Wealth Management Specialist, Sr. jobs in Yakima, WA

WEALTH MANAGEMENT ASSISTANT - CNC Financial Group, LLC (Wenatchee, WA)

CNC Financial Group, LLC, an affiliate of Avantax Wealth Management, Inc., is continuing to grow and prosper! Our Wealth Management Team is searching for an organized, detail-oriented professional with excellent time management skills to join our financial planning practice. Preference will be given to candidates who possess securities and/or insurance licenses.

Our professional financial advisors and team members will help you reach your goals by equipping you with all of the knowledge, training and skills necessary to excel in your role. If you’ve got a warm and outgoing demeanor and would like to become part of a growing firm that embraces work/life balance in a strong team based environment, this opportunity is for you!

QUALIFICATIONS

· Bachelor’s degree with a minimum of 5 years experience in a financial services, support, sales and admin capacity.

· Active Series 7, Series 66 or Series 63 and 65. Life and health preferred. Clean FINRA U4 background check.

· Working knowledge of investment products and platforms.

· High level proficiency in Word, Excel, PowerPoint and Outlook required.

· Professional and highly organized with excellent time management skills in order to prioritize workloads effectively.

· Experience supporting senior level leaders with the ability to work independently in support of advisors.

· Critical thinking skills, good judgment and effective problem solving abilities.

· A strong work ethic requiring minimal supervision and personal pride in work performance.

· Demonstrated integrity and transparency.

· Ability to make a decision based on proven judgement and experience.

· Effective, proactive, and professional verbal and written communications skills.

· Utmost discretion in working with sensitive and confidential information.

· Effectiveness in a fast-paced, cohesive team environment with a positive, professional attitude.

· Flexibility and ability to adjust plans quickly to meet changing business needs.

· A genuine, vested interest in serving and caring for the needs of others with a true love for helping our clients on their path to success.

RESPONSIBILITIES

· Follow established procedures, balance priorities, meet team goals and objectives in a fast changing work environment.

· Perform complex administrative tasks for the director and partnership group.

· Compile data, prepare and analyze reports using software including Redtail CRM and Morningstar.

· Answer client questions in accordance with FINRA compliance standards for the financial industry.

· Provide support to financial advisors in the areas of reporting, customer/business documentation, sales and service goals.

· Maintain financial service databases, conduct financial research, complete special projects as assigned.

· Correspond with clients to complete new account setups, asset transfers, and other brokerage transactions.

· Provide processing, operational, administrative and client service support.

· Provide specialized service and standout experiences to clients.

· Perform high level administrative and support functions for the office.

· Prepare client paperwork, run reports, answer telephones.

· Provide independent, detailed, and specific follow up with clients as assigned.

Join a firm whose priority is service and excellence to their employees and clients. We offer excellent benefits including health, dental and vision insurance, 401(k) program with firm defined match, life insurance and more. Relocation assistance negotiable.

Apply online at https://www.cnccpa.com/careers/

Fingerprint and background check required.

Salary Range: $36 - $46 per hour DOE.

Job Type: Full-time

Pay: $36.00 - $46.00 per hour

Expected hours: 40 per week

Benefits:

• 401(k)
• 401(k) matching
• Dental insurance
• Flexible spending account
• Health insurance
• Health savings account
• Life insurance
• Paid time off
• Vision insurance

Compensation package:

• Profit sharing

Weekly schedule:

• Monday to Friday

Work setting:

• In-person
• Office

Education:

• Bachelor's (Required)

License/Certification:

• Series 63 (Preferred)
• Series 65 (Preferred)
• Series 7 (Preferred)
• Series 66 (Preferred)

Ability to Relocate:

• Wenatchee, WA 98801: Relocate before starting work (Required)

Work Location: In person