Compliance Specialist jobs in Baton Rouge, LA

L
BSA / Compliance Specialist
  • La Capitol Federal Credit Union
  • Baton Rouge, LA FULL_TIME
  • Our mission is to improve the financial well-being of our members! This is our focus and passion. However, this passion cannot be sustained without employing the best people around. Companies like to talk about their talent, but at La Capitol Federal Credit Union, we like to demonstrate our passion in the way we do our jobs. Simply put, we expect the best and look for the best from our employees. Purpose, drive, and yes, passion; they are all here. If you are looking for that kind of energy and vision, we are always looking for great people!

    La Cap is seeking a BSA/Compliance Specialist to assist the BSA/Compliance Manager with ensuring credit union policies and procedures are compliant with all related laws and regulations applicable to the credit union. As necessary, assist credit union management with recommended policy changes that will facilitate the credit union’s compliance program, reduce risk, and reflect changes in regulations. Assist BSA/Compliance Manager in reviewing information related to new or updated laws and regulations.

    Essential Duties and Responsibilities:

    1. Coordinate and assist BSA/Compliance Manager and credit union management to ensure that Account Agreements, Forms and Disclosures are in compliance with applicable laws and regulations.

    2. Coordinate and assist BSA/Compliance Manager and credit union management to ensure Account Agreements, Forms and Disclosures are coordinated and match La Capitol FCU operating procedures

    3. Coordinate and assist BSA/Compliance Manager and credit union management with compliance related questions and recommendations.

    4. Coordinate and assist BSA/Compliance Manager and credit union management in ensuring department compliance audits/reviews are completed and findings addressed.

    5. Maintain general working knowledge of applicable financial laws and regulations.

    6. Disseminates information, reviews disclosures and answer questions on all compliance-related issues. Assists with any regulatory changes. Assesses risk potential of current procedures and assists with instituting new procedures that minimize loss exposure.

    7. Recommend changes and improvements to audit procedures or policies to address compliance concerns.

    8. Assist in the development of an ongoing compliance training program.

    9. Assist BSA/Compliance Manager with BSA/AML and fraud related monitoring and reporting.

    10. Backup the BSA Fraud Analyst when needed.

    11. Assumes responsibility for related duties as required or assigned.

    Education and/or Experience:

    Bachelor's degree (B. A.) from four-year college or university; and two or more years of related progressive experience in BSA, State and Federal regulatory compliance and/or training; or equivalent combination of education and experience.

    Certificates, Licenses, Registrations:

    · NAFCU Certified Compliance Officer (NCCO)

    · Credit Union Compliance Expert (CUCE)

    · BSA Compliance Certification (BSACS, NCBSO or similar certification)

    Knowledge/Skills/Abilities:

    · Solid analytical and problem-solving abilities.

    · Ability to interact with other departments and personnel.

    · Strong oral and written communication skills.

    · Strong project management skills.

    · Good public relations abilities.

    · Able to work well independently.

    · Well organized with strong attention to detail.

    · Thorough knowledge of Credit Union operations, procedures, and functions.

    · Understanding of Credit Union products and services.

    · Ability to operate related computer applications.

    · Knowledge of word processing and spreadsheet applications, preferably Microsoft office software

    Job Type: Full-time

    Benefits:

    • 401(k)
    • Dental insurance
    • Employee assistance program
    • Flexible spending account
    • Health insurance
    • Health savings account
    • Life insurance
    • Paid time off
    • Retirement plan
    • Vision insurance

    Schedule:

    • 8 hour shift
    • Monday to Friday

    Education:

    • Bachelor's (Required)

    Experience:

    • BSA/Compliance: 2 years (Required)

    Ability to Relocate:

    • Baton Rouge, LA 70802: Relocate before starting work (Required)

    Work Location: In person

  • 3 Days Ago

R
Mortgage Compliance Specialist
  • Robert Half
  • Prairieville, LA OTHER
  • Robert Half has an open assignment for Mortgage Assistant. Your role will be to make sure that the loan processes are in full compliance with internal and external regulations. You will ensure that th...
  • 10 Days Ago

S
Housing Finance Specialist 1/2/3 (Compliance)0324
  • State of Louisiana
  • Baton Rouge, LA OTHER
  • Agency's Mission: The Louisiana Housing Corporation's mission is to ensure that every Louisiana resident is granted an opportunity to obtain safe, affordable, energy-efficient housing.This vacancy is ...
  • Just Posted

