Compliance Manager (Banking) jobs in Vallejo, CA

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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PSA Compliance Manager
  • Southwest Key Programs
  • Pleasant Hill, CA PART_TIME
  • Job Summary:

     

    The Prevention of Sexual Abuse (PSA) Compliance Manager is responsible for the preventative education, detection, management, reporting, implementation, and compliance with the HHS Interim Final Rule (IRF): Standards to Prevent, Detect, and Respond to Sexual Abuse and Sexual Harassment Involving Unaccompanied Children (45 C.F.R. Part 411) in order to prevent and respond to sexual abuse and harassment involving Unaccompanied Children (UC).

     

    This position works with program employees to ensure policies and best practices for the prevention of sexual abuse and harassment are followed. Furthermore, this position collaborates in the development of training content, tools, strategies, form development, process flow, and corrective action planning focused on the prevention of sexual abuse and harassment. The PSA Compliance Manager will work with a multidisciplinary team experienced in the provision of programmatic services and in adherence to child welfare practices and external investigations. #SWWR

    Essential Functions:

    • Fosters a facility environment which condemns sexual abuse; provides resources and support to the programs, educates staff and UC on how to report incidents of sexual abuse and harassment.
    • Provide PSA training, coaching, and education to program employees informed by ongoing observations, identified trends, and issues.
    • Create and provide curriculum content, as needed, on child training modules and ensure postings/ literature are available in UC respective languages.
    • Responsible for implementing and coordinating facility awareness and preventative education to staff and UC of the facility’s zero-tolerance for all forms of sexual abuse, sexual harassment, and inappropriate sexual behavior.
    • Conduct ongoing reviews of services and identify specialized training needs to include the detection of indicators and signs of sexual abuse and sexual harassment, preserving physical evidence of sexual abuse, and how to respond effectively and professionally to victims.
    • Provide support following a PSA-related incident/allegation at the program. Including, but not limited to:
      • Refer the incident for consultation with the external investigative intake specialist.
      • Follow the required consultation actions.
      • Report internally and externally as required.
      • Participate in incident review calls, as applicable.
      • Document tracking and record maintenance.
    • Ensure – with the assistance of the multidisciplinary team – that all UC identified as victims receive all necessary, immediate, and ongoing medical, mental health, and support services.
    • Follow up with employees after an incident and provide process recommendations, based on investigation findings.
    • Maintain ongoing communication and serve as a liaison between the investigative provider and program to provide updates on the status of respective Significant Incident Reports (SIR)/Critical Level Events (CLE) and ensure that these incidents are promptly investigated and resolved.
    • Ensure Sexual Abuse Significant Incident Report (“SA SIR”) compliance via process metrics.
    • Maintain all documentation of case information appropriately and in accordance with ORR and state child care licensing confidentiality policy.
    • Analyze data trends, identify actionable solutions, and coordinate with program leadership on effective implementation.
    • Actively promote a culture of safety, proactive risk management, clinical excellence, ongoing regulatory visit readiness, and lead continuous process improvement activities.
    • Conduct frequent unannounced and after-hour visits to monitor how employees are applying skills; identify safety issues and training needs to develop performance improvement plans to address and correct performance gaps.
    • Conduct ongoing pre-audit reviews of policies, training, reports, and other documentation in preparation for ORR or regulatory visits.
    • Other duties and special projects as assigned.

    Qualifications and Requirements:

    • Bachelor’s degree in behavioral sciences, human services, or social service fields; or a bachelor's degree in business administration or management, and at least one (1) year of experience working with child welfare standards, best practices, quality assurance, and/or compliance monitoring.
    • Ability to engage employees to take an active role in their learning and process improvement.
    • Ability to use judgment and maintain confidentiality.
    • Ability to adapt training techniques and adult learning theory to various groups (different learning styles).
    • Knowledgeable of Interim Final Rule 411 Standards and ORR Section 4 on Standards to Prevent, Detect, and Respond to Sexual Abuse and Sexual Harassment Involving Unaccompanied Children.
    • Adaptable, flexible, and with the ability to multi-task and prioritize in a fast-paced work environment.

    Preferred

    • Bilingual, English, and Spanish (preferred).
    • State Childcare License, where applicable.
      • Texas – Licensed Childcare Administrator (LCCA); Licensed Child Placing Agency Administrator (LCPAA).
    • Experience with state childcare licensing regulations (for assigned state).

    Physical Demands:

    Must be able to read, write, and communicate both verbally and in written form to express and exchange ideas. While performing the responsibilities of this job, the employee must be able to access all components of the workstation and other office equipment. Frequent typing, writing, bending, and twisting. Must be able to lift to 10 pounds. Must be able to obtain Crisis Prevention Institute (CPI) certification and First Aid Certification (CPR). Must be able to supervise clients indoors and outdoors as necessary.

