Regulatory Affairs Specialist jobs in Saint Petersburg, FL

Regulatory Affairs Specialist supports the oversight of regulatory matters and strategy implementation to ensure the organization complies with applicable regulations. Prepares filings and tracks applications for licensing, certification, and permits and interacts with governmental officials during the regulation and certification process. Being a Regulatory Affairs Specialist monitors compliance with existing regulations and upcoming or changing regulations. Performs impact analysis of regulatory changes and produces status reports. Additionally, Regulatory Affairs Specialist participates in processes to report, investigate, and addresses any issues of non-compliance. Typically requires a bachelor's degree. Typically reports to a supervisor or manager. The Regulatory Affairs Specialist occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Regulatory Affairs Specialist typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)

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Regulatory Reporting Analyst
  • Raymond James Financial, Inc.
  • Saint Petersburg, FL FULL_TIME
  • Regulatory Reporting Analyst-2400852

    Description

    Job Summary


    Job Summary


    Under general supervision, uses specialized knowledge and skills obtained through education and experience to perform various regulatory reporting duties including: report preparation, and financial analysis. Evaluation, originality and ingenuity are required to locate, select, apply and justify appropriate action for situations and circumstances that require a deviation from standard procedures. Resolves moderately complex problems. Regular contact with senior management and other internal customers is required to identify, research, and resolve regulatory reporting issues.




    Essential Duties and Responsibilities


    Essential Duties and Responsibilities


    • Prepare and analyze regulatory reports and schedules

    • Review, evaluate and implement process improvements, as appropriate.

    • Assist in regulatory reporting post-closing process.

    • Work with IT, Operations, and other departments on various firm-wide projects.

    • Assist with the external audits, internal audits and regulatory examinations.

    • Performs other duties and responsibilities as assigned.
    • Communicate regulatory requirements to data providers to ensure timely submission and aggregation of data for reporting.
    • Execute key controls to ensure data completeness (e.g. reconciliations with general ledger, 10-Q, 10-K and other disclosures) and accuracy (e.g. quality reviews).
    • Use financial reporting software to prepare and analyze regulatory reports and schedules.
    • Research and analyze reporting issues.
    • Prepare and review reports of financial information for management.



    Qualifications

    Knowledge, Skills, and Abilities


    Knowledge of


    • Accounting and financial/regulatory reporting concepts, practices and procedures
    • Federal Reserve Board regulatory rules and concepts preferred but not required

    • Controls and implementation of controls as they relate to regulatory reporting.



    • Advanced MS Excel skills - (vlookups, pivot tables, macros, etc.)



    Skill in


    • Multi-tasking on various projects

    • Reviewing, interpreting and analyzing financial information.

    • Working on IT/Technology related projects

    • Operating standard office equipment and using required software applications, including word processing, spreadsheets and data bases.



    Ability to


    • Lead meetings and contribute to team efforts by ensuring all relevant information is included in the outcomes.

    • Implement changes to standard procedures when required by specific situations and circumstances.

    • Work independently, make non-routine decisions and resolve moderately complex accounting problems.

    • Communicate effectively, both orally and in writing, with all organizational levels.

    • Organize, manage and track multiple detailed tasks and assignments with frequently changing priorities in a fast-paced work environment.



    Educational/Previous Experience Requirements


    Education/Previous Experience


    • Bachelor’s Degree (B.A.) in Accounting, Finance, Business, Statistics or Economicsand a minimum of four (4) years’ experience in preparing and analyzing financial information

    • OR ~

    • A minimum of five (5) years accounting experience in the financial services industry.

    • OR ~



    • Any equivalent combination of experience, education and/or training approved by Human Resources.



    Licenses/Certifications


    Licenses/Certifications



    Travel


    Travel Required


    Travel Required: No




    Raymond James Guiding Behaviors
    At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity, independence and a conservative, long-term view.

    We expect our associates at all levels to:
    • Grow professionally and inspire others to do the same
    • Work with and through others to achieve desired outcomes
    • Make prompt, pragmatic choices and act with the client in mind
    • Take ownership and hold themselves and others accountable for delivering results that matter
    • Contribute to the continuous evolution of the firm
    At Raymond James – as part of our people-first culture, we honor, value, and respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic selves, our organization, clients, and communities thrive. The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.
    Job Accounting & Finance
    Primary Location US-FL-St. Petersburg-Saint Petersburg
    Organization RJF Corporate
    Schedule Full-time
    Shift Day Job
    Travel No

    Eligible for Discretionary Bonus Yes
    #LI-AT1
  • 1 Month Ago

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VP of Government Affairs
  • Johns Hopkins Medicine
  • Petersburg, FL FULL_TIME
  • Job Summary The VP Government Affairs and Chief of Staff is responsible for the government relations activities on behalf of Johns Hopkins All Children’s Hospital with a focus on issues involving pedi...
  • 8 Days Ago

