including community banking and financial services subsidiaries, is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, national origin, sex, sexual orientation, gender identity and expressions, genetic information, marital status, age, disability, or status as a covered veteran or any other characteristic protected by law.


    About the Company:
    Wintrust Financial



  • 12 Days Ago

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Compliance Specialist
  • Collins Consulting
  • North Chicago, IL CONTRACTOR
  • Description This is a hybrid position. Local candidates only Job Details:HR Compliance and Governance Specialist will provide versatile support to various HR Operations initiatives and serve as a trus...
  • 17 Days Ago

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Compliance Specialist
  • Lifted Liquids, Inc. d/b/a Lifted Made
  • Kenosha, WI FULL_TIME
  • Compliance SpecialistJob Description:Lifted Made is seeking a Compliance Specialist to ensure adherence to compliance and safety regulations as dictated by the various certifying and regulatory bodies...
  • 30 Days Ago

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HR Compliance Specialist
  • Orion
  • North Chicago, IL FULL_TIME
  • Job description HR Compliance Specialist 6-12 months contract (desire to have someone FTE long-term) $34/HR M-F onsite opportunity North Chicago, IL Orion Group is hiring an HR Compliance Specialist t...
  • 15 Days Ago

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Compliance Officer Lead
  • Community State Bank
  • Union Grove, WI FULL_TIME
  • Are you passionate about serving your community and helping your neighbors? Are you talented, creative or hard-working? All of the above? Do you want to work in a fun and rewarding environment? As a m...
  • 18 Days Ago

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Director of Logistics and Compliance
  • Waukegan Community Unit District 60
  • Waukegan, IL FULL_TIME
  • JobID: 6173 Position Type: Administration Level 3/Director Date Posted: 8/17/2022 Location: Lincoln Center/District Wide Closing Date: 08/24/2022 Who We Are: Waukegan Community Unit School District No...
  • 21 Days Ago

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0 Compliance Manager (Banking) jobs found in Racine, WI area

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Project Manager II - Global Compliance
  • Generac
  • Waukesha, WI
  • At Generac, our people help make the world safer, brighter and more productive. We are united by our efforts to inspire ...
  • 4/24/2024 12:00:00 AM

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Wealth Management Services Director
  • Waukesha State Bank
  • Waukesha, WI
  • We are growing and need an experienced manager to lead our team. We are looking for a seasoned Wealth Manager with a pro...
  • 4/24/2024 12:00:00 AM

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Production Supervisor (Welding)
  • Hiring Now!
  • Kenosha, WI
  • Description:Our client is seeking a skilled and motivated Weld Shop Production Supervisor to lead a dynamic team of 30 w...
  • 4/23/2024 12:00:00 AM

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Junior Accounting Manager (CPA/EA)
  • Kaizen Cpas + Advisors
  • Kenosha, WI
  • Job Description Job Description Company DescriptionSince 1964, Kaizen CPAs + Advisors has been helping businesses maximi...
  • 4/22/2024 12:00:00 AM

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Warehouse Supervisor
  • Universal Logistics Holdings, Inc.
  • Sturtevant, WI
  • If you are looking to enhance, change, or even start your career in the logistics and supply chain field, we have the po...
  • 4/21/2024 12:00:00 AM

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Assistant Facilities Manager
  • ISS World
  • Racine, WI
  • The Assistant Facilities Manager is responsible for managing the operations, maintenance, and vendor management standard...
  • 4/21/2024 12:00:00 AM

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Delivery Driver - Badger Liquor - Milwaukee
  • Badger Liquor Co., Inc.
  • Racine, WI
  • ** Delivery Driver - Badger Liquor - Milwaukee** **Job Category****:** Delivery **Supervisor****:** Justin Evancy **Requ...
  • 4/21/2024 12:00:00 AM

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Manager Global Supplier Quality
  • The Judge Group
  • Libertyville, IL
  • We Make Life More Rewarding and Dignified Location: Libertyville Department: Quality Summary: Provide leadership and vis...
  • 4/21/2024 12:00:00 AM

Racine (/rəˈsiːn/ rə-SEEN) is a city in and the county seat of Racine County, Wisconsin, United States. It is located on the shore of Lake Michigan at the mouth of the Root River. Racine is located 22 miles south of Milwaukee. As of the 2010 U.S. census, the city had a population of 78,860, making it the fifth-largest city in Wisconsin. Its median home price of $103,625 makes it one of the most affordable cities in Wisconsin to buy a home. In January 2017, it was rated "the most affordable place to live in the world" by the Demographia International Housing Affordability survey. Racine is th...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$74,827 to $114,966
Racine, Wisconsin area prices
were up 1.8% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020