    Work Environment:

    General office environment with varying noise levels from mild to moderate.  A busy environment with many unscheduled interruptions. Frequent computer use at workstations for extended periods. The public contact position requires appropriate business apparel. This is a twenty-four (24) hour residential facility at which children receive multiple services across three (3) shifts daily. Work shifts are subject to change based on operational needs and site visits, predominantly indoors, with occasional outdoor monitoring. Some travel is required.

  • 1 Month Ago

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Environmental Compliance Manager
  • 1100 ANHEUSER-BUSCH, LLC
  • Fairfield, CA FULL_TIME
  • Dreaming big is in our DNA. It’s who we are as a company. It’s our culture. It’s our heritage. And more than ever, it’s our future. A future where we’re always looking forward. Always serving up new w...
  • 1 Month Ago

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Site Safety and Health Officer - Concord CA
  • Compliance Systems Management
  • Concord, CA FULL_TIME
  • SSHO- Military Ocean Terminal Concord CA Start date: Project begins in October Duration: Project scheduled to go through August 2024 Compensation: Hourly pay ($55-65/hr) Per Diem available if travelin...
  • 11 Days Ago

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Private Investigator
  • Allied Universal® Compliance and Investigations
  • Vacaville, CA FULL_TIME
  • Private Investigator Overview Allied Universal® Compliance and Investigations, North America's leading expert insurance claim investigations, compliance and corporate governance company, provides rewa...
  • 26 Days Ago

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Private Investigator
  • Allied Universal® Compliance and Investigations
  • Concord, CA FULL_TIME
  • Private Investigator Overview Allied Universal® Compliance and Investigations, North America's leading expert insurance claim investigations, compliance and corporate governance company, provides rewa...
  • 26 Days Ago

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Accountant-Auditor Manager (Compliance and Internal Audits)
  • County of Napa
  • Napa, CA FULL_TIME
  • Napa County is home to 140,000 residents who share a strong sense of community and a legacy of preserving and protecting our rich agricultural heritage. Located in the heart of California's preeminent...
  • 4 Days Ago

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0 Compliance Manager (Banking) jobs found in Vallejo, CA area

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Manager, QA Compliance
  • BridgeBio Pharma, Inc.
  • San Francisco, CA
  • About Eidos Therapeutics & BridgeBio Pharma Eidos Therapeutics, an affiliate of BridgeBio Pharma, is a Phase 3 developme...
  • 3/18/2024 12:00:00 AM

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Safety and Compliance Manager
  • California Waste Solutions
  • Oakland, CA
  • Job Description Job Description Position: Safety and Compliance Manager Reports to: Chief Operations Officer Overview Th...
  • 3/18/2024 12:00:00 AM

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Director of Finance And Administration
  • California YIMBY
  • The Organization: California YIMBY is California’s leading statewide housing advocacy organization dedicated to ending t...
  • 3/18/2024 12:00:00 AM

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Operations, Finance and Compliance Manager
  • Voyager Ventures
  • San Francisco, CA
  • Built on decades of climate technology experience, Voyager Ventures invests in exceptional technology companies creating...
  • 3/17/2024 12:00:00 AM

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Head of Compliance, Emerging Businesses
  • Block
  • San Francisco, CA
  • Company Description Block is one company built from many blocks, all united by the same purpose of economic empowerment....
  • 3/17/2024 12:00:00 AM

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Compliance Officer - Banking
  • Bank of the Orient
  • San Francisco, CA
  • Job Description Job Description Compliance Officer Bank of the Orient is an independent Asian Community Bank that has pr...
  • 3/17/2024 12:00:00 AM

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Manager, Office of Ethics and Compliance
  • Abbott Laboratories
  • Pleasanton, CA
  • Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-chan...
  • 3/15/2024 12:00:00 AM

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CFO/Controller
  • GRIP - Training Institute
  • Berkeley, CA
  • CFO/Controller Organization: GRIP Training Institute: https://grip-traininginstitute.org Location, Hybrid: Berkeley, CA ...
  • 3/14/2024 12:00:00 AM

Vallejo (/vəˈleɪ(h)oʊ/ və-LAY-(h)oh; Spanish: [baˈʎexo]) is a waterfront city in Solano County, California, located in the North Bay subregion of the San Francisco Bay Area. Vallejo is geographically the closest North Bay city to the inner East Bay, so it is sometimes associated with that region. Its population was 115,942 at the 2010 census. It is the tenth most populous city in the San Francisco Bay Area, and the largest in Solano County. Vallejo sits on the northeastern shore of San Pablo Bay, 30 miles north of San Francisco, the northwestern shore of the Carquinez Strait and the southern e...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$86,333 to $132,666
Vallejo, California area prices
were up 2.5% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020