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AR Specialist
  • Tampa Bay Medical Billing
  • St. Petersburg, FL FULL_TIME
  • Medical Insurance Billing (St. Petersburg), Full-timeCentral Billing Office responsible for collecting accounts receivable for group of Tampa Bay surgeons. Duties included, but are not limited to:If n...
  • 16 Days Ago

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Merchandiser Specialist
  • Acosta Group
  • Pinellas Park, FL FULL_TIME
  • **Start your career with Premium.** \#WeArePremium **Merchandiser Specialist** **General Information** **Company:** PRE-US **Location:** PINELLAS PARK, Florida, 33781 **Ref #:** 50344 **Function:** Me...
  • 16 Days Ago

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Peer Specialist
  • BOLEY CENTER
  • Saint Petersburg, FL FULL_TIME
  • Peer Specialist – Part Time, 20 hours per week ABOUT THE ORGANIZATION: Established in 1970, Boley Centers, Inc., is a private, non-profit organization serving individuals with mental disabilities, ind...
  • 18 Days Ago

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Wellness Specialist
  • VSL Corporate Positions
  • Saint Petersburg, FL FULL_TIME
  • Looking for a road warrior with up to 100% travel across any of our 24 communities. Must have a RN compact license 2 years' experience preferred.: We are looking for a Wellness Specialist to join our ...
  • 19 Days Ago

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0 Regulatory Affairs Specialist jobs found in Saint Petersburg, FL area

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Operational Risk Sr Manager - Vice President
  • Citigroup, Inc.
  • Tampa, FL
  • The Operational Risk Sr Manager accomplishes results through the management of professional team(s) and department(s). I...
  • 4/25/2024 12:00:00 AM

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Retirement Plan Specialist I
  • Transamerica
  • Saint Petersburg, FL
  • Job Description Job Description Transamerica is excited to announce that we are expanding and looking for FINRA Licensed...
  • 4/24/2024 12:00:00 AM

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Database Security Engineer, Assistant Vice President
  • MUFG Bank, Ltd.
  • Tampa, FL
  • Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (M...
  • 4/23/2024 12:00:00 AM

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Senior Audit Manager - IA Treasury
  • Citigroup, Inc.
  • Tampa, FL
  • The Senior Audit Manager is a senior level management position responsible for managing a complex and critical unit with...
  • 4/22/2024 12:00:00 AM

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VP, AML Compliance Officer - Risk and Control (Hybrid)
  • Citigroup, Inc.
  • Tampa, FL
  • The VP, AML Compliance Officer is responsible for oversight and the execution of the Management Control Assessment (MCA)...
  • 4/22/2024 12:00:00 AM

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Security Compliance Consultant (NIST/CMMC)
  • Sp6
  • Clearwater, FL
  • Own The Role SP6 is looking for a Compliance SME wanting to take the next step in their career! In this role, you will h...
  • 4/22/2024 12:00:00 AM

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Senior Security Compliance Consultant
  • Sp6
  • Clearwater, FL
  • Own The Role SP6 is looking for a Compliance SME wanting to take the next step in their career! In this role, you will h...
  • 4/22/2024 12:00:00 AM

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Personal Banker Town and Country Bilingual Required
  • GTE Financial
  • Tampa, FL
  • Come join our GTE Financial team! We are looking for a customer-focused individual to join our team. The Member Relation...
  • 4/21/2024 12:00:00 AM

St. Petersburg is a city in Pinellas County, Florida, United States. As of the 2015 census estimate, the population was 257,083, making it the fifth-most populous city in Florida and the largest in the state that is not a county seat (the city of Clearwater is the seat of Pinellas County). St. Petersburg is the second-largest city in the Tampa Bay Area, after Tampa. Together with Clearwater, these cities comprise the Tampa–St. Petersburg–Clearwater Metropolitan Statistical Area, the second-largest in Florida with a population of around 2.8 million. St. Petersburg is located on the Pinellas pen...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Regulatory Affairs Specialist jobs
$72,005 to $96,497
Saint Petersburg, Florida area prices
were up 1.1% from a year ago

Regulatory Affairs Specialist in Long Beach, CA
In addition to keeping informed of licensing and legal documentation requirements, a regulatory affairs specialist is involved in less-visible yet vastly important industry issues, such as packaging and labeling.
December 16, 2019
Regulatory Affairs Specialist in Albuquerque, NM
Coordinate and document internal regulatory processes, such as internal audits, inspections, license renewals, or registrations.
February 20, 2020
Regulatory Affairs Specialist in Petaluma, CA
Becoming a regulatory affairs specialist is one of the most common ways to break into the industry.
February 10, 2020
The regulatory affairs industry plays an important role in ensuring the safety of countless products that Americans use every day—from food and beverages to pharmaceuticals and medical devices to electronics and more.
February 02, 2020