Regulatory Relations Liaison jobs in New York, NY

Regulatory Relations Liaison is responsible for filing necessary applications and handling all government interactions pertaining to the regulation and certification process for a plant or other facility. Develops procedures to ensure regulatory compliance. Being a Regulatory Relations Liaison prepares reports for top management detailing projects that may impact the organization's regulation status. May represent the organization before federal or state legislations. Additionally, Regulatory Relations Liaison requires a bachelor's degree. Typically reports to a manager or head of a unit/department. The Regulatory Relations Liaison typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Regulatory Relations Liaison typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Regulatory Relations Lead
  • Sept 2017 Branding
  • New York, NY FULL_TIME
  • Job purpose

    This role will either be a Level 2 legal position in the Regulatory Relations function of Compliance.

    ·         At Level 2, the position is a lead role regarding all facets of Regulatory Relations-related responsibilities and tasks as described herein and acting as the point person and trusted advisor with respect to all Regulatory Relations related items and inquiries

    ·         At either level, the position requires an ability (i) to counsel business lines with respect to regulatory requirements; (ii) to collaborate with business lines and personnel with respect to document submissions and processes; (iii) to draft critical regulatory submissions (requires superior writing skills and the ability to own and manage end-to-end submission content and process)  

     

    Essential Function / major duties and responsibilities of the job

    Strategic

    ·         Provide oversight and management of the interface with: (i) the FRBNY Supervisory teams regarding all ongoing supervisory activities; (ii) the Fed Board Regulation HH team re: Regulation HH ANPC requirements and Regulation Y filings; and (iii) the Oversight Committee, including:

    - supervisory-related examination and monitoring activity; responses/progress updates relating to findings letters; remedial actions, including tracking to closure; and reporting to internal governance committee and the CLS Board on remedial activities 

    - “materiality” determinations; ANPC filings and related submissions; and Regulation Y filings

    - regulatory engagement, including with the Federal Reserve PMI Policy team / Oversight Committee, as needed

    - overall regulatory framework, including education/training as to CLS DFMU status, relevance and impact

    ·         Provide guidance and advice related to Regulatory Relations, enhance (as needed) policies/procedures, support CLS’s growth program through Regulation HH ANPC and Regulation Y activities and embedded participation in project working groups and support CLS’s strategy by engaging effectively in the supervisory regulatory environment

    ·         Support the CCO and Head of Regulatory Relations in developing and preparing document submissions to internal constituencies, such as Board/Committees and internal committees 

    Operational

    ·         Develop and maintain relationships with business lines in order to provide oversight and manage various types of deliverables involving input from a number of stakeholders  

    ·         Serve as a Regulatory Relations resource and coordinate and oversight related regulatory activities and engagement

    ·         Manage and oversee supervisory activity; be proactive and trouble-shoot as needed

    ·         Act as point person and/or trusted advisor on items/topics within the Regulatory Relations remit

    ·         Participate effectively in internal governance/ working groups for projects and initiatives, including active facilitation of the shaping/ drafting of required regulatory filings and articulating regulatory requirements

    ·         Interface proactively and effectively with the FRBNY supervisory teams and Fed Board staff for ANPC and Regulation Y-related matters and Federal Reserve PMI Policy Team / Oversight Committee

    ·         Be innovative, prioritize and manage multiple tasks and deadlines

    Leadership

    ·         Collaborate across the company to maintain and enhance supervisory interface

    ·         Strategize, influence and advise business lines with respect to Regulatory Relations remit

    ·         Support and serve as a resource for CLS strategic initiatives

    ·         Foster a culture of Compliance; manifest and support the Compliance Brand

    ·         Mentorship of the L3s

    Experience / essential and desired for successful job performance

    Level 2:

    ·         Juris Doctor from recognized US Law School

    ·         8-10 years of experience in a law firm and/or in compliance/legal functions of a regulated financial services industry

     

    Qualifications / certifications

    ·         Juris Doctor from recognized US Law School.

     

     

    Knowledge, skills and abilities / competencies required for successful job performance

    ·         Well-developed, excellent legal-writing, research and analytical skills

    ·         Organized self-starter with superior communication skills, with an ability to multi-task with a ‘can-do’ attitude and minimal supervision

    ·         Experience in and/or ability to work effectively with staff representing all disciplines within a company (e.g., Business Development, Operations, IT, Risk Management and Legal)

    ·         Experience directly engaging with and interacting/managing inquiries/examinations by regulators and auditors

    ·         Well-developed professional presentation skills; proficiency in standard PC programs (Word, Excel and PowerPoint)

    ·         Ability to work effectively with all levels in the organization

    ·         Ability to work constructively and flexibly in a small team environment, and to assist at the direction of management in variety of projects

    ·         Accurate, acute attention to detail and ability to deal with high volume of information and high execution mode of environment

    ·         Ability to work independently on routine matters; however, is expected to seek guidance from compliance management and accept supervision on all matters

    ·         Ability to deal tactfully with a wide variety of stakeholders, situations and ideas and present advisory, persuasive and authoritative recommendations

    ·         Professionalism, discretion, ability to maintain strict confidentiality

    ·         Strong relationship-building and interpersonal skills 

     

    Success factors / ‘How’. Personal characteristics contributing to an individual’s ability to excel in the position

    ·         Able to work in a DFMU environment with extremely high standards and intense regulatory scrutiny

    ·         High ethical standards and a profound sense of urgency, integrity and confidentiality

    ·         Driven by own initiative, can work independently as well as collaboratively

    ·         Demonstrates appropriate awareness and skill on when and how to engage with stakeholders

    ·         Ability to build relationships, consensus, to influence both internal and external stakeholders

    ·         Loyal and results oriented team player

    ·         Ensures delivery and execution of results

  • 15 Days Ago

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Regulatory Relations (Bilingual Japanese) AVP
  • BizTek People, Inc. | APA International Placement Consultants
  • New York, NY FULL_TIME
  • International bank is looking for a Regulatory Relations AVP – Bilingual Japanese in the Legal and Compliance Department. The position is to manage legal, compliance and regulatory risks. The primary ...
  • Just Posted

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Regulatory Relations Specialist: Bilingual English / Japanese Associate
  • BizTek People, Inc. | APA International Placement Consultants
  • New York, NY FULL_TIME
  • International banking organization seeks a bilingual Japanese Associate or VP to have close communication with Federal Reserve Bank, NY State Financial Services Department and other regulators to rece...
  • 2 Days Ago

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Associate Director, U.S. Prudential Regulatory Relations
  • RBC Capital Markets, LLC
  • New York, NY FULL_TIME
  • Job SummaryJob DescriptionWhat is the Opportunity?This role will be responsible for maintaining regulatory relationships, exam management, and continuous monitoring activities and be part of a team wh...
  • 4 Days Ago

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Community Organizer
  • Office of the Community Liaison
  • New York, NY FULL_TIME
  • THE OFFICE OF THE COMMUNITY LIAISON FOR THE NYC “STOP & FRISK” LITIGATION JOB POSTING: COMMUNITY ORGANIZER I. Background The United States District Court of the Southern District of New York is requir...
  • Just Posted

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Sr. Director, Investor Relations
  • Stern Investor Relations
  • New York, NY FULL_TIME
  • *This role is remote* Position Summary: Provides high-quality support to C-level executives and internal corporate communications departments to bolster companies’ corporate strategy and ensure the su...
  • 9 Days Ago

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0 Regulatory Relations Liaison jobs found in New York, NY area

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DIRECTOR, RESEARCH & PROGRAM MONITORING
  • City of New York
  • New York, NY
  • Job Description The Medical Assistance Program (MAP) administers Medicaid and related public health insurance programs, ...
  • 3/28/2024 12:00:00 AM

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REGIONAL/ADMINISTRATIVE OFFICE LIAISON
  • City of New York
  • New York, NY
  • Job Description APPLICANTS MUST BE PERMANENT IN THE JOB OPPORTUNITY SPECIALIST CIVIL SERVICE TITLE FOR AT LEAST ONE YEAR...
  • 3/28/2024 12:00:00 AM

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CAS REGIONAL/ADMINISTRATIVE OFFICE LIAISON
  • City of New York
  • New York, NY
  • Job Description APPLICANTS MUST BE PERMANENT IN THE JOB OPPORTUNITY SPECIALIST CIVIL SERVICE TITLE FOR AT LEAST ONE YEAR...
  • 3/28/2024 12:00:00 AM

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Associate General Counsel
  • City of New York
  • New York, NY
  • Job Description The NYC Department of Probation (DOP) is a world leader in working creatively and effectively engaging w...
  • 3/28/2024 12:00:00 AM

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DIRECTOR OF SERIOUS INCIDENT UNIT
  • City of New York
  • New York, NY
  • Job Description The NYC Department of Homeless Services (DHS) is one of the largest organizations of its kind committed ...
  • 3/28/2024 12:00:00 AM

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COMPLIANCE LIAISON
  • City of New York
  • New York, NY
  • Job Description The Compliance & Contract Monitoring Office (CCM) is responsible for maintaining DSS-HRA-DHS compliance ...
  • 3/28/2024 12:00:00 AM

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Credit Risk Chief Operating Officer, Americas
  • Natixis Corporate & Investment Banking
  • New York, NY
  • Job Description Natixis CIB Americas has an opportunity to join the Credit Risk team as a Credit Risk Chief Operating Of...
  • 3/26/2024 12:00:00 AM

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Contract Bilingual Japanese Program Manager
  • Shulman Fleming & Partners
  • New York, NY
  • Contract Bilingual Japanese Program Manager MUST be local to New York City. This position has a hybrid work schedule, at...
  • 3/24/2024 12:00:00 AM

The City of New York, usually called either New York City (NYC) or simply New York (NY), is the most populous city in the United States. With an estimated 2017 population of 8,622,698 distributed over a land area of about 302.6 square miles (784 km2), New York is also the most densely populated major city in the United States. Located at the southern tip of the state of New York, the city is the center of the New York metropolitan area, the largest metropolitan area in the world by urban landmass and one of the world's most populous megacities, with an estimated 20,320,876 people in its 2017 M...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Regulatory Relations Liaison jobs
$147,390 to $179,191
New York, New York area prices
were up 1.6% from a year ago