Discount Brokerage Operations Manager oversees the daily operations of a discount brokerage. Ensures that brokerage operations adhere to the organization's financial and business strategies. Being a Discount Brokerage Operations Manager monitors the purchase and sale of securities for clients at discounted commissions. Ensures accuracy of transactions, oversees account maintenance, and acts as a liaison with the organization's full-service broker as needed. Additionally, Discount Brokerage Operations Manager ensures compliance with all relevant government regulations. Keeps abreast of market conditions. Requires NASD Series 7 license. Requires a bachelor's degree in a related area. Typically reports to a director. The Discount Brokerage Operations Manager typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. To be a Discount Brokerage Operations Manager typically requires 3+ years of managerial experience. (Copyright 2024 Salary.com)
Provides a safe and pleasant environment for employees and guest. Responsible for assisting in the smooth operation of all departments.
· Excellent internal/external guest service: · Develops patron loyalty and recruits new patron relationships. · Responsible for training, coaching of all assigned teams and ensuring that they follow all company, state and federal regulations and policies and procedures. · Provides management support to all departments. · Ensures the highest standards of conduct, appearance and attitude are met as detailed by each department and company policies and procedures are strictly adhered to. · Assumes responsibility for company assets; · Alert to and assist with problems that arise in casino. · Works closely with all departments to ensure employee and guest safety. · Ensures confidentiality is maintained at all times. · Special projects as determined by Director of Table Games or General Manager · All other reasonable duties as assigned. |
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