Compliance Manager (Banking) jobs in Salisbury, NC
Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)
Recently Added Compliance Manager (Banking) jobs
- Carolina Precision Technologies, LLC
-
Mooresville, NC
FULL_TIME
-
Description
Qualifications and Responsibilities:
• Quality/Compliance Management experience with AS9100, ISO13485, NADCAP Chemical Processing: 5 years (Preferred)
• Audit Representative – Maintain Quality System in compliance with applicable standards including AS9100, ISO13485 and NADCAP Chemical Processing. Represent the company during all quality audits.
• Review, understand and implement internal and external customer requirements to establish, develop, and review quality criteria and specifications for raw materials, products, and processes.
• Ensure all quality criteria and requirements are met by incoming customer products and raw materials, and final product/finished goods.
• Develop, maintain and update written policies and procedures.
• Documentation and Revision Control
• Conduct internal audits on a periodic basis to verify compliance with applicable policies and procedures.
• Conduct supplier quality audits.
• Oversee Corrective Action/ Preventive Action program.
• Provide quality and compliance guidance and feedback to employees at all levels and functional areas.
• Solicit feedback from customers to assess whether their requirements are met.
• Submit detailed reports to appropriate Management.
• Key team member and contributor to Continuous Improvement Program.
• Product/process/machine validation (IQ/OQ/PQ) experience
Requirements
• 5 years preferred as Compliance/Quality Manager/ ISO Management Representative
• Proven excellent interpersonal, verbal, and written communication skills.
• Organizational, leadership, and project management skills
• Proficient in MS Office
• In-depth understanding of quality control/assurance procedures and standards
• Strong root cause analysis skills
• Knowledge of pFMEA (process failure modes effects analysis) completion
• Excellent math abilities and working knowledge of data analysis/statistical methods.
• Solid understanding of the current standard revisions of NADCAP Chemical Processing, iSO13485, and AS9100
- 12 Days Ago
- Lowes
-
Mooresville, NC
FULL_TIME
- Job SummaryThe primary purpose of this role is to accurately process and review financial activities to enable accurate reporting on a monthly, quarterly, and annual basis including review of transact...
- 5 Days Ago
- Rowan-Salisbury Schools
-
Salisbury, NC
FULL_TIME
- EC Compliance Process Support JOB TITLE: Exceptional Children’s Program Compliance Specialist GENERAL STATEMENT OF JOB Under the direction of the Director of Exceptional Children, the EC Program Compl...
- 10 Days Ago
- Rowan-Salisbury School System
-
Salisbury, NC
FULL_TIME
- EC Compliance Process Support JOB TITLE: Exceptional Children’s Program Compliance Specialist GENERAL STATEMENT OF JOB Under the direction of the Director of Exceptional Children, the EC Program Compl...
- 1 Month Ago
- Rowan-Salisbury Schools
-
Salisbury, NC
FULL_TIME
- Exceptional Children’s Compliance Process Support Reports to: EC Policy & Monitoring Coordinator Pay Scale: Full Time-37.5//week Certified Teacher Salary Schedule Purpose: Employee completes complianc...
- 24 Days Ago
- Rowan-Salisbury School System
-
Salisbury, NC
FULL_TIME
- Exceptional Children’s Compliance Process Support Reports to: EC Policy & Monitoring Coordinator Pay Scale: Full Time-37.5//week Certified Teacher Salary Schedule Purpose: Employee completes complianc...
- 25 Days Ago
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0 Compliance Manager (Banking) jobs found in Salisbury, NC area
- Flagship Healthcare Properties
-
Charlotte, NC
- The Ambulatory Surgery Center Compliance Manager will be a role that will lead and oversee the management and operations...
- 4/26/2024 12:00:00 AM
- Carolina Precision Technologies
-
Mooresville, NC
- Job Type Full-time Description Qualifications and Responsibilities: •Quality/Compliance Management experience with AS910...
- 4/26/2024 12:00:00 AM
- North Carolina Institute for Child Development Professionals
-
Charlotte, NC
- **Branch Manager (Mlo) Job Description** **Job Profile** ****Position Overview**** At PNC, our people are our greatest d...
- 4/26/2024 12:00:00 AM
- Comerica
-
Charlotte, NC
- Sr. Manager Compliance The Manager, Senior Compliance is responsible for the CMS-Program within their Division. They are...
- 4/25/2024 12:00:00 AM
- Under Armour
-
Salisbury, NC
- Responsibilities The Assistant Store Manager supports the Store Manager in the daily operations of the store This includ...
- 4/24/2024 12:00:00 AM
- Insight Global
-
Trinity, NC
- Title: Regulatory Compliance Engineering Supervisor Location: 100% ONSITE Trinity NC Duration: PERM Perm Rate: $65,000-$...
- 4/23/2024 12:00:00 AM
- Net Health
-
Charlotte, NC
- About Net Health Belong. Thrive. Make a Difference. Are you looking for a meaningful and satisfying career where you hav...
- 4/22/2024 12:00:00 AM
- Adv-soc Inc
-
Charlotte, NC
- Company Description ADV-SOC, Inc is a full-service, employee-owned, science, operations, and consulting partnership serv...
- 4/22/2024 12:00:00 AM
About Salisbury, North Carolina
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