C
Data Technician
  • Compliance EnviroSystems, LLC
  • Baton Rouge, LA FULL_TIME
  • CES provides comprehensive sanitary sewer and storm drain system evaluations, specializing in large and difficult-to-clean or access pipes, and alternative cleaning methods. We are seeking qualified c...
  • 3 Days Ago

A
Private Investigator
  • Allied Universal® Compliance and Investigations
  • Donaldsonville, LA FULL_TIME
  • Private Investigator Overview Allied Universal® Compliance and Investigations, North America's leading expert insurance claim investigations, compliance and corporate governance company, provides rewa...
  • 1 Month Ago

P
Environmental (Air) Compliance Professional
  • PPM Consultants
  • Baton Rouge, LA FULL_TIME
  • Job Title Environmental (Air) Compliance Professional Job Type Full-time Career Level Mid Level Education BS or MS in civil or environmental engineering, environmental science or geology Location Bato...
  • 1 Day Ago

Filters

Clear All

  • Filter Jobs by companies
  • More

0 Compliance Specialist jobs found in Baton Rouge, LA area

B
Clinical Documentation Specialist
  • Baton Rouge General
  • Baton Rouge, LA
  • Description JOB PURPOSE OR MISSION: Responsible for improving the overall quality and completeness of clinical documenta...
  • 3/28/2024 12:00:00 AM

J
Senior Regulatory Affairs Specialist
  • J&J Family of Companies
  • Baton Rouge, LA
  • Senior Regulatory Affairs Specialist - 2406173183W Description Abiomed, part of Johnson & Johnson's MedTech, is recruiti...
  • 3/28/2024 12:00:00 AM

L
Director of Veterinary Nursing
  • Louisiana State University
  • Baton Rouge, LA
  • All Job Postings will close at 12:01a.m. CST (1:01a.m. EST) on the specified Closing Date (if designated). If you close ...
  • 3/27/2024 12:00:00 AM

C
HSE Supervisor - Remote within Baltimore, Maryland
  • CBRE
  • Baton Rouge, LA
  • HSE Supervisor - Remote within Baltimore, Maryland Job ID 152427 Posted 25-Jan-2024 Service line GWS Segment Role type F...
  • 3/27/2024 12:00:00 AM

A
Louisiana Program Manager
  • APTIM
  • Baton Rouge, LA
  • At **APTIM** , we come to work each day knowing that we are making an impact on the world. Our work spans from safeguard...
  • 3/27/2024 12:00:00 AM

C
Deputy Clerk of City Court, EMT Paramedic, Engineer Intern
  • City of Baton Rouge
  • Baton Rouge, LA
  • Job Opportunities March 22-28, 2024 Accountant Accounting Associate I Airport Compliance Coordinator Assistant Director ...
  • 3/27/2024 12:00:00 AM

B
Coding Specialist - HIM
  • Baton Rouge General
  • Baton Rouge, LA
  • Description JOB PURPOSE OR MISSION: Assigns diagnostic and procedure codes to records of discharged patients and coordin...
  • 3/26/2024 12:00:00 AM

A
Senior Manager, US Legal (Remote)
  • Acxiom LLC
  • Baton Rouge, LA
  • Acxioms US Legal Leader leads a team of attorneys who are responsible for developing, reviewing and negotiating client, ...
  • 3/26/2024 12:00:00 AM

Baton Rouge (/ˌbætən ˈruːʒ/ BAT-ən ROOZH; from French bâton rouge [bɑtɔ̃ ʁuʒ] (listen), meaning 'red stick') is the capital of the U.S. state of Louisiana. Located on the eastern bank of the Mississippi River, it is the parish seat of East Baton Rouge Parish, the most populous parish in Louisiana. It is the 99th most populous city in the United States, and second-largest city in Louisiana after New Orleans. It is also the 16th most populous state capital. As of the U.S. Census Bureau's July 2017 estimate, Baton Rouge had a population of 227,549, down from 229,493 at the 2010 census. Baton Rou...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Specialist jobs
$55,118 to $70,187
Baton Rouge, Louisiana area prices
were up 1.2% from a year ago

Compliance Specialist in Atlanta, GA
Resolves program abuse allegations.
April 05, 2023
Compliance Specialist in Aurora, IL
Receive updates from the Corporate Compliance Office and Sales and Services in maintaining department procedures.
March 17, 2023
Compliance Specialist in Bronx, NY
Create a file tracking system to evaluate when departments have had their audits and when the next audit will occur, what changes have been requested, deadline for them to finish changes, and what changes have been made.
March 08, 2023