Compliance Manager (Banking) jobs in Rochester, NY

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Relationship Manager Commercial Banking
  • ESL which includes ESL Federal Credit Union, ESL Investment Services, LLC, & ESL Trust Services, LLC
  • Rochester, NY FULL_TIME
  • Hours:

    40

    Schedule:

    This position is hybrid and remote eligible for up to 40% of the time. The office location for this position is at ESL Corporate Headquarters in Rochester, NY. Hours are Monday - Friday 8:00 a.m. - 5:00 p.m. Must remain flexible to meet current and future business needs.

    Pay:

    Starting Salary: $137,500        Pay Range: $121,726 - $153,457
    This position includes eligibility to participate in incentive program to be discussed at interview

    Purpose of Position:

    Accountable for the generation of new Commercial Banking relationships along with Relationship Management responsibilities of a portfolio of customers.  Achieve individual sales goals and expand existing relationships through outbound sales calling efforts and networking within the business community.  Actively refer to other lines of business across the organization as appropriate.

    Accountabilities:

    Ensure Business Development and Sales Objectives are met in compliance with established assignments and ESL policies and procedures.

    • Actively prospects through disciplined external calling efforts.  Focus on companies with revenues in excess of $5 million
    • Actively network through internal and external business events.
    • Actively manage the assigned portfolio to ensure retention and expansion of relationships.
    • Identify and assess credit opportunities using established ESL underwriting standards and closing requirements.

    Proactively manage the assigned portfolio to ensure retention and expansion of relationships. Ensure Annual credit review are completed on a timely basis.     30 %

    Adhere to member focused Customer Experience Service Standards.  Actively engage in personal and professional development.    15 %

    Qualifications:

    • Bachelor's degree or 4 years of equivalent directly related experience and training in aspects of Commercial Banking
    • Bachelor's degree preferred
    • Minimum 5 years of progressively responsible commercial lending experience, including financial analysis and underwriting with a minimum of 5 years of relationship management experience. 
    • Extensive knowledge of commercial credit and noncredit products including SBA products and programs.
    • Highly developed time management, leadership and time management skills
    • Excellent analytical, planning, communication, negotiation and interpersonal skills
    • Effective PC skills in Word, Excel and PowerPoint
    • Demonstrates alignment with ESL’s Core Values, mission, vision, and Purpose to help our community thrive and prosper

    Additional Qualifications to be considered for a Senior Relationship Manager Commercial Banking role:

    • 7-10 years of progressively responsible commercial lending experience, including financial analysis and underwriting, with a minimum of 5 years in a relationship management capacity. 

    Pay for Senior Relationship Manager Commercial Banking Role:

    Starting Salary: $154,000       Pay Range: $136,334 - $171,872

    This position includes eligibility to participate in incentive program to be discussed at interview

    We’re committed to diversity, equity, and inclusion. ESL recognizes the importance of a culture that embraces diversity and values individual differences. We are committed to cultivating a diverse workforce at all levels that mirrors the communities we serve. We welcome applications from people with diverse perspectives and backgrounds. We strive to create an inclusive, respectful and equitable environment, which makes ESL a great place to work! 

    #LI-CB1

    #LI-Hybrid

  • 25 Days Ago

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Senior Business Banking Relationship Manager
  • KeyBank
  • Rochester, NY FULL_TIME
  • Location:1700 Bausch and Lomb Place - Rochester, New York 14604Job SummaryServes as the Relationship Manager and Financial Advisor to clients with moderately complex needs, introducing a full range of...
  • 10 Days Ago

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Regulatory Compliance Manager
  • Alstom
  • Rochester, NY FULL_TIME
  • Req ID:436205 We create smart innovations to meet the mobility challenges oftoday and tomorrow. We design and manufacture a complete range of transportation systems, from high-speed trains to electric...
  • 19 Days Ago

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Operations Compliance Manager
  • Christa Construction
  • Rochester, NY FULL_TIME
  • OverviewSalary is between $55K - $80K based on experience.ResponsibilitiesThe duties of the Operations Compliance Manager would include, but are not limited to, the following responsibilities: Managem...
  • 8 Days Ago

