Compliance Manager jobs in Charlotte, NC

Compliance Manager manages the compliance programs, policies, reporting, and practices for an organization or business. Ensures that all activities follow regulatory requirements related to the governance of the organization as well as any industry-specific or location-specific laws. Being a Compliance Manager oversees internal controls and auditing systems that monitor and report on regulated activities and processes. Implements risk-based compliance testing of existing procedures and controls to identify, detect, and correct noncompliance. Additionally, Compliance Manager evaluates and implements changes to compliance processes due to new or amended regulations. Delivers communication and training initiatives that inform stakeholders about compliance requirements. Requires a bachelor's degree or equivalent. Typically reports to a director. The Compliance Manager manages subordinate staff in the day-to-day performance of their jobs. True first level manager. Ensures that project/department milestones/goals are met and adhering to approved budgets. Has full authority for personnel actions. To be a Compliance Manager typically requires 5 years experience in the related area as an individual contributor. 1 - 3 years supervisory experience may be required. Extensive knowledge of the function and department processes. (Copyright 2024 Salary.com)

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Compliance Manager
  • Apotheca
  • Cornelius, NC FULL_TIME
  • Description

    We are seeking an experienced Compliance Manager to join our team. As a Compliance

    Manager, you will be responsible for ensuring that our company complies with all our specific industry standards, regulations and legal requirements. You will need to be extremely knowledgeable about our industry and our products to ensure that we are compliant with all legal requirements. Your attention to detail, ability to research compliance standards, and deep knowledge of our industry will be crucial in maintaining a compliant environment for the company.

    Your primary responsibilities will include researching and identifying compliance standards, developing and implementing standard operating procedures, and monitoring employee adherence to compliance standards. You will also be responsible for conducting regular audits and investigations, as well as providing training and guidance to all staff members.

    In this role, you will collaborate closely with various departments to assess the effectiveness of existing compliance programs and recommend improvements to mitigate risk. You will also stay updated on changes in regulations and legislation to ensure our company remains compliant.

    To excel in this role, you must have excellent communication and interpersonal skills, as you will be required to liaise with both internal and external stakeholders. Additionally, you should have strong problem-solving abilities and the ability to work under pressure in a fast-paced environment.

    Responsibilities

     Research, develop and implement compliance policies, procedures, and systems to ensure adherence to all relevant regulations and legal requirements.

     Conduct regular compliance audits to identify potential risks and areas for improvement.

     Investigate and resolve compliance-related issues and complaints.

     Provide training and guidance to all staff members on compliance procedures and best

    practices.

     Collaborate with various departments to assess the effectiveness of existing compliance

    programs and recommend improvements.

     Stay updated on changes in regulations and legislation to ensure ongoing compliance.

     Prepare and submit accurate reports to senior management and regulatory bodies as

    required.

    Requirements

     Proven experience in a similar role within our retail industry.

     In-depth knowledge of compliance regulations and legal requirements.

     Strong analytical and problem-solving skills.

     Excellent communication and interpersonal skills.

     Detail-oriented with a high level of accuracy.

     Ability to multitask and prioritize tasks effectively.

     Proficient in MS Office and other relevant software.

     Ability to work independently and collaboratively.

    Benefits :

    • We offer 1 weeks paid vacation after 1 year's employment, and 2 weeks paid vacation after 3 years employment.
    • 4 paid holidays a year
    • 5 paid sick/personal days each year
    • Health Insurance option after 90 days (about 3 months) employee's that average 30 or more hours (Company pays 80% of premium)
    • Dental insurance (Company pays 50% of premium)
    • Vision insurance

    Job Type: Full-time

    Pay: $60,000.00 - $80,000.00 per year

    Benefits:

    • 401(k)
    • Dental insurance
    • Employee discount
    • Health insurance
    • Paid time off
    • Vision insurance

    Schedule:

    • 8 hour shift
    • Day shift
    • Monday to Friday

    Ability to Relocate:

    • Cornelius, NC 28031: Relocate before starting work (Required)

