Compliance Investigation Manager jobs in the United States

Compliance Investigation Manager oversees investigations of alleged violations of the corporation's ethical standards or non-compliance with applicable laws, regulations and corporate policy. Assigns investigations to professional staff and ensures that staff follows approved investigation procedures. Being a Compliance Investigation Manager ensures that investigations are properly documented and reports findings to authorities as needed. Helps develop compliance training and recommends proactive measures that will reduce the risk of future violations or non-compliance. Additionally, Compliance Investigation Manager requires a bachelor's degree of related area. Typically reports to a head of a unit/department. The Compliance Investigation Manager typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. To be a Compliance Investigation Manager typically requires 3+ years of managerial experience. (Copyright 2024 Salary.com)

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Compliance Manager
  • Spruce Street Compliance
  • Washington, DC FULL_TIME
  • Spruce Street Consulting LLC is Pennsylvania’s premier political compliance firm. Our firm is committed to supporting progressive causes and candidates nation-wide. This position will report to the Principal and/or Compliance Director.

     

    Salary range: $70,000-$90,000/annually generous benefits package and professional development opportunities. DOE

     

    Responsibilities

    ·       Manage the day-to-day operations and financial activity for clients

    ·       Oversee income recordkeeping into compliance database and accounting file

    ·       Process disbursements and track outstanding invoices

    ·       Process client payroll

    ·       Assist Compliance Director in managing client’s budget and track cash flow

    ·       On-boarding and off-boarding client staff

    ·       Track and process 1099s

    ·       Maintain compliance with GAAP

    ·       Perform bank and compliance software reconciliations

    ·       Oversee compliance correspondence

    ·       Assist Compliance Director with client procurement and maintaining vendor relationships

    ·       Assist providing financial reports to clients

    ·       Prepare and file federal and non-federal campaign finance reports

     

    Experience and Skills

    ·       3-5 years of experience work with political or non-profit organizations

    ·       At least one year of experience with non-profit and/or campaign finance compliance

    ·       Strong attention to detail and organized

    ·       Moderate to advance experience with Excel, Google Business Suite, and Dropbox

    ·       Ability to manage multiple projects at once and meet strict deadlines

    ·       Ability to work evenings and weekends to meet deadlines

    ·       Willingness to take initiative

    ·       Bookkeeping experience

    ·       Previous experience with Quickbooks Online (preferred)

    ·       Bachelor’s degree

    ·       Commitment to supporting progressive causes

    ·       Commitment to working within a diverse and inclusive work space

    ·       A background check will be conducted after a conditional offer of employment has been made to a candidate

     

    Spruce Street Consulting LLC is an equal opportunity employer and committed to diversity, equity, and inclusion among its staff. The firm strongly encourages candidates from diverse backgrounds to apply and will hire based on qualifications of the candidate without regard to race, religion, color, national origin, ancestry, physical disability, mental disability, medical condition, genetic information, marital status, sex, gender, gender identity, gender expression, age, sexual orientation, and military or veteran status.  

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  • 1 Month Ago

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Compliance Manager
  • Spruce Street Compliance
  • Philadelphia, PA FULL_TIME
  • Spruce Street Compliance is political and nonprofit compliance consulting firm based out of Philadelphia, PA and Washington, DC. Our firm is committed to supporting progressive causes and candidates n...
  • 1 Month Ago

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Investigation Manager
  • State of Missouri
  • Jefferson City, MO FULL_TIME
  • This position will be filled at a salary no higher than the posted maximum salary. Job Location: Central Office, 105 West Capitol Avenue, Jefferson City, MO Why you’ll love this position: The investig...
  • 10 Days Ago

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Investigation Manager
  • Rockford Public Schools
  • Rockford, IL FULL_TIME
  • JobID: 15499 Position Type: Non-Certified Support/Investigator Date Posted: 4/7/2022 Location: Administration - Legal ROCKFORD PUBLIC SCHOOL DISTRICT #205 Job Description Job Title: Investigation Mana...
  • 1 Month Ago

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Grants Compliance Coordinator
  • Environmental Investigation Agency
  • Washington, DC FULL_TIME
  • PROTECTING OUR ENVIRONMENT WITH INTELLIGENCE. The Environmental Investigation Agency (EIA) is a 501(c)(3) independent, international, non-profit advocacy organization based in Washington, D.C., with a...
  • 26 Days Ago

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Hospital Compliance Investigation Analyst, Hybrid
  • University of Maryland Medical System
  • Linthicum Heights, MD FULL_TIME
  • Job DescriptionGeneral SummaryUnder the supervision of the Director of Compliance, the analyst will manage, develop, implement and monitor policies, procedures, processes, training, corrective action ...
  • 8 Days Ago

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Safety Specialist
  • George J. Igel & Co. Inc.
  • Columbus, OH
  • Safety Specialist Reports to: Vice President of Safety, HR, and Employee Development (George J. Igel & Co., Inc.) Hours:...
  • 4/26/2024 12:00:00 AM

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Project Manager - Forensic Engineer/Architect - Columbus, OH
  • American Structurepoint
  • Columbus, OH
  • Overview: When you join American Structurepoint, you gain more than a career. You become part of a family of talented, p...
  • 4/26/2024 12:00:00 AM

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Facility Security Officer
  • Columbus Region
  • Columbus, OH
  • Facility Security Officer | Government Jobs page has loaded. Facility Security Officer | Government Jobs page has loaded...
  • 4/26/2024 12:00:00 AM

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Remote Security Specialist
  • PSM Partners
  • Columbus, OH
  • Job Profile – Remote Security Specialist – 2024 *1 day ONSITE required for this role* Job Description: Elevate your care...
  • 4/26/2024 12:00:00 AM

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Senior Investigator
  • Elevance Health
  • Columbus, OH
  • WARNING: Please beware of phishing scams that solicit interviews or promote work-at-home opportunities, some of which ma...
  • 4/25/2024 12:00:00 AM

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Safety Specialist
  • George J. Igel & Co., Inc.
  • Columbus, OH
  • Safety Specialist Reports to: Vice President of Safety, HR, and Employee Development (George J. Igel & Co., Inc.) Hours:...
  • 4/24/2024 12:00:00 AM

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EHS Manager (Data center Construction)
  • SAVI EHS
  • Columbus, OH
  • Job Description Job Description Compensation $50.00 per hour (40-50 hours per week) Per Diem considered Employment Type ...
  • 4/24/2024 12:00:00 AM

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Logistics Office Manager
  • Spartan Logistics
  • Columbus, OH
  • Spartan Logistics is a third-party logistics (3PL) company headquartered in Columbus, OH. We specialize in a unique logi...
  • 4/22/2024 12:00:00 AM

Income Estimation for Compliance Investigation Manager jobs
$147,399 to $179,375

Career Path for Compliance Investigation Manager