Consumer Lending Branch Auditor jobs in Saint Louis, MO
Consumer Lending Branch Auditor reviews the consumer loan materials and data to ensure accuracy and compliance with company guidelines and policies as well as state and/or federal statutes within one branch. Makes recommendation to improve procedures and other improper documentations accordingly. Being a Consumer Lending Branch Auditor may require a bachelor's degree in area of specialty or in a related area. Typically reports to a manager or head of a unit/department. To be a Consumer Lending Branch Auditor typically requires 4 to 7 years of related experience. Contributes to moderately complex aspects of a project. Work is generally independent and collaborative in nature. (Copyright 2024 Salary.com)
Recently Added Consumer Lending Branch Auditor jobs
Branch Auditor
- Edward Jones
-
Saint Louis, MO
FULL_TIME
-
Join a financial services firm where your contributions are valued. Edward Jones is a Fortune 500¹ company where people come first. With over 8 million clients and 19,000 financial advisors across the U.S. and Canada, we’re proud to be privately-owned, placing the focus on our clients rather than shareholder returns.
Behind everything we do is our purpose: We partner for positive impact to improve the lives of our clients and colleagues, and together, better our communities and society. We are an innovative, flexible, and inclusive organization that attracts, develops, and inspires performance excellence and a sense of belonging.
People are at the center of our partnership. Edward Jones associates are seen, heard, respected, and supported. This is what we believe makes us the best place to start or build your career.
View our Purpose, Inclusion and Citizenship Report.
1Fortune 500, published June 2023, data as of December 2022. Compensation provided for using, not obtaining, the rating.
The Branch Audit Department plays a critical role in achieving the Compliance Division's purpose of promoting our clients' best interests and decisions that foster an environment of trust by continuously partnering together to strengthen our culture of compliance to enable the best client, branch team and associate experiences. Through teams of Branch Auditors, the Branch Audit Department executes a risk-based audit program consisting of activities required by various regulatory bodies. Branch Auditors inspect branch offices and registered locations and conduct tailored compliance discussions with branch team members and associates to help protect clients, branch teams and the firm.
Branch auditors could be based in our HQ offices in St. Louis or Tempe, be home based and work remotely or have a hybrid work arrangement.
Key Responsibilities- Conduct risk-based reviews of business practices, processes, client accounts, and electronic records utilizing data analytics, reports, and tailored discussions to test the Financial Advisor and branch team's compliance with industry regulations and firm policies
- Partner with Financial Advisors and branch teams through a client-centric approach to assist them in building a successful and compliant business
- Provide verbal and written communication related to the outcome of the review, potential concerns or risk areas discussed, specific actions needed, and resources provided
- Collaborate to address potential issues or risk areas with Financial Advisors, branch teams, and home office associates; determine when additional follow-up or escalation to leadership or another area is needed
- Participate in department projects and initiatives with a focus on improving department processes and audit program effectiveness
- Travel approximately 40% to 50% of the time (approximately two weeks per month) to conduct inspections and tailored compliance discussions
- Series 7 and 63 or 66 licenses (or equivalent) required that are currently active
- Series 9, 10, and 24 licenses required or must be obtained within 12 weeks of hire
- Travel required 40-50% of the time (approximately two weeks per month) to conduct inspections and tailored compliance discussions
- Financial service experience is preferred
- Bachelor's degree is preferred
- Broad knowledge of financial services products, industry rules and regulations, and firm policies and processes; excitement to continuously learn about these topics
- Demonstrate strong communication, active listening, problem solving, decision making, and organizational skills
- Ability to build relationships and manage conflict with empathy and respect
- Deliver results in a dynamic environment independently and through partnership with others
At Edward Jones, we are building a place where everyone feels like they belong. We're proud of our associates' contributions to the firm and the recognitions we have received.
Check out our U.S. awards and accolades: Insights & Information Blog Postings about Edward Jones
Check out our Canadian awards and accolades: Insights & Information Blog Postings about Edward JonesEdward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law.At Edward Jones, we value and respect our associates and their contributions, and we recognize individual efforts through a rewards program that promotes a long-term career, financial security and well-being. Visit our career site to learn more about our total compensation approach, which in addition to base salary, typically includes benefits, bonuses and profit sharing. The salary range for this role is based on national data and actual pay is based on skills, experience, education, and other relevant factors for a potential new associate: - 9 Days Ago
Branch Auditor
- Jobs for Humanity
-
Rolla, MO
FULL_TIME
- Job Description Title: Branch Auditor - Join Our Inclusive Team! About Us: - Edward Jones is committed to helping clients achieve their long-term financial goals. - We have over 15,000 branch offices ...