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Landfill Gas Technician
  • Monitoring, Control and Compliance Inc.
  • Geneva, NY FULL_TIME
  • FULL-TIME BEENFITS Paid time off Health Insurance Health Saving Account Dental Insurance Vision Insurance Life Insurance 401(k) matching Parental Leave Rate of Pay: $20 - $25/hr. 1,000 signing bonus u...
  • 16 Days Ago

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Field Technician
  • Monitoring, Control and Compliance Inc.
  • Geneva, NY FULL_TIME
  • FULL-TIME BEENFITS Paid time off Health Insurance Health Saving Account Dental Insurance Vision Insurance Life Insurance 401(k) matching Parental Leave Rate of Pay: $20/hr. 1,000 signing bonus upon sa...
  • 1 Day Ago

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0 Compliance Manager (Banking) jobs found in Rochester, NY area

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Internal Revenue Agent (Special Enforcement Program - Examiner) 12 MONTH ROSTER (Amended)
  • Department Of The Treasury
  • Rochester, NY
  • Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: ht...
  • 4/26/2024 12:00:00 AM

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Internal Revenue Agent (Reviewer - Examiner) 12 MONTH ROSTER - AMENDED
  • Department Of The Treasury
  • Rochester, NY
  • Duties WHAT IS THE WHISTLEBLOWER OFFICE (WBO) DIVISION? A description of the business units can be found at: https://www...
  • 4/26/2024 12:00:00 AM

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Director of Finance
  • Unither Pharmaceuticals
  • Rochester, NY
  • Director of Finance Who we are? We are a French pharmaceutical industrial group, recognized for making affordable health...
  • 4/25/2024 12:00:00 AM

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Assistant Athletic Director for Compliance & Student Athletic Development
  • Roberts Wesleyan College
  • Rochester, NY
  • The Department of Athletics is seeking a full time, Assistant Director for Compliance & Student Development to provide l...
  • 4/24/2024 12:00:00 AM

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Assistant Branch Manager & Management Hire
  • Under Armour
  • Henrietta, NY
  • Responsibilities The Assistant Store Manager supports the Store Manager in the daily operations of the store This includ...
  • 4/24/2024 12:00:00 AM

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Advertising Operations Manager
  • Energy Jobline Zr
  • Rochester, NY
  • Job DescriptionAdvertising Compliance Manager - Rochester Full Time Office based / 50,000 - 60,000 plus excellent benefi...
  • 4/22/2024 12:00:00 AM

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Internal Revenue Agent (Examiner) - DIRECT HIRE (12 Month Register) AMENDED
  • Department Of The Treasury
  • Rochester, NY
  • Duties WHAT ARE THE APPEALS (AP), LARGE BUSINESS AND INTERNATIONAL (LB&I), SMALL BUSINESS SELF-EMPLOYED (SB/SE) AND TAX ...
  • 4/22/2024 12:00:00 AM

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Internal Revenue Agent (Examiner) - Direct Hire, 12 Month Register AMENDED
  • Department Of The Treasury
  • Rochester, NY
  • Duties WHAT ARE THE APPEALS (AP), LARGE BUSINESS AND INTERNATIONAL (LB&I), SMALL BUSINESS SELF-EMPLOYED (SB/SE) AND TAX ...
  • 4/22/2024 12:00:00 AM

Rochester is at 43°9′56″N 77°36′41″W / 43.16556°N 77.61139°W / 43.16556; -77.61139 (43.165496, −77.611504). The city is about 73 miles (120 km) east-northeast of Buffalo and about 87 miles (140 km) west of Syracuse and Albany, the state capital is 226 miles (360 km) to the east ; it sits on Lake Ontario's southern shore. The Genesee River bisects the city. Toronto, Canada is northwest 168 miles (270 km) and New York City is about 350 miles (560 km) to the southeast. According to the United States Census Bureau, the city has a total area of 37.1 square miles (96 km2), of which 35.8 square m...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$75,595 to $116,146
Rochester, New York area prices
were up 1.5% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020