Corporate Compliance Director manages the compliance programs, policies, reporting, and practices for an organization or business. Ensures that all activities follow regulatory requirements related to the governance of the organization as well as any industry-specific or location-specific laws. Being a Corporate Compliance Director oversees internal controls and auditing systems that monitor and report on regulated activities and processes. Implements risk-based compliance testing of existing procedures and controls to identify, detect, and correct noncompliance. Additionally, Corporate Compliance Director evaluates and implements changes to compliance processes due to new or amended regulations. Delivers communication and training initiatives that inform stakeholders about compliance requirements. Requires a bachelor's degree. Typically reports to a director. The Corporate Compliance Director typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Corporate Compliance Director typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)
At PGE, our work involves dreaming about, planning for, and realizing a smarter, cleaner, more enduring Oregon neighborhood. Its core to our DNA and we haven't stopped since we started in 1888. We energize lives, strengthen communities and drive advancements in energy that promote social, economic and environmental progress. We're always on the lookout for people passionate about leading and being a part of teams that are advancing innovative clean energy solutions that are also affordable and accessible to all.
Key Responsibilities
Compliance Program Management Supports administering FERC compliance policies, programs and standards. Under supervision, identifies programs and initiatives to ensure all corporate systems are compliant and to incorporate new applicable regulatory requirements.
Controls Framework Assessment Under supervision, identifies compliance controls and recommends plans to monitor them. Identifies control gaps and contributes to recommendations to remediate gaps.
Regulatory Docket Management Supports projects to complete filings. Assists in drafting, editing and electronically filing PGE pleadings, interventions and filings in consultation with operating units and Legal Department. Attends FERC open meetings, technical conferences and regional meetings as required.
Investigation Supports tracking, identification and disposition of potential instances of noncompliance, including participating, under supervision, in investigations. Assists in drafting of conclusions and remediation plans.
Analysis and Implementation Researches new standards and regulations. Consults with subject matter experts and identifies impact on processes and procedures. Proposes time lines and gathers compliance evidence.
Consultation and Outreach Reviews published FERC enforcement actions and other regulatory developments and informs other operating units. Delivers presentations on regulatory requirements. Provides subject matter expertise to operating units.
Audit and Enforcement Management Supports the planning and execution of PGE's participation in regulatory enforcement actions, such as self- certifications, audits and external investigations. Assists in gathering, review and submittal of evidence of compliance.
Education/Experience/Certifications
Education Requires a bachelor's degree in finance, business, technical field or other related field or equivalent experience.
Experience Typically two or more years in compliance. FERC/NERC experience is preferred
Certifications, Licenses and Training NERC certification preferred.
Competencies (Knowledge, Skills, Abilities)
Functional Competencies
Working knowledge of regulatory compliance best practices
Working knowledge of relevant regulations and reliability standards
Working skills in compliance, including managing controls, identifying gaps and recommending remediation
General Competencies
Working business acumen skills
Working problem-solving skills
Intermediate decision-making skills
Advanced written and oral communication skills
Intermediate analytical thinking skills
Intermediate diplomacy skills
Intermediate organization and prioritization skills
Working interpersonal skills
Physical and Cognitive Demands
Cognitive Level
Intermediate: Consistent use of relevant principles to solve practical problems and to deal with a variety of concrete variables in situations where only limited standardization exists.
Cognitive
Ability to adhere to set response times, deadlines and time-sensitive tasks
Ability to follow accuracy standards
Ability to follow through on decision-making tasks
Ability to interact effectively and collaboratively within a team environment
Ability to communicate and problem solve when under stress
Ability to respond and adapt to frequent change
Ability to accept and demonstrate self-awareness when provided constructive feedback
Ability to discern feedback and acknowledge ownership of areas of improvement
Ability to avoid future mistakes by applying reasonable skills to new but similar work situations or tasks
Ability to successfully collaborate with peers, managers and others within the organization
Demonstrates sound memory
Ability to process new information to be applied consistently to work tasks
Schedule/Attendance
Ability to work long hours
Ability to work a variable schedule
Ability to report to work and perform work during periods of severe inclement weather
Ability to consistently meet attendance standards for regular, reliable, predictable, full-time attendance
Physical Capabilities
Driving/travel/commute: Daily within service territory - Frequently (at least once a week or more)
Computer use (use computer regularly for entire work shift)
Environment - Office
Compensation Range:
$72,900.00 - $121,500.00In addition, this position is eligible for a performance-based incentive bonus. Actual total compensation is commensurate with experience, skills, and education
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Assisting with storms or other Company emergencies is a part of all positions at Portland General Electric.
PGE is committed to diversity and inclusion in the workplace and is an equal opportunity employer. PGE will not discriminate against any employee or applicant for employment based on race, color, national origin, gender, gender identity, sexual orientation, age, religion, disability, protected veteran status, or other characteristics protected by law.
PGE does not discriminate on the basis of disability. We recognize individuals have a variety of abilities to offer and we believe there is much to value and celebrate by incorporating different abilities into the work we do. One very important way we live this out is in our application and interview process. We work hard to support individuals who may need an accommodation to fully participate in these processes. If you feel you may need an accommodation, or would like to request one, please notify the Talent Acquisition Specialist (Recruiter) associated with the job posting. You may also make this request by contacting or by calling 503-464-7250. The Recruiter will provide information and next steps for the accommodation process. Our Diversity, Equity & Inclusion (DEI) team is also available for support. You can contact them at .
To be considered for this position, please complete the following employment application by the posting close date. Posting closes at midnight (Pacific Time) on the closing date below. If no date is listed, job is open until filled.