- 29 Days Ago
Branch Auditor - Compliance
- Edward Jones
-
Saint Louis, MO
FULL_TIME
- Join a financial services firm where your contributions are valued. Edward Jones is a Fortune 500¹ company where people come first. With over 8 million clients and 19,000 financial advisors across the...
- 19 Days Ago
Regulatory Auditor (Life & Health Consumer Complaints)
- State of Missouri
-
Jefferson City, MO
FULL_TIME
- Starting Salary: $44,011.68 Job Location: This position is located at the Harry S Truman State Office Building, 301 W High Street, Jefferson City, Missouri. Why is the work you do in this position imp...
- 11 Days Ago
US Retail Bank, Small Business and Consumer Lending Product Mgr - Vice President - Hybrid
- Citi Private Bank
-
Fallon, MO
FULL_TIME
- As the VP Lending Product Management - Small Business and Consumer, the successful candidate will be responsible for driving product simplification, financial performance, and innovation roadmap of hi...
- 2 Months Ago
Retail Store Manager (FT)
- Consumer Cellular
-
Chesterfield, MO
FULL_TIME
- The Retail Store Manager role requires meeting and exceeding client field expectations with overall store responsibility for store effectiveness and customer satisfaction. In order to do their jobs ef...
- 9 Days Ago
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0 Consumer Lending Branch Auditor jobs found in Saint Louis, MO area
Senior Director, Financial Planning
- EDWARD JONES
-
Saint Louis, MO
- Join a financial services firm where your contributions are valued. Edward Jones is a Fortune 500 company where people c...
- 4/23/2024 12:00:00 AM
Estate Settlement Team Leader- Trust Services
- EDWARD JONES
-
Saint Louis, MO
- Join a financial services firm where your contributions are valued. Edward Jones is a Fortune 500 company where people c...
- 4/23/2024 12:00:00 AM
IT Project Manager Senior
- Enterprise Mobility Inc
-
Saint Louis, MO
- OverviewEnterprise Mobility is the worlds largest car rental operator and an industry leader in mobility and technology....
- 4/23/2024 12:00:00 AM
IT Project Manager Senior
- Enterprise Holdings
-
Saint Louis, MO
- Overview:Enterprise Mobility is the worlds largest car rental operator and an industry leader in mobility and technology...
- 4/22/2024 12:00:00 AM
Junior .NET Developer
- Norton Digital Consulting
-
Saint Louis, MO
- HYBRID: Onsite 3 days/week - St. Louis, MO 63139 No Sponsorship, US Citizenship or GCH/Perm. Residency required PAY: $35...
- 4/22/2024 12:00:00 AM
Retail Customer Service Specialist
- Sherwin-Williams
-
St. Louis, MO
- This is position is essential to the success of our retail stores. Customer Service Specialists work closely with wholes...
- 4/18/2024 12:00:00 AM
Store Associate
- Sherwin-Williams
-
St. Louis, MO
- This is position is essential to the success of our retail stores. Store associates work closely with wholesale and reta...
- 4/18/2024 12:00:00 AM
Retail Customer Service Specialist
- Sherwin-Williams
-
St. Louis, MO
- This is position is essential to the success of our retail stores. Customer Service Specialists work closely with wholes...
- 4/15/2024 12:00:00 AM
About Saint Louis, Missouri
St. Louis (/seɪnt ˈluːɪs/) is an independent city and major inland port in the U.S. state of Missouri. It is situated along the western bank of the Mississippi River, which marks Missouri's border with Illinois. The Missouri River merges with the Mississippi River just north of the city. These two rivers combined form the fourth longest river system in the world. The city had an estimated 2017 population of 308,626 and is the cultural and economic center of the St. Louis metropolitan area (home to nearly 3,000,000 people), which is the largest metropolitan area in Missouri, the second-largest ...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Consumer Lending Branch Auditor jobs
$59,341 to $76,672
Saint Louis, Missouri area prices
were up 0.7% from a year ago
were up 0.7% from a year ago
What does a Consumer Lending Branch Auditor do?
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