Discount Brokerage Department Manager manages and leads a group of discount brokers responsible for the purchase and sale of securities for clients at discounted commissions. Develops marketing programs and strategies to increase profitability and enter new markets. Being a Discount Brokerage Department Manager monitors transactions for accuracy and ensures satisfactory customer service. May interact with the organization's full-service brokers as needed. Additionally, Discount Brokerage Department Manager ensures compliance with any applicable regulations. Requires a bachelor's degree in a related area. Requires NASD Series 7 license. Typically reports to a director. The Discount Brokerage Department Manager typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Discount Brokerage Department Manager typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)
Product Manager - Back-Office Institutional Brokerage Processing
We are currently seeking an experienced and financial services oriented professional to take on the role of Product Manager. The ideal candidate is expected to evolve and grow our suite of institutional products to meet the changing needs for our clients in support of the ever evolving and increasing demand in the industry. This role will influence a cross functional project team and provide product direction to develop conceptual design, market and competitive analysis and evaluate product performance to determine necessary product enhancements or changes.
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