    Work Location: Hybrid remote in Cornelius, NC 28031

  • Just Posted

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Compliance Manager
  • Fairstead Management LLC
  • Charlotte, NC FULL_TIME
  • Description: Fairstead is seeking a Compliance Manager to join our on-site property management team. In this role, the Compliance Manager is responsible for maintaining compliance with the Housing Aut...
  • 1 Month Ago

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Cleaner
  • Aware Manager
  • Charlotte, NC PART_TIME,FULL_TIME
  • CleanerWe are looking for a Cleaner to take care of our facilities and carry out cleaning and maintenance duties. The goal is to keep our building in a clean and orderly condition.ResponsibilitiesClea...
  • 22 Days Ago

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Compliance Manager, RCM Compliance Reg. Inventory Oversight
  • Wells Fargo
  • Charlotte, NC FULL_TIME
  • About this role: Wells Fargo is seeking a Compliance Manager to join the Regulatory Change & Inventory Management (RCIM) team within Wells Fargo Compliance. As part of the RCIM team, this role will ma...
  • 21 Days Ago

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Senior Compliance Manager
  • Comerica Bank
  • Charlotte, NC FULL_TIME
  • Sr. Manager ComplianceThe Manager, Senior Compliance is responsible for the CMS-Program within their Division. They are considered the Compliance expert within their area of responsibility. It has dir...
  • 18 Days Ago

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Compliance and Operational Risk Manager
  • Bank of America
  • Chicago, IL FULL_TIME
  • Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we...
  • 11 Days Ago

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0 Compliance Manager jobs found in Charlotte, NC area

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Office Administrator
  • The Pressure Washing Supply Store
  • Concord, NC
  • Job Description Job Description We are seeking an Office Administrator to join our team! You will perform clerical and a...
  • 4/25/2024 12:00:00 AM

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Senior Compliance Manager Trust and Fiduciary
  • Comerica
  • Charlotte, NC
  • Sr. Manager Compliance The Manager, Senior Compliance is responsible for the CMS-Program within their Division. They are...
  • 4/25/2024 12:00:00 AM

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Office Administrator
  • CCS Facility Services
  • Denver, NC
  • We are seeking an Office Administrator to join our team! You will perform clerical and administrative functions for an i...
  • 4/24/2024 12:00:00 AM

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Office Administrator
  • Sterling Technology Solutions
  • Charlotte, NC
  • Sterling Technology Solutions was established in 2003 to manage the IT for small to medium‐sized businesses in North and...
  • 4/22/2024 12:00:00 AM

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Permitting Compliance Manager- Remote- Full Time (100% FTE)
  • Adv-soc Inc
  • Charlotte, NC
  • Company Description ADV-SOC, Inc is a full-service, employee-owned, science, operations, and consulting partnership serv...
  • 4/22/2024 12:00:00 AM

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Compliance Manager
  • Carolina Precision Technologies
  • Mooresville, NC
  • Job Type Full-time Description Qualifications and Responsibilities: •Quality/Compliance Management experience with AS910...
  • 4/21/2024 12:00:00 AM

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Office Administrator
  • Jondo Sports USA
  • Mooresville, NC
  • Manages day-to-day office operations and administrative tasks - Reports to the General Manager. Oversees office maintena...
  • 4/21/2024 12:00:00 AM

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Branch Office Administrator
  • Edward Jones
  • Cornelius, NC
  • Would you call yourself a relationship builder, a problem solver or a critical thinker? If you answered yes, we need you...
  • 4/9/2024 12:00:00 AM

Charlotte (/ˈʃɑːrlət/) is the most populous city in the U.S. state of North Carolina. Located in the Piedmont, it is the county seat of Mecklenburg County. In 2017, the U.S. Census Bureau estimated the population was 859,035, making it the 17th-most populous city in the United States. The Charlotte metropolitan area's population ranks 22nd in the U.S., and had a 2016 population of 2,474,314. The Charlotte metropolitan area is part of a sixteen-county market region or combined statistical area with a 2016 census-estimated population of 2,632,249. Between 2004 and 2014, Charlotte was ranked as...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager jobs
$116,273 to $159,269
Charlotte, North Carolina area prices
were up 1.5% from a year ago

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