Wealth Management Specialist jobs in Helena, MT

Wealth Management Specialist develops individualized wealth management financial plans and recommendations to help clients attain financial goals by selecting investment solutions to minimize risk and grow wealth. Uses broad knowledge of investment products to educate clients on available investment options and create planning scenarios for retirement, education savings, and other financial objectives. Being a Wealth Management Specialist keeps abreast of economic conditions and new financial products to inform and advise clients on potential enhancements to existing financial plans and create up-sell opportunities. Monitors client portfolios to ensure appropriate risk profile. Additionally, Wealth Management Specialist follows all regulatory and organizational policies and procedures. May be involved with selling or coordinating the purchase of additional financial products or services to clients. Requires a bachelor's degree in finance, accounting, business or equivalent. May have the Certified Financial Planner (CFP) designation. Typically reports to a manager. The Wealth Management Specialist work is generally independent and collaborative in nature. Contributes to moderately complex aspects of a project. To be a Wealth Management Specialist typically requires 4 -7 years of related experience. (Copyright 2024 Salary.com)

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Associate Wealth Management Advisor
  • Waypoint Wealth Management
  • Bozeman, MT FULL_TIME
  • Associate Wealth Management Advisor

    Waypoint Wealth Management exists to strengthen individuals, families, businesses, and communities through a comprehensive, client-centered approach to financial planning that allows those we work with to live with freedom, passion, and purpose.

    Are you passionate about helping individuals, families and businesses achieve their financial goals? We are seeking a driven and client-focused Associate Wealth Management Advisor to join our team. As an integral part of our wealth management firm, you will have the opportunity to collaborate with an experienced advisor and provide tailored solutions to our diverse client base. This role offers the unique opportunity to start as a “Second Chair” to our Senior Wealth Management Advisor, with the trajectory of becoming a Lead Wealth Management Advisor. Further details regarding this progression and a timeline will be shared during the interview process. If you thrive in a dynamic environment, possess strong analytical skills, and are committed to delivering exceptional service, we want to hear from you.

    Job Duties:

    Support

    · Handle meeting case notes, processing correspondence, maintaining client case files and filing performance reports, account forms and other advisory paperwork

    · Attend client meetings with the Senior Wealth Management Advisor

    · Monitoring industry trends and research

    · Ensuring compliance requirements are implemented and followed

    Proposal and Case Preparation

    · Prospecting on behalf of the employing WMA for new advisory clients

    · Gathering information for WMA meetings with client/prospect

    · Preparing advisory annual review information

    · Preparing and modifying financial plans and investment/advisory proposals

    · Preparing investment policy statement, needs-based analysis or financial plan

    · Recommending fund portfolio options under supervision

    Processing Accounts

    · Preparing and processing all paperwork needed for investment/advisory accounts

    · Monitoring, processing and following up on asset transfers and on initial and subsequent funding of advisory accounts

    · Implementing initial and subsequent asset allocation trades

    · Identifying need for switch letter and mailing appropriate forms to clients

    · Discussing potential rollover opportunities from other retirement plans for variable and mutual funds

    · Processing proposal amendments, monitoring alerts and annual reviews in Envestnet

    · Executing buy or sell orders and rebalancing orders and maintaining asset allocation

    · Following up on trade rejects and resolving all trade-related issues

    · Monitoring holdings for program eligibility and administering advisory accounts

    Advisory Client Meetings- Second Chair

    · Meeting with advisory clients for fact finding and conducting existing advisory client reviews

    · Completing risk tolerance (personal profile) questionnaire with client

    · Participating in client meetings for financial or investment plan development or presentation

    Client Service

    · Corresponding with clients to handle advisory related service issues

    · Contacting clients on behalf of the WMA for developing advisory plan and providing technical explanations of investment plan

    · Explaining advisory products or advisory performance to existing clients

    · Providing services and administering advisory products

    · Accepting redemptions/withdrawal requests from clients and communicating instructions to service team

    · Discussing tax consequences, costs and advisory fees

    · Maintaining daily tickler system for account follow-ups and service requirements

    · Running performance reports in investment software

    Firm Responsibilities

    · Understand and support the firm’s vision, mission, and values

    · Participate in the completion of strategic initiatives and projects

    · Engaging in teambuilding and integrating into the culture of the firm

    · Understanding and following all compliance rules

    · Maintaining confidentiality for all clients

    Qualifications:

    · Bachelor’s degree required – Finance preferred

    · Series 7 (required within 180 days)

    · Montana Life and Health license (required within 90 days)

    · Completion of home office Signature advisory training

    · Five years in securities industry with experience in advisory preferred

    · Trading experience, ability to process personal securities transactions preferred

    · Familiarity with Microsoft applications and data entry and information retrieval software

    · Excellent oral and written communication skills

    · Strong critical thinking, financial analysis and problem-solving skills required

    · Ability to manage multiple diverse projects and assignments in a timely and quality manner

    · Strong attention to detail with the ability to work with a high degree of accuracy

    · Demonstrated ability to maintain effective working relationships with clients

    · Ability to look beyond the obvious and not stop at the first answers

    · Willingness to learn

    · Ability to embrace change and work in a fast-paced environment

    · Able to work both independently and in a team

    · Ability to maintain confidentiality

    Job Type: Full-time

    Pay: From $60,000.00 per year

    Benefits:

    • 401(k)
    • 401(k) matching
    • Health insurance
    • Life insurance
    • Paid time off

    Schedule:

    • 8 hour shift
    • Monday to Friday
    • No weekends

    Supplemental pay types:

    • Bonus opportunities

    Education:

    • Bachelor's (Preferred)

    Ability to Relocate:

    • Bozeman, MT 59715: Relocate before starting work (Required)

    Work Location: In person

  • 21 Days Ago

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CASE MANAGEMENT SUPPORT SPECIALIST
  • Volunteers of America Northern Rockies
  • Missoula, MT FULL_TIME
  • Summary/Objective The Case Manager Support Specialist is responsible for assisting with the Supportive Services of Veteran Families (SSVF) Service Coordinators and a referral source to other agencies....
  • 2 Days Ago

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REGIONAL CASH MANAGEMENT SPECIALIST
  • Stockman Bank of Montana
  • Bozeman, MT FULL_TIME
  • Position General Responsibilities: Be able to sell and service the entire suite of Cash Management products/services to both new and existing customers. In addition, be able to train in-branch staff i...
  • 1 Month Ago

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Leasing Specialist
  • Summerfield Management, LLC
  • Missoula, MT FULL_TIME
  • Position Description: Property & Location: Mullan Reserve | Missoula, MT Job Title: Leasing Specialist Pay Rate: $20/hour About us: Summerfield Property Management (SPM) is a growing property manageme...
  • 3 Days Ago

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Cleaning Specialist
  • Bigfoot Management Group
  • Helena, MT FULL_TIME,PART_TIME
  • Job Title: Cleaner Duties:- Perform deep cleaning tasks to make properties rent ready by following the cleaning checklist- Sweep, mop, and vacuum floors- Dust and wipe down surfaces- Clean and sanitiz...
  • 11 Days Ago

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Bookkeeping Specialist
  • Cascadia Management Group
  • Missoula, MT FULL_TIME
  • The Bookkeeping Professional provides bookkeeping support to Cascadia clients via NewBOS, QuickBooks, and other software, and will serve as a point of contact for internal and external constituencies,...
  • 11 Days Ago

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0 Wealth Management Specialist jobs found in Helena, MT area

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Service Advisor
  • Lithia Motors, Inc.
  • Helena, MT
  • Dealership: L0146 Lithia Chevrolet GMC of Helena Lithia Chevrolet of Helena Immediate Need: Service Advisor Pay Range: $...
  • 3/28/2024 12:00:00 AM

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STORE DELI $14/hr @ N Montana New Location (Helena, MT, US, 59601)
  • Town Pump, Inc.
  • Helena, MT
  • Town Pump is looking for motivated and outgoing individuals to join our team. Town Pump is a growing company, with ever ...
  • 3/28/2024 12:00:00 AM

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Cashier
  • WinCo Foods
  • Helena, MT
  • About Us: Join WinCo Foods at the forefront of customer-centric service, where people matter the most. As a Cashier, you...
  • 3/28/2024 12:00:00 AM

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Waitstaff
  • Atria Senior Living
  • Helena, MT
  • Responsibilities What you will do as a Waitstaff Set and clear tables, take residents' dining orders, and provide the hi...
  • 3/28/2024 12:00:00 AM

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CDL-A Truck Driver - Multiple Routes Available - Competitive Pay
  • C.r. England
  • Helena, MT
  • C.R. England is Now Hiring Experienced CDL-A Regional Truck Drivers! Multiple Routes - Drivers Earn Up To $129,000 Yearl...
  • 3/28/2024 12:00:00 AM

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Postal Clerk - No Experience Required
  • The Postal Service
  • Helena, MT
  • POSTAL CLERK NO EXPERIENCE REQUIRED PAID TRAINING PROVIDED JOB SECURITY The Postal Service is the largest government rel...
  • 3/28/2024 12:00:00 AM

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Travel Nurse RN - Med Surg - $2,184 per week
  • Medical Solutions
  • Helena, MT
  • Job Description Medical Solutions is seeking a travel nurse RN Med Surg for a travel nursing job in Helena, Montana. Job...
  • 3/28/2024 12:00:00 AM

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Business Loan Officer
  • Clearwater Credit Union
  • Helena, MT
  • Job Description Job Description If you’re passionate about helping local businesses buy, build, or expand their operatio...
  • 3/25/2024 12:00:00 AM

Helena (/ˈhɛlɪnə/) is the state capital of the U.S. state of Montana and the county seat of Lewis and Clark County. Helena was founded as a gold camp during the Montana gold rush, and was established in 1864. Over $3.6 billion of gold was extracted in the city limits over a duration of two decades, making it one of the wealthiest cities in the United States by the late nineteenth century. The concentration of wealth contributed to the city's prominent, elaborate Victorian architecture. At the 2010 census Helena's population was 28,190, making it the fifth least populous state capital in the Un...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Wealth Management Specialist jobs
$63,910 to $102,094
Helena, Montana area prices
were up 3.1% from a year ago

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