Top Asset Management Executive jobs in Rochester, NY

Top Asset Management Executive plans and directs all aspects of an organization's asset management policies, objectives, and initiatives. Plans asset strategies that increase revenue and high rate of return on investments. Being a Top Asset Management Executive ensures asset management services consistently meet organization's vision and investment goals. Requires a bachelor's degree. Additionally, Top Asset Management Executive typically reports to top management. The Top Asset Management Executive manages a departmental function within a broader corporate function. Develops major goals to support broad functional objectives. Approves policies developed within various sub-functions and departments. Comprehensive knowledge of the overall departmental function. To be a Top Asset Management Executive typically requires 8+ years of managerial experience. (Copyright 2024 Salary.com)

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Operations Senior Manager - Asset Movement, Wealth and Investment Management
  • D13 Wells Fargo Clearing Services, LLC
  • F & L Buildings, MO FULL_TIME
  • At Wells Fargo, we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity and inclusion in a workplace where everyone feels valued and inspired. Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you. About this role: Wells Fargo Wealth and Investment Management (WIM) Operations is seeking an Operations Senior Manager to lead the brokerage Asset Movement team. Learn more about our career areas and lines of business at wellsfargojobs.com. In this role, you will: Manage and develop teams of individual contributors and managers in roles with moderate work complexity and risk in the Operations functional area Work with more experienced management to develop and execute business strategies Identify and recommend opportunities for process improvement and risk control development within the Operations functional area Develop and implement business unit strategies Provide expertise for technical, operational and processing functions related to business unit Determine appropriate strategy and actions of Operation management functional team to meet moderate to high risk deliverables Interpret and develop policies and procedures for functions with moderate complexity within scope of responsibility across business lines or functional areas Collaborate and influence all levels of professionals including more experienced managers Lead team to achieve objectives Engage and influence stakeholders, internal partners and peers associated with the function or affected by its outcomes Manage allocation of people and financial resources for Operations Develop and guide a culture of talent development to meet business objectives and strategy Required Qualifications: 6 years of Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education 3 years of management experience Successfully completed FINRA Series 7, 9, and 10 exams to qualify for immediate registration (or FINRA recognized equivalents) Desired Qualifications: 3 years of experience with broker-dealer transactions or comprehensive review 3 years of financial services experience Solid budget and financial management skills, including resource management Excellent verbal and written communication skills Ability to effectively interact with all levels of the organization Ability to meet stringent deadlines Strong analytical skills with a high attention to detail and accuracy Ability to proactively identify and execute actions to improve business processes Ability to develop innovative approaches to complex business issues with the ability to clearly express ideas and concepts to associates and other stakeholders Ability to develop and utilize key measurements to provide oversight of effective business process execution Ability to assess complex situations and act quickly to resolve Job Expectations: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position Successfully completed FINRA Series 7, 9, and 10 exams to qualify for immediate registration (or FINRA recognized equivalents) We Value Diversity At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law. Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic. Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation, and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements. This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents. This position is not eligible for Visa sponsorship. Posting End Date: 4 Mar 2024 *Job posting may come down early due to volume of applicants. We Value Diversity At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law. Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic. Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process. Applicants with Disabilities To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo. Drug and Alcohol Policy Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more. Wells Fargo & Company (NYSE: WFC) is a leading financial services company that has approximately $1.9 trillion in assets, proudly serves one in three U.S. households and more than 10% of small businesses in the U.S., and is a leading middle market banking provider in the U.S. We provide a diversified set of banking, investment and mortgage products and services, as well as consumer and commercial finance, through our four reportable operating segments: Consumer Banking and Lending, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management. Wells Fargo ranked No. 47 on Fortune’s 2023 rankings of America’s largest corporations. In the communities we serve, the company focuses its social impact on building a sustainable, inclusive future for all by supporting housing affordability, small business growth, financial health, and a low-carbon economy. News, insights, and perspectives from Wells Fargo are also available at Wells Fargo Stories. Additional information may be found at www.wellsfargo.com LinkedIn: https://www.linkedin.com/company/wellsfargo For questions on how to search and apply, visit our frequently asked questions.
  • 2 Months Ago

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Staff Accountant
  • Top Stack
  • Rochester, NY FULL_TIME
  • We are looking for a Staff Accountant to join our team! You will be responsible for preparing and analyzing financial records for our company.Responsibilities:Prepare and examine accounting records, f...
  • Just Posted

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CRM Coordinator
  • Top Shelf Enterprises, LLC
  • Rochester, NY FULL_TIME
  • Job Summary: We are seeking a dynamic and highly organized CRM Coordinator with experience with building and managing a CRM, as well as marketing and promotions planning experience. The ideal candidat...
  • 1 Month Ago

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Procurement Specialist
  • Top Shelf Enterprises, LLC
  • Rochester, NY FULL_TIME
  • Top Shelf Enterprises, LLC dba WeTheHobby (Rochester, NY) is one of the fastest growing sports card companies in the nation! With robust (and growing!) sports card breaking channels on three popular l...
  • 29 Days Ago

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Multi-Craft Maintenance Technician
  • Quest Group Executive Search
  • Batavia, NY FULL_TIME
  • Quest Group is searching for an Multi Craft Maintenance professional for a highly respected global organization located in Mt. Batavia, NY! This highly respected employer of choice is approaching 100 ...
  • 1 Month Ago

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Industrial Maintenance Technician
  • Quest Group Executive Search
  • Batavia, NY FULL_TIME
  • We are seeking a skilled Maintenance Technician to join our highley respected clients team. As a Maintenance Technician, you will be responsible for performing a variety of maintenance and repair task...
  • 1 Month Ago

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0 Top Asset Management Executive jobs found in Rochester, NY area

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Manager, Support Operations - FreeWheel
  • Comcast Corporation
  • Rochester, NY
  • FreeWheel, a Comcast company, provides comprehensive ad platforms for publishers, advertisers, and media buyers. Powered...
  • 4/22/2024 12:00:00 AM

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Director, Global Regulatory Project Management, GI
  • Takeda Pharmaceutical
  • Rochester, NY
  • By clicking the Apply button, I understand that my employment application process with Takeda will commence and that the...
  • 4/22/2024 12:00:00 AM

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Store Security Specialist
  • Wegmans Food Markets
  • Rochester, NY
  • Schedule: Full time Availability: Morning, Afternoon, Evening (Includes Weekends). Age Requirement: Must be 18 years or ...
  • 4/22/2024 12:00:00 AM

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Part Time Security Specialist
  • Wegmans Food Markets
  • Rochester, NY
  • Schedule: Part time Availability: Afternoon, Evening (Including Weekends). Age Requirement: Must be 18 years or older Lo...
  • 4/22/2024 12:00:00 AM

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Service Technician II
  • Securitas Electronic Security
  • Rochester, NY
  • Securitas Technology Corporation (STC) is a division of Securitas AB, the largest protective services provider in the wo...
  • 4/21/2024 12:00:00 AM

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Front Desk Agent
  • Holiday inn Express Irondequoit
  • Rochester, NY
  • Compensation Type: Hourly Highgate Hotels: Highgate is a premier real estate investment and hospitality management compa...
  • 4/19/2024 12:00:00 AM

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Global Studio Manager
  • OX Tools Global
  • Rochester, NY
  • POSITION SUMMARY: As the Studio Manager for our Graphic Design department and Creative Content teams, you will play a cr...
  • 4/18/2024 12:00:00 AM

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Customer Service & Sales Associate
  • Riverside Payments
  • Rochester, NY
  • Job Description Job Description Who we are: What are you working for? Sure, most people work for money, but beyond that....
  • 4/18/2024 12:00:00 AM

Rochester is at 43°9′56″N 77°36′41″W / 43.16556°N 77.61139°W / 43.16556; -77.61139 (43.165496, −77.611504). The city is about 73 miles (120 km) east-northeast of Buffalo and about 87 miles (140 km) west of Syracuse and Albany, the state capital is 226 miles (360 km) to the east ; it sits on Lake Ontario's southern shore. The Genesee River bisects the city. Toronto, Canada is northwest 168 miles (270 km) and New York City is about 350 miles (560 km) to the southeast. According to the United States Census Bureau, the city has a total area of 37.1 square miles (96 km2), of which 35.8 square m...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Top Asset Management Executive jobs
$273,722 to $472,270
Rochester, New York area prices
were up 1.5% from a year ago