Securities Analyst jobs in Boca Raton, FL

Responsibilities

• Reviewing and negotiating fund documentation, including limited partnership agreements, subscription agreements, and side letters.
• Advising clients on a range of securities transactions, including public offerings, private placements, and Regulation D offerings.
• Conducting due diligence investigations in connection with prospective investments.
• Preparing and filing required regulatory forms with the SEC, FINRA, and other regulatory bodies.
• Providing legal and regulatory guidance to clients on compliance with federal and state securities laws.
• Coordinating with colleagues and clients in the development of investment strategies.
• Managing client relationships and ensuring high-quality service delivery.

• 7 years of experience with fund formation, governance and transactions and/or securities matters.
• Applicable bar admission is required.