Compliance Manager jobs in Poughkeepsie, NY

Compliance Manager manages the compliance programs, policies, reporting, and practices for an organization or business. Ensures that all activities follow regulatory requirements related to the governance of the organization as well as any industry-specific or location-specific laws. Being a Compliance Manager oversees internal controls and auditing systems that monitor and report on regulated activities and processes. Implements risk-based compliance testing of existing procedures and controls to identify, detect, and correct noncompliance. Additionally, Compliance Manager evaluates and implements changes to compliance processes due to new or amended regulations. Delivers communication and training initiatives that inform stakeholders about compliance requirements. Requires a bachelor's degree or equivalent. Typically reports to a director. The Compliance Manager manages subordinate staff in the day-to-day performance of their jobs. True first level manager. Ensures that project/department milestones/goals are met and adhering to approved budgets. Has full authority for personnel actions. To be a Compliance Manager typically requires 5 years experience in the related area as an individual contributor. 1 - 3 years supervisory experience may be required. Extensive knowledge of the function and department processes. (Copyright 2024 Salary.com)

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Compliance Manager
  • TEG Federal Credit Union
  • Poughkeepsie, NY FULL_TIME
  • At TEG Federal Credit Union, we pride ourselves on being more than just a financial institution. We’re a caring team committed to one another and our members. We are currently seeking an organized and detail-oriented Compliance Manager for our growing team in Poughkeepsie, NY. 

    As the Compliance Manager, you will be responsible for overseeing the compliance department, including supervising staff, keeping abreast of all compliance changes and enforcement actions that could impact the credit union, and ensuring that the Credit Union as a whole remains compliant.

    What We’re Looking For (Qualifications):
    • 3-5 years of similar or related experience in compliance, fraud detection, BSA, and/or internal audit and control in a financial institution 
    • Bachelor’s degree or equivalent formal certifications
    • Must have in depth understanding of and ability to interpret regulations affecting the credit union
    • Strong leadership, management, and communication skills
    • Experience with BSA and OFAC audits is highly desired
    • BSA, CUCE, and/or related certification is preferred
    • Proficiency with Microsoft Office
    What You’ll Get (Perks & Benefits): 
    • Work-life balance and supportive, team-oriented environment
    • Comprehensive medical, dental, and vision insurance
    • 401K with company match
    • Defined benefit plan (Pension)
    • Paid Time Off, and much more!
    What You'll Do as the Compliance Manager (Responsibilities):
    • Manage the Compliance Department, including scheduling, annual reviews, quarterly department meetings, hiring for department openings, and disciplinary action
    • Review all Federal and State proposed and final regulations to determine TEG impact, ensure we meet all compliance related deadlines, and monitor enforcement actions
    • Perform Customer Due Diligence reviews, BSA testing, fraud tuning, Risk Change reviews, branch signage audit, and perform monthly Compliance Refresher for the branches
    • Maintain the Compliance Procedure manual and update materials as needed
    • Serve as the Compliance Resource for special projects assigned by Senior Management
    • Assist with the preparation of all Compliance requests for NCUA and external auditors
    • Cover the BSA Officer, Compliance Officer, and Fraud and Compliance Specialists as needed
    • Serve as the main point of contract with law enforcement for all TEG reportable matters dealing with fraud or identity theft concerns
    • Manage vendor relationships with Verafin and Continuity
    Pay: $62,300 - $75,000 / year, based on experience

    Apply NOW for immediate consideration!

    TEG Federal Credit Union is an Equal Opportunity Employer. Applications are considered on the basis of skills, experience and qualifications without regard to race, age, creed, color, nationality, gender, sexual orientation, gender identity, marital status, military background, disability or any other legally protected status. All employment related decisions are made in accord with this policy.​​​​​
  • 13 Days Ago

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HSE Compliance Program Manager
  • Ecobat
  • Middletown, NY FULL_TIME
  • I. Position Description Directs, coordinates, and manages activities related to environmental health & safety compliance (EHS) at the operations facility by performing the following duties under the d...
  • 1 Month Ago

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Civil Engineer - Project Manager (Renewable Energy)
  • Project Manager (Renewable Energy) - LaBella Associates
  • Poughkeepsie, NY FULL_TIME
  • We are currently seeking a qualified and motivated Civil Engineer with a passion for renewable energy to lead clients, projects, and portfolios as a Project Manager. The Project Manager will work clos...
  • 18 Days Ago

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Customer Support Representative - Front Desk Manager
  • Front Desk Manager - Fred Astaire Dance Studios
  • Cold Spring, NY PART_TIME
  • We are growing! Fred Astaire Dance Studios® is excited to be adding to our team of professionals. We are currently hiring for a Customer Support Representative. Do you enjoy making others smile, helpi...
  • 29 Days Ago

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Compliance Director
  • People USA
  • Poughkeepsie, NY FULL_TIME
  • Job Title: Compliance Director Job Location: 102 Fulton Ave Suite A Poughkeepsie, NY 12603 Work Schedule: Monday to Friday - 40 Hours Per Week Pay Range: $85,000 per year Summary/Objective: The Compli...
  • Just Posted

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Compliance Coordinator
  • Always Compassionate Home Care Inc.
  • Newburgh, NY FULL_TIME
  • Always Compassionate Home Care provides the highest quality of community home-based services, combined with exceptional compassion and innovation to enhance each patient’s quality of life. By bringing...
  • 2 Days Ago

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0 Compliance Manager jobs found in Poughkeepsie, NY area

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Office Administrator
  • Aston Carter
  • Carmel, NY
  • Description: - Carrying out clerical duties such as answering phone calls, responding to emails, letters/packages, and p...
  • 4/26/2024 12:00:00 AM

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Program Coordinator
  • St. Vincent's Hospital Westchester
  • Amawalk, NY
  • Job Description Reporting to the PROS Director, this program-leadership position will provide qualified candidates an op...
  • 4/24/2024 12:00:00 AM

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Clinical Research Coordinator
  • Nuvance Health
  • Norwalk, CT
  • Clinical Research Coordinator, Norwalk, CTFull-time, 40 hours - 8:30 am - 5:00 pmNuvance Health has a network of conveni...
  • 4/24/2024 12:00:00 AM

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Office Administrative Assistant
  • Rose Contracting of Westchester, Inc.
  • Wappingers Falls, NY
  • Job Description Job Description We are seeking an Administration Assistant to join our team! You will perform clerical a...
  • 4/24/2024 12:00:00 AM

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Regulatory Compliance Manager
  • Life Pittsburgh
  • Newburgh, NY
  • Benefits:Bonus based on performanceCompetitive salaryDental insuranceDonation matchingEmployee discountsFree uniformsHea...
  • 4/23/2024 12:00:00 AM

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Program Coordinator
  • Amphenol RF
  • Danbury, CT
  • JOIN OUR TEAM @ AMPHENOL RF, the world's largest manufacturer of coaxial interconnect products for radio frequency, micr...
  • 4/22/2024 12:00:00 AM

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Office Administrator / Bookkeeper
  • St. James’ Episcopal Church Danbury
  • Danbury, CT
  • St. James’ Episcopal Church 25 West Street Danbury, CT 06802 PART-TIME PARISH ADMINISTRATIVE ASSISTANT / BOOKKEEPER Job ...
  • 4/22/2024 12:00:00 AM

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Branch Office Administrator
  • Edward Jones
  • Briarcliff Manor, NY
  • Would you call yourself a relationship builder, a problem solver or a critical thinker? If you answered yes, we need you...
  • 4/18/2024 12:00:00 AM

Poughkeepsie (/pəˈkɪpsi/ pə-KIP-see), officially the City of Poughkeepsie, is a city in the state of New York, United States, which is the county seat of Dutchess County. As of the 2010 census it had a population of 32,736. Poughkeepsie is in the Hudson Valley midway between New York City and Albany, and is part of the New York metropolitan area. The name derives from a word in the Wappinger language, roughly U-puku-ipi-sing, meaning "the reed-covered lodge by the little-water place", referring to a spring or stream feeding into the Hudson River south of the present downtown area. Poughkeepsie...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager jobs
$128,379 to $175,853
Poughkeepsie, New York area prices
were up 1.5% from a year ago

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