Wealth Management Specialist, Sr. jobs in Buffalo, NY

Wealth Management Specialist, Sr. develops individualized wealth management financial plans and recommendations to help clients attain financial goals by selecting investment solutions to minimize risk and grow wealth. Uses broad knowledge of investment products to educate clients on available investment options and create planning scenarios for retirement, education savings, and other financial objectives. Being a Wealth Management Specialist, Sr. keeps abreast of economic conditions and new financial products to inform and advise clients on potential enhancements to existing financial plans and create up-sell opportunities. Monitors client portfolios to ensure appropriate risk profile. Additionally, Wealth Management Specialist, Sr. follows all regulatory and organizational policies and procedures. May be involved with selling or coordinating the purchase of additional financial products or services to clients. Requires a bachelor's degree in finance, accounting, business or equivalent. Typically has the Certified Financial Planner (CFP) designation. Typically reports to a manager. The Wealth Management Specialist, Sr. work is highly independent. May assume a team lead role for the work group. A specialist on complex technical and business matters. To be a Wealth Management Specialist, Sr. typically requires 7+ years of related experience. (Copyright 2024 Salary.com)

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Financial Administrative Assistant
  • Legend Wealth Management, LLC
  • Getzville, NY FULL_TIME
  • Administrative Assistant/Financial Advisor Assistant

    The Legend Group, an established and growing financial services firm located in Buffalo, NY, is seeking an assistant with excellent administrative skills who desires to support our clients and team of financial advisors. We are looking for a passionate individual that will deliver an exceptional experience for our clients while supporting our team of advisors.

    Responsibilities:

    Client Service

    • Ability to provide excellent customer service contact/client facing experience
    • Perform general administrative duties including, but not limited to, answering phones, filing, processing mail, scheduling meetings and other responsibilities that support the company
    • Maintain information in the company CRM database, including, but not limited to, entering new contacts and/or companies, creating groups and/or running reports and creating workflow efficiencies

    Advisor Support

    • Prepare advisors for client and prospect meetings on an ongoing basis. Gather and prepare for use all necessary presentation and sales materials, compile meeting agendas, performance reports and account applications
    • Onboard new clients including the set-up of accounts, recurring money movements, online access, and the scheduling of the ongoing account review cycle
    • Proactively work to ensure all advisor client follow-up and associated tasks are completed; create workflow in CRM system to track all outstanding follow-up tasks to be reviewed regularly with each advisor

    Qualifications:

    • Minimum two years of experience in sales/administrative support (preferably in Financial Planning)
    • Knowledge of Company products and services
    • Computer experience: Microsoft Office Suite, including Excel and Powerpoint
    • Proven ability to meet deadlines as well as effectively identify and solve problems
    • Strong time management, organizational skills; able to effectively prioritize/multi-task
    • Ability to work independently as well as cohesively with advisors and team members
    • Must maintain a high level of confidentiality and have a client-focused, helpful attitude
    • Superior Communication skills – Communicates courteously, professional, and effectively in a variety of ways with diverse audience, including use of good grammar
    • Energetic and results-oriented
    • FINRA Series 6 or 7 license preferred but not required
    • Job Type: Full-time
    • Salary: Negotiable depending on experience

    '

    Job Type: Full-time

    Pay: $41,000.00 - $50,000.00 per year

    Benefits:

    • 401(k)
    • 401(k) matching
    • Dental insurance
    • Health insurance
    • Health savings account
    • Life insurance
    • Paid time off
    • Vision insurance

    Schedule:

    • 8 hour shift

    Education:

    • Associate (Required)

    Work Location: In person

  • 12 Days Ago

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Wealth Management Client Associate
  • Bank of America
  • Buffalo, NY FULL_TIME
  • Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we...
  • 3 Days Ago

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Wealth Management Advisor
  • Northwestern Mutual
  • Buffalo, NY FULL_TIME
  • Compensation & Benefits Commission structure to support early development Renewable income Bonus programs and expense allowances Support for insurance licensing, SIE, Series 6, Series 63, CFP®, and mo...
  • 3 Days Ago

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Wealth Management Advisor
  • Equitable Advisors
  • Buffalo, NY FULL_TIME
  • Wealth Management Associate Equitable Advisors is a respected wealth management firm with a proven track record in the industry. We are driven by our mission to help our clients secure their financial...
  • 2 Months Ago

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Registered Wealth Management Client Associate
  • Bank of America
  • Williamsville, NY FULL_TIME
  • Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we...
  • 1 Month Ago

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Online Applications Specialist
  • TruGreen - Lawn Specialist - Amherst, NY
  • West Falls, NY FULL_TIME
  • Immediate Openings in Amherst, NY At TruGreen, we are committed to our customers, our teams, our values, and the science of lawn care. Average income is $850 - $1,200 per week* - Based on hourly rate ...
  • 2 Days Ago

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0 Wealth Management Specialist, Sr. jobs found in Buffalo, NY area

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Inside Sales Representative
  • Advisors Buffalo (SMT-BF)
  • Buffalo, NY
  • Job Description Job Description Make The Difference: Our clients are looking for viable alternatives to their current be...
  • 3/28/2024 12:00:00 AM

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Outbound - Customer Service Specialist - Buffalo, NY
  • SmartAsset Advisors, LLC
  • Buffalo, NY
  • **Who We Are** SmartAsset is a fast-growing financial technology company with the mission of helping people make smart f...
  • 3/28/2024 12:00:00 AM

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General Dentist - Lancaster, NY
  • Gentle Dentistry Of Lancaster
  • Depew, NY
  • General Dentist General Dentistry of Lancasteris looking for a General Dentist to join our team. Why Heartland Dental? A...
  • 3/28/2024 12:00:00 AM

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Entry Level Account Rep
  • USHA - Buffalo (SMT-BF)
  • Williamsville, NY
  • Job Description Job Description Ready to Make a Difference? Our Entry Level Account Reps can make a real difference in p...
  • 3/27/2024 12:00:00 AM

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Internal Revenue Agent (Examiner) 12 MONTH ROSTER 'AMENDED'
  • Department Of The Treasury
  • Depew, NY
  • Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: ht...
  • 3/26/2024 12:00:00 AM

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Account Executive
  • Buffalo Division (SMT-BF)
  • West Seneca, NY
  • Job Description Job Description Make The Difference: Our clients are looking for viable alternatives to their current be...
  • 3/26/2024 12:00:00 AM

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Administrative Specialist
  • U.S. Secret Service
  • Buffalo, NY
  • Summary Joining the Secret Service, Office of Investigations, Buffalo Field Office will allow you to use your expertise ...
  • 3/26/2024 12:00:00 AM

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Remote Insurance Agent
  • Dorr Agency
  • Buffalo, NY
  • Looking for your last career stop? Interested in an industry change? Seeking work-life balance? The Dorr Agency is seeki...
  • 3/25/2024 12:00:00 AM

Buffalo is the second largest city in the U.S. state of New York and the largest city in Western New York. As of July 2016[update], the population was 256,902. The city is the county seat of Erie County and a major gateway for commerce and travel across the Canada–United States border, forming part of the bi-national Buffalo Niagara Region. The Buffalo area was inhabited before the 17th century by the Native American Iroquois tribe and later by French settlers. The city grew significantly in the 19th and 20th centuries as a result of immigration, the construction of the Erie Canal and rail tra...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Wealth Management Specialist, Sr. jobs
$107,889 to $154,599
Buffalo, New York area prices
were up 1.5% from a year ago