Investment Specialist jobs in Saint Petersburg, FL

I'm currently assisting a national brokerage and wealth management company to hire Operations Processing Associates to their team. Some of these roles will be contract to hire and some will be direct placement roles. Roles will interview in February to start mid to end March.

These positions are hybrid 2-3 days in office with preference to reside in the following hub locations:

Atlanta, GA

Phoenix, AZ / North Scottsdale, AZ

Omaha, NE

St. Petersburg, FL

Oakdale, MN

Description:

The processing team is responsible for processing all backend processing of paperwork/transactions for investments in a variety of systems and platforms

Rules and regulations for FINRA/investment regulations are everchanging and must be able to adapt to new policies and procedures

Dependent on specialty (Cashiering, Margin, New Accounts or Transfers), tasks will vary but a processors main tasks is to receive tickets and process them.

Responsible for processing up to 40 tickets daily

As a newer processing representative, they are typically started on processing cashiering transactions and eventually are cross-trained on more difficult tasks such as margins/transfers/etc.

Cashiering -

• Money movement transactions
• Processing IRA distributions

Margins-

• More specialized transactions

New Accounts -

• Examples of some of these transactions are if someone passes away and the current account needs to be reopened under the beneficiary's name, address changes, uploading miscellaneous documents

Transfers -

• Bringing in or taking out funds from an external account
• Transferring an external investment account to a new advisor

Skills:

Investment management, Investments, wealth management, transactions and securities, financial services, brokerage operations, brokerage banking, brokerage, annuity, securities, mutual fund, ira, money movement, excel data entry, series 7, series 6, series 63, series 66, netx360, pershing

Additional Skills & Qualifications:

2-5 Years of Brokerage Operations or Investment Banking/Wealth Management Experience

Experience working with annuities/securities/investments

Preferred Education/Licensing Skills:

Bachelor's Degree in Finance/Business Administration

SIE Certification

Series licensing (Series 6, Series 7, Series 63, Series 66)

Experience working with NetX360/Salesforce/Pershing clearing house

About TEKsystems:

We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over 6,000 clients, including 80% of the Fortune 500, across North America, Europe and Asia. As an industry leader in Full-Stack Technology Services, Talent Services, and real-world application, we work with progressive leaders to drive change. That's the power of true partnership. TEKsystems is an Allegis Group company.

